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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.3%
2 Financials 5.29%
3 Technology 5.07%
4 Industrials 5.07%
5 Healthcare 4.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LMAT icon
3526
LeMaitre Vascular
LMAT
$1.87B
$16K ﹤0.01%
799
+446
+126% +$7.79K
MPA icon
3527
BlackRock MuniYield Pennsylvania Quality Fund
MPA
$144M
$16K ﹤0.01%
989
– –
MVIS icon
3528
Microvision
MVIS
$89.7M
$16K ﹤0.01%
751
– –
OXM icon
3529
Oxford Industries
OXM
$538M
$16K ﹤0.01%
233
-53
-19% -$3.32K
PTEN icon
3530
Patterson-UTI
PTEN
$4.2B
$16K ﹤0.01%
724
+627
+646% +$12.6K
RH icon
3531
RH
RH
$3.41B
$16K ﹤0.01%
451
-37
-8% -$1.18K
SHO icon
3532
Sunstone Hotel Investors
SHO
$2.01B
$16K ﹤0.01%
1,291
-92
-7% -$1.21K
TPZ
3533
Tortoise Electrification Infrastructure ETF
TPZ
$127M
$16K ﹤0.01%
700
– –
ROIC
3534
DELISTED
Retail Opportunity Investments Corp.
ROIC
$16K ﹤0.01%
728
+67
+10% +$1.49K
IMGN
3535
DELISTED
Immunogen Inc
IMGN
$16K ﹤0.01%
6,016
+653
+12% +$1.9K
BKI
3536
DELISTED
Black Knight, Inc. Common Stock
BKI
$16K ﹤0.01%
390
+40
+11% +$1.57K
RDUS
3537
DELISTED
Radius Health, Inc.
RDUS
$16K ﹤0.01%
301
-14
-4% -$711
MNTA
3538
DELISTED
Momenta Pharmaceuticals, Inc.
MNTA
$16K ﹤0.01%
1,358
+106
+8% +$1.25K
JMT
3539
DELISTED
Nuveen Mortgage Opportunity Term Fund 2
JMT
$16K ﹤0.01%
671
– –
NAP
3540
DELISTED
Navios Maritime Midstream Partrs
NAP
$16K ﹤0.01%
1,500
– –
RSPP
3541
DELISTED
RSP Permian, Inc.
RSPP
$16K ﹤0.01%
409
+40
+11% +$1.48K
CAFD
3542
DELISTED
8point3 Energy Partners LP
CAFD
$16K ﹤0.01%
+1,100
New +$17.4K
ADPT
3543
DELISTED
Adeptus Health Inc
ADPT
$16K ﹤0.01%
362
-500
-58% -$22.6K
FLY
3544
DELISTED
Fly Leasing Limited
FLY
$16K ﹤0.01%
1,349
+1
+0.1% +$12
EE
3545
DELISTED
El Paso Electric Company
EE
$16K ﹤0.01%
344
-11
-3% -$513
ABR icon
3546
Arbor Realty Trust
ABR
$974M
$15K ﹤0.01%
2,000
– –
ADEA icon
3547
Adeia
ADEA
$3.16B
$15K ﹤0.01%
1,436
-121
-8% -$1.06K
ALGT icon
3548
Allegiant Air
ALGT
$2.36B
$15K ﹤0.01%
118
– –
AMKR icon
3549
Amkor Technology
AMKR
$14.3B
$15K ﹤0.01%
+1,536
New +$12.3K
BIB icon
3550
ProShares Ultra NASDAQ Biotechnology
BIB
$87.1M
$15K ﹤0.01%
300
– –
140 141
142
143 144

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HAM
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CM
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TRAM
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Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Consumer Staples at 5.3% of assets, down from 5.6% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.