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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.59%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$2.95B
AUM Growth
+$147M
Cap. Flow
+$36.4M
Cap. Flow %
1.23%
Top 10 Hldgs %
18.66%
Holding
4,031
New
225
Increased
1,492
Reduced
1,087
Closed
151

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$68M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$30.7M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$29.2M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$21.5M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$15.8M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$50.1M
2
SSO icon
ProShares Ultra S&P500
SSO
+$33.5M
3
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$27.6M
4
GLD icon
SPDR Gold Trust
GLD
+$21.4M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.5M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Industrials 4.14%
3 Technology 3.92%
4 Consumer Staples 3.86%
5 Healthcare 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FENG
3551
Phoenix New Media
FENG
$18M
$1K ﹤0.01%
+12
New +$585
FLXS icon
3552
Flexsteel Industries
FLXS
$305M
$1K ﹤0.01%
53
-4
-7% -$97
FTEK icon
3553
Fuel Tech
FTEK
$43.7M
$1K ﹤0.01%
220
– –
FWRD icon
3554
Forward Air
FWRD
$639M
$1K ﹤0.01%
21
– –
GEVO icon
3555
Gevo
GEVO
$405M
– –
0
– –
HHH icon
3556
Howard Hughes
HHH
$4B
$1K ﹤0.01%
7
-10
-59% -$1.04K
HMY icon
3557
Harmony Gold Mining
HMY
$12.2B
$1K ﹤0.01%
430
– –
IBKR icon
3558
Interactive Brokers
IBKR
$40.7B
$1K ﹤0.01%
168
– –
IHG icon
3559
InterContinental Hotels
IHG
$23B
$1K ﹤0.01%
13
– –
LEE icon
3560
Lee Enterprises
LEE
$180M
$1K ﹤0.01%
25
– –
LEU icon
3561
Centrus Energy
LEU
$3.76B
$1K ﹤0.01%
11
+2
+22% +$283
LNW
3562
DELISTED
Light & Wonder
LNW
$1K ﹤0.01%
51
– –
MSD
3563
Morgan Stanley Emerging Markets Debt Fund
MSD
$148M
$1K ﹤0.01%
114
– –
MTRX icon
3564
Matrix Service
MTRX
$330M
$1K ﹤0.01%
50
– –
NPO icon
3565
Enpro
NPO
$7.13B
$1K ﹤0.01%
11
– –
NWG icon
3566
NatWest
NWG
$76.2B
$1K ﹤0.01%
72
– –
PFS icon
3567
Provident Financial Services
PFS
$3.2B
$1K ﹤0.01%
29
– –
PLG
3568
Platinum Group Metals
PLG
$200M
$1K ﹤0.01%
10
– –
PRTA icon
3569
Prothena Corp
PRTA
$468M
$1K ﹤0.01%
65
– –
PTEN icon
3570
Patterson-UTI
PTEN
$4.2B
$1K ﹤0.01%
35
– –
RCG
3571
RENN Fund
RCG
$21M
$1K ﹤0.01%
500
– –
SANM icon
3572
Sanmina
SANM
$10.8B
$1K ﹤0.01%
+50
New +$819
SBSI icon
3573
Southside Bancshares
SBSI
$962M
$1K ﹤0.01%
63
– –
SEED icon
3574
Origin Agritech
SEED
$12.4M
$1K ﹤0.01%
50
– –
SMN icon
3575
ProShares UltraShort Materials
SMN
$3.72M
$1K ﹤0.01%
1
– –
141 142
143
144 145

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AG
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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
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MP
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CONA
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CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Ladenburg Thalmann Financial Services held 4,031 positions worth $2.95B, up 5.3% from $2.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2013 filing shows 225 new, 1,492 increased, 1,087 reduced and 151 closed positions. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M. The largest sale was iShares Core S&P 500 ETF, an estimated $50.1M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 4.7% a quarter earlier, followed by Industrials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M.
  • Ladenburg Thalmann Financial Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $68M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $50.1M.
  • Ladenburg Thalmann Financial Services fully exited Arrow Dow Jones Global Yield ETF in Q3 2013, selling an estimated $464K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 19% of its $2.95B portfolio in Q3 2013.
  • Ladenburg Thalmann Financial Services opened 225 new positions and closed 151 in Q3 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.3% quarter-over-quarter to $2.95B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2013, filed 14 Nov 2013.