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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.76%
2 Technology 5.43%
3 Industrials 5.06%
4 Consumer Staples 4.97%
5 Healthcare 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HEEM icon
3526
iShares Currency Hedged MSCI Emerging Markets
HEEM
$293M
$10K ﹤0.01%
470
+205
+77% +$4.53K
IAF
3527
abrdn Australia Equity Fund
IAF
$127M
$10K ﹤0.01%
616
+21
+4% +$367
JEQ
3528
DELISTED
abrdn Japan Equity Fund
JEQ
$10K ﹤0.01%
1,500
– –
KBA icon
3529
KraneShares Bosera MSCI China A 50 Connect Index ETF
KBA
$147M
$10K ﹤0.01%
250
-100
-29% -$4.75K
MFM
3530
Aberdeen Municipal Income Fund
MFM
$223M
$10K ﹤0.01%
1,500
– –
MGF
3531
Aberdeen Government Markets Income Fund
MGF
$92.9M
$10K ﹤0.01%
1,800
– –
MSA icon
3532
Mine Safety
MSA
$7.32B
$10K ﹤0.01%
243
-28
-10% -$1.3K
NICE icon
3533
Nice
NICE
$6.17B
$10K ﹤0.01%
169
-174
-51% -$10.9K
NWS icon
3534
News Corp Class B
NWS
$17.8B
$10K ﹤0.01%
822
+71
+9% +$977
OUT icon
3535
Outfront Media
OUT
$5.24B
$10K ﹤0.01%
500
-22
-4% -$516
RING icon
3536
iShares MSCI Global Gold Miners ETF
RING
$2.4B
$10K ﹤0.01%
909
+836
+1,145% +$9.61K
RLI icon
3537
RLI Corp
RLI
$5.87B
$10K ﹤0.01%
392
-1,932
-83% -$52.4K
RUN icon
3538
Sunrun
RUN
$2.37B
$10K ﹤0.01%
+1,000
New +$10.8K
SCHL icon
3539
Scholastic
SCHL
$784M
$10K ﹤0.01%
+250
New +$10.8K
SEVN
3540
Seven Hills Realty Trust
SEVN
$175M
$10K ﹤0.01%
548
+325
+146% +$5.84K
SFNC icon
3541
Simmons First National
SFNC
$3.46B
$10K ﹤0.01%
400
– –
SIM icon
3542
Grupo SIMEC
SIM
$4.68B
$10K ﹤0.01%
1,450
– –
SMCI icon
3543
Super Micro Computer
SMCI
$25.3B
$10K ﹤0.01%
3,550
– –
STM icon
3544
STMicroelectronics
STM
$48.1B
$10K ﹤0.01%
1,519
-800
-34% -$5.92K
IRD
3545
Opus Genetics
IRD
$309M
$10K ﹤0.01%
39
– –
TA
3546
DELISTED
TravelCenters of America LLC
TA
$10K ﹤0.01%
189
-1
-0.5% -$68
AGRX
3547
DELISTED
Agile Therapeutics
AGRX
$10K ﹤0.01%
1
– –
PFBI
3548
DELISTED
Premier Financial Bancorp
PFBI
$10K ﹤0.01%
963
– –
DSE
3549
DELISTED
Duff & Phelps Select MLP and Midstream Energy Fund Inc.
DSE
$10K ﹤0.01%
125
-50
-29% -$5.18K
EGOV
3550
DELISTED
NIC Inc
EGOV
$10K ﹤0.01%
584
+384
+192% +$7.01K
140 141
142
143 144

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HAM
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TRAM
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CONA
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Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.7% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.