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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ROYT
3526
DELISTED
PACIFIC COAST OIL TRUST
ROYT
$26K ﹤0.01%
16,244
+2,253
+16% +$3.64K
UCFC
3527
DELISTED
United Community Financial Corp
UCFC
$26K ﹤0.01%
2,701
-9,996
-79% -$90.1K
CARB
3528
DELISTED
Carbonite Inc
CARB
$26K ﹤0.01%
1,200
– –
NTC
3529
DELISTED
Nuveen Connecticut Quality Municipal Income Fund
NTC
$26K ﹤0.01%
+2,100
New +$25.9K
FTRPR
3530
DELISTED
Frontier Communications Corporation 11.125% Series A Mandatory Convertible Preferred Stock
FTRPR
$26K ﹤0.01%
1,335
+1,235
+1,235% +$29.1K
AVXS
3531
DELISTED
AveXis, Inc. Common Stock
AVXS
$26K ﹤0.01%
270
– –
CNTR
3532
DELISTED
PowerShares Contrarian Opportunities Portfolio
CNTR
$26K ﹤0.01%
835
– –
DO
3533
DELISTED
Diamond Offshore Drilling
DO
$26K ﹤0.01%
1,769
-282
-14% -$3.4K
SPN
3534
DELISTED
Superior Energy Services, Inc.
SPN
$26K ﹤0.01%
244
+6
+3% +$592
ASX icon
3535
ASE Group
ASX
$85B
$25K ﹤0.01%
3,955
-1,417
-26% -$8.88K
BAK icon
3536
Braskem
BAK
$881M
$25K ﹤0.01%
919
+179
+24% +$4.39K
BANR icon
3537
Banner Corp
BANR
$2.47B
$25K ﹤0.01%
414
– –
BDN
3538
Brandywine Realty Trust
BDN
$534M
$25K ﹤0.01%
1,464
-166
-10% -$2.82K
BHE icon
3539
Benchmark Electronics
BHE
$2.92B
$25K ﹤0.01%
742
– –
CSTE icon
3540
Caesarstone
CSTE
$104M
$25K ﹤0.01%
823
+40
+5% +$1.25K
EEMX icon
3541
State Street SPDR MSCI Emerging Markets Fossil Fuel Reserves Free ETF
EEMX
$176M
$25K ﹤0.01%
+750
New +$24.5K
GVAL icon
3542
Cambria Global Value ETF
GVAL
$594M
$25K ﹤0.01%
979
– –
HUSV icon
3543
First Trust Horizon Managed Volatility Domestic ETF
HUSV
$84.6M
$25K ﹤0.01%
1,141
-289
-20% -$6.39K
JBGS
3544
JBG SMITH
JBGS
$664M
$25K ﹤0.01%
+714
New +$24.2K
MERC icon
3545
Mercer International
MERC
$33.5M
$25K ﹤0.01%
2,151
-149
-6% -$1.67K
PNI
3546
PIMCO New York Municipal Income Fund II
PNI
$78M
$25K ﹤0.01%
2,051
– –
QUAD icon
3547
Quad
QUAD
$502M
$25K ﹤0.01%
1,083
-1,488
-58% -$30.8K
RGT
3548
Royce Global Value Trust
RGT
$101M
$25K ﹤0.01%
2,447
+473
+24% +$4.66K
SAFT icon
3549
Safety Insurance
SAFT
$1.52B
$25K ﹤0.01%
324
+74
+30% +$5.27K
TV icon
3550
Televisa
TV
$1.48B
$25K ﹤0.01%
1,017
-762
-43% -$19.6K
140 141
142
143 144

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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.