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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
Cap. Flow
+$409M
Cap. Flow %
5.68%
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$17.5M
3
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$16.5M
4
ABUS icon
Arbutus Biopharma
ABUS
+$15.4M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$14.6M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$36M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$12.1M
3
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$11.1M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$6.94M
5
MSM icon
MSC Industrial Direct
MSM
+$6.76M

Sector Composition

Rank Sector Weight
1 Financials 6.15%
2 Industrials 5.32%
3 Technology 5.28%
4 Consumer Staples 4.98%
5 Healthcare 4.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QGENF
3526
DELISTED
QIAGEN NV
QGENF
$19K ﹤0.01%
688
+443
+181% +$12.2K
ALGT icon
3527
Allegiant Air
ALGT
$2.36B
$18K ﹤0.01%
109
-9
-8% -$1.41K
ANF icon
3528
Abercrombie & Fitch
ANF
$4.99B
$18K ﹤0.01%
1,445
-312
-18% -$4.63K
CFBK icon
3529
CF Bankshares
CFBK
$235M
$18K ﹤0.01%
1,818
– –
CRT
3530
Cross Timbers Royalty Trust
CRT
$60.6M
$18K ﹤0.01%
1,003
+2
+0.2% +$36
CTO
3531
CTO Realty Growth
CTO
$819M
$18K ﹤0.01%
1,223
– –
ENX
3532
DELISTED
Eaton Vance New York Municipal Bond Fund
ENX
$18K ﹤0.01%
1,500
– –
FVAL icon
3533
Fidelity Value Factor ETF
FVAL
$1.38B
$18K ﹤0.01%
+674
New +$17.8K
GAU
3534
Galiano Gold
GAU
$547M
$18K ﹤0.01%
5,800
– –
GPI icon
3535
Group 1 Automotive
GPI
$3.17B
$18K ﹤0.01%
+230
New +$15.8K
HLIT icon
3536
Harmonic Inc
HLIT
$1.42B
$18K ﹤0.01%
3,665
– –
ICLN icon
3537
iShares Global Clean Energy ETF
ICLN
$2.11B
$18K ﹤0.01%
2,233
+35
+2% +$293
KMPR icon
3538
Kemper
KMPR
$1.56B
$18K ﹤0.01%
420
+70
+20% +$2.83K
KN icon
3539
Knowles
KN
$3.23B
$18K ﹤0.01%
1,060
-34
-3% -$530
KRC icon
3540
Kilroy Realty
KRC
$4.22B
$18K ﹤0.01%
252
-74
-23% -$5.29K
LMAT icon
3541
LeMaitre Vascular
LMAT
$1.87B
$18K ﹤0.01%
711
-88
-11% -$1.95K
NPV icon
3542
Nuveen Virginia Quality Municipal Income Fund
NPV
$215M
$18K ﹤0.01%
+1,400
New +$18.9K
PXJ icon
3543
Invesco Oil & Gas Services ETF
PXJ
$65.5M
$18K ﹤0.01%
283
-306
-52% -$18.4K
QYLD icon
3544
Global X NASDAQ-100 Covered Call ETF
QYLD
$8.29B
$18K ﹤0.01%
800
-680
-46% -$15.2K
SITE icon
3545
SiteOne Landscape Supply
SITE
$4.22B
$18K ﹤0.01%
+511
New +$17.1K
TRUP icon
3546
Trupanion
TRUP
$1.33B
$18K ﹤0.01%
1,131
+230
+26% +$3.7K
ULST icon
3547
State Street Ultra Short Term Bond ETF
ULST
$526M
$18K ﹤0.01%
+455
New +$18.3K
VRN
3548
DELISTED
Veren
VRN
$18K ﹤0.01%
1,305
– –
BIG
3549
DELISTED
Big Lots, Inc.
BIG
$18K ﹤0.01%
378
+83
+28% +$4.07K
MDRX
3550
DELISTED
Veradigm Inc. Common Stock
MDRX
$18K ﹤0.01%
1,744
-814
-32% -$9.29K
140 141
142
143 144

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HAM
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Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.

By sector, the portfolio is most concentrated in Financials at 6.1% of assets, up from 5.3% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
  • Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.