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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.23%
2 Financials 5.91%
3 Industrials 4.42%
4 Healthcare 3.97%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GOGL
3526
DELISTED
Golden Ocean Group
GOGL
$36K ﹤0.01%
3,603
-3,042
-46% -$27.5K
IIIN icon
3527
Insteel Industries
IIIN
$631M
$36K ﹤0.01%
+1,006
New +$38.7K
ZTR
3528
Virtus Total Return Fund
ZTR
$338M
$36K ﹤0.01%
3,233
-924
-22% -$10.8K
DS
3529
DELISTED
Drive Shack Inc.
DS
$36K ﹤0.01%
6,147
+1,600
+35% +$10.1K
QEP
3530
DELISTED
QEP RESOURCES, INC.
QEP
$36K ﹤0.01%
3,302
+303
+10% +$3.27K
CCR
3531
DELISTED
CONSOL Coal Resources LP
CCR
$36K ﹤0.01%
2,022
+980
+94% +$16.6K
SRF
3532
DELISTED
THE CUSHING ROYALTY & INCOME FUND
SRF
$36K ﹤0.01%
3,878
-90
-2% -$842
SXCP
3533
DELISTED
SunCoke Energy Partners, L.P.
SXCP
$36K ﹤0.01%
2,371
-4,488
-65% -$70.8K
LOXO
3534
DELISTED
Loxo Oncology, Inc
LOXO
$36K ﹤0.01%
212
+105
+98% +$17.6K
EE
3535
DELISTED
El Paso Electric Company
EE
$36K ﹤0.01%
638
+446
+232% +$27.3K
ARTNA icon
3536
Artesian Resources
ARTNA
$367M
$35K ﹤0.01%
968
-500
-34% -$18.6K
CUBI icon
3537
Customers Bancorp
CUBI
$2.83B
$35K ﹤0.01%
1,502
-100
-6% -$2.59K
EWI icon
3538
iShares MSCI Italy ETF
EWI
$1.08B
$35K ﹤0.01%
1,266
+1,030
+436% +$29.3K
EWQ icon
3539
iShares MSCI France ETF
EWQ
$332M
$35K ﹤0.01%
1,107
+1,085
+4,932% +$33.7K
KELYA icon
3540
Kelly Services Class A
KELYA
$553M
$35K ﹤0.01%
1,439
-102
-7% -$2.47K
LIQT icon
3541
LiqTech
LIQT
$19M
$35K ﹤0.01%
+656
New +$23.8K
MLI icon
3542
Mueller Industries
MLI
$14.7B
$35K ﹤0.01%
4,800
-2,800
-37% -$21.6K
PRAA icon
3543
PRA Group
PRAA
$779M
$35K ﹤0.01%
941
+247
+36% +$9.65K
QUAD icon
3544
Quad
QUAD
$509M
$35K ﹤0.01%
1,729
+545
+46% +$11.8K
RMTI icon
3545
Rockwell Medical
RMTI
$29.4M
$35K ﹤0.01%
78
-1
-1% -$484
RRR icon
3546
Red Rock Resorts
RRR
$3.77B
$35K ﹤0.01%
1,302
+1,272
+4,240% +$41K
SDS icon
3547
ProShares UltraShort S&P500
SDS
$367M
$35K ﹤0.01%
42
– –
TCBI icon
3548
Texas Capital Bancshares
TCBI
$4.4B
$35K ﹤0.01%
424
+86
+25% +$7.8K
VIXM icon
3549
ProShares VIX Mid-Term Futures ETF
VIXM
$94.3M
$35K ﹤0.01%
1,691
– –
WBIG icon
3550
WBI BullBear Yield 3000 ETF
WBIG
$32.7M
$35K ﹤0.01%
1,321
+922
+231% +$24.8K
140 141
142
143 144

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AG
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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.3% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.