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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.52B
AUM Growth
+$850M
Cap. Flow
+$765M
Cap. Flow %
16.93%
Top 10 Hldgs %
14%
Holding
4,636
New
555
Increased
2,421
Reduced
842
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60.7M
2
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$40.4M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$35.6M
4
AAPL icon
Apple
AAPL
+$29.4M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$27.9M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$49.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$49.5M
3
OEF icon
iShares S&P 100 ETF
OEF
+$39.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$26.2M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$24.6M

Sector Composition

Rank Sector Weight
1 Financials 5.33%
2 Technology 5.3%
3 Industrials 5.11%
4 Consumer Staples 4.67%
5 Healthcare 4.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UVV icon
3526
Universal Corp
UVV
$1.14B
$8K ﹤0.01%
193
+93
+93% +$3.92K
WTFC icon
3527
Wintrust Financial
WTFC
$10.9B
$8K ﹤0.01%
169
+41
+32% +$1.86K
VRTV
3528
DELISTED
VERITIV CORPORATION
VRTV
$8K ﹤0.01%
144
+16
+13% +$768
MGLN
3529
DELISTED
Magellan Health Services, Inc.
MGLN
$8K ﹤0.01%
132
+104
+371% +$6.14K
SHLO
3530
DELISTED
Shiloh Industries Inc
SHLO
$8K ﹤0.01%
500
– –
DPLO
3531
DELISTED
DIPLOMAT PHARMACY, INC.
DPLO
$8K ﹤0.01%
+300
New +$7.28K
SFLY
3532
DELISTED
Shutterfly, Inc.
SFLY
$8K ﹤0.01%
174
+24
+16% +$1.02K
AMID
3533
DELISTED
American Midstream Partners, LP
AMID
$8K ﹤0.01%
400
– –
EQLT
3534
DELISTED
Workplace Equality Portfolio
EQLT
$8K ﹤0.01%
+275
New +$7.39K
BPK
3535
DELISTED
Blackrock Muni 2018 Term Tr
BPK
$8K ﹤0.01%
476
+7
+1% +$113
KND
3536
DELISTED
Kindred Healthcare
KND
$8K ﹤0.01%
432
+24
+6% +$475
MSCC
3537
DELISTED
Microsemi Corp
MSCC
$8K ﹤0.01%
271
+47
+21% +$1.24K
WAC
3538
DELISTED
Walter Investment Mgt Corp
WAC
$8K ﹤0.01%
478
– –
YDKN
3539
DELISTED
Yadkin Financial Corporation
YDKN
$8K ﹤0.01%
+409
New +$7.76K
TEUM
3540
DELISTED
Pareteum Corporation
TEUM
$8K ﹤0.01%
+400
New +$9.05K
CLMS
3541
DELISTED
Calamos Asset Management, Inc.
CLMS
$8K ﹤0.01%
632
+505
+398% +$6.55K
ASEI
3542
DELISTED
AMER SCIENCE & ENGR INC.
ASEI
$8K ﹤0.01%
154
– –
FUR
3543
DELISTED
WINTHROP REALTY TRUST SHS BENE INT (NEW)
FUR
$8K ﹤0.01%
500
-1,200
-71% -$19.7K
SPDC
3544
DELISTED
SPEED COMMERCE, INC COM STK
SPDC
$8K ﹤0.01%
+2,500
New +$6.96K
TAI
3545
DELISTED
TRANSAMERICA INCOME SHS INC
TAI
$8K ﹤0.01%
440
+120
+38% +$2.45K
RBS.PRQ
3546
DELISTED
ROYAL BANK OF SCOTLAND GP PLC (THE) ADR REPSTG PFD SHS SER Q
RBS.PRQ
$8K ﹤0.01%
335
-184
-35% -$4.63K
VPCO
3547
DELISTED
VAPOR CORP DEL COM STK
VPCO
$8K ﹤0.01%
1,440
+1,400
+3,500% +$11K
PTRY
3548
DELISTED
PANTRY INC (THE)
PTRY
$8K ﹤0.01%
223
+147
+193% +$3.97K
RSH
3549
DELISTED
RADIOSHACK CORP
RSH
$8K ﹤0.01%
20,476
-491
-2% -$371
FBC
3550
DELISTED
Flagstar Bancorp, Inc. New
FBC
$8K ﹤0.01%
528
– –
140 141
142
143 144

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HAM
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CM
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TRAM
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CONA
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Ladenburg Thalmann Financial Services's Q4 2014 Portfolio in Review

As of Q4 2014, Ladenburg Thalmann Financial Services held 4,636 positions worth $4.52B, up 23% from $3.67B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $765M of net new capital in Q4 2014, opening 555 new positions and adding to 2,421 existing holdings. Its largest new stake was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.

By sector, the portfolio is most concentrated in Financials at 5.3% of assets, up from 4.3% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $49.9M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2014 buy was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $60.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $49.9M.
  • Ladenburg Thalmann Financial Services fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.52B portfolio in Q4 2014.
  • Ladenburg Thalmann Financial Services opened 555 new positions and closed 135 in Q4 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 23% quarter-over-quarter to $4.52B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2014, filed 13 Feb 2015.