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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.05%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$5.41B
AUM Growth
+$561M
Cap. Flow
+$408M
Cap. Flow %
7.54%
Top 10 Hldgs %
14.8%
Holding
5,036
New
264
Increased
2,184
Reduced
1,438
Closed
181

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$62.5M
2
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$24.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$23.4M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$23.3M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$16.2M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$14.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$14M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$13.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$10.5M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$8.07M

Sector Composition

Rank Sector Weight
1 Financials 5.77%
2 Consumer Staples 5.18%
3 Technology 5.18%
4 Industrials 5.13%
5 Healthcare 4.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SNP
3526
DELISTED
CHINA PETROLEUM & CHEMICAL CORPORATION ADS (REP 100 ORDINARY H SHARES)
SNP
$13K ﹤0.01%
211
+104
+97% +$6.87K
TVTY
3527
DELISTED
Tivity Health, Inc. Common Stock
TVTY
$13K ﹤0.01%
+1,000
New +$12.2K
FMBI
3528
DELISTED
First Midwest Bancorp Inc/IL
FMBI
$13K ﹤0.01%
722
+41
+6% +$756
VTA
3529
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$13K ﹤0.01%
1,300
– –
EGOV
3530
DELISTED
NIC Inc
EGOV
$13K ﹤0.01%
644
+60
+10% +$1.18K
SINA
3531
DELISTED
Sina Corp
SINA
$13K ﹤0.01%
260
– –
BAF
3532
DELISTED
BLACKROCK MUNICIPAL INCOME INVESTMENT QUALITY TRUST
BAF
$13K ﹤0.01%
854
+16
+2% +$230
ZMLP
3533
DELISTED
Direxion Zacks MLP High Income Index Shares
ZMLP
$13K ﹤0.01%
+91
New +$15.1K
MNTA
3534
DELISTED
Momenta Pharmaceuticals, Inc.
MNTA
$13K ﹤0.01%
858
+92
+12% +$1.54K
SSI
3535
DELISTED
Stage Stores Inc
SSI
$13K ﹤0.01%
1,476
-528
-26% -$4.88K
AIV.PRA
3536
DELISTED
Apart. Invst and Mgt Co
AIV.PRA
$13K ﹤0.01%
+500
New +$13.1K
RDC
3537
DELISTED
Rowan Companies Plc
RDC
$13K ﹤0.01%
744
-67
-8% -$1.28K
JHDG
3538
DELISTED
WisdomTree Japan Hedged Quality Dividend Growth Fund
JHDG
$13K ﹤0.01%
550
– –
HGT
3539
DELISTED
Hugoton Royalty Trust
HGT
$13K ﹤0.01%
7,938
+503
+7% +$1.24K
SHOR
3540
DELISTED
ShoreTel, Inc.
SHOR
$13K ﹤0.01%
+1,480
New +$13.8K
TNGO
3541
DELISTED
Tangoe, Inc.
TNGO
$13K ﹤0.01%
1,500
– –
ELNK
3542
DELISTED
EarthLink Holdings Corp.
ELNK
$13K ﹤0.01%
1,728
+551
+47% +$4.63K
COB
3543
DELISTED
CommunityOne Bancorp
COB
$13K ﹤0.01%
1,000
-5
-0.5% -$66
SKUL
3544
DELISTED
SKULLCANDY INC
SKUL
$13K ﹤0.01%
2,710
+1,110
+69% +$5.49K
WPG
3545
DELISTED
Washington Prime Group Inc.
WPG
$13K ﹤0.01%
132
+14
+12% +$1.42K
LF
3546
DELISTED
LEAPFROG ENTERPRISES INC.
LF
$13K ﹤0.01%
18,820
-4,780
-20% -$3.6K
GRES
3547
DELISTED
IQ ARB Global Resources
GRES
$13K ﹤0.01%
600
– –
EPRO
3548
DELISTED
AdvisorShares EquityPro ETF
EPRO
$13K ﹤0.01%
460
-69,272
-99% -$2.03M
ACLS icon
3549
Axcelis
ACLS
$4.39B
$12K ﹤0.01%
1,122
-59
-5% -$627
CVE icon
3550
Cenovus Energy
CVE
$56.4B
$12K ﹤0.01%
937
+102
+12% +$1.5K
140 141
142
143 144

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HAM
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Ladenburg Thalmann Financial Services's Q4 2015 Portfolio in Review

As of Q4 2015, Ladenburg Thalmann Financial Services held 5,036 positions worth $5.41B, up 12% from $4.85B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $408M of net new capital in Q4 2015, opening 264 new positions and adding to 2,184 existing holdings. Its largest new stake was Alphabet (Google) Class A: 357,940 shares worth $13.9M.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.8% a quarter earlier, followed by Consumer Staples and Technology.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $14.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2015 buy was Alphabet (Google) Class A: 357,940 shares worth $13.9M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2015, an estimated $62.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2015 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $14.4M.
  • Ladenburg Thalmann Financial Services fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $2.23M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $5.41B portfolio in Q4 2015.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 181 in Q4 2015.
  • Ladenburg Thalmann Financial Services's portfolio value rose 12% quarter-over-quarter to $5.41B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2015, filed 16 Feb 2016.