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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+6.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.24B
AUM Growth
+$294M
Cap. Flow
+$124M
Cap. Flow %
3.84%
Top 10 Hldgs %
18.07%
Holding
4,077
New
197
Increased
1,450
Reduced
1,165
Closed
217

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$71.2M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$68.7M
3
SSO icon
ProShares Ultra S&P500
SSO
+$38.6M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$37.6M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$19.2M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$59.3M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$38.1M
4
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$32.9M
5
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$22.1M

Sector Composition

Rank Sector Weight
1 Energy 4.75%
2 Industrials 4.34%
3 Technology 4.01%
4 Consumer Staples 3.87%
5 Healthcare 3.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALBO
3526
DELISTED
Albireo Pharma Inc
ALBO
$2K ﹤0.01%
33
– –
AMPE
3527
DELISTED
Ampio Pharmaceuticals Inc.
AMPE
$2K ﹤0.01%
+1
New +$2.36K
AUTO
3528
DELISTED
AutoWeb, Inc. Common Stock
AUTO
$2K ﹤0.01%
+100
New +$1.04K
PSB
3529
DELISTED
PS Business Parks, Inc.
PSB
$2K ﹤0.01%
30
-7
-19% -$544
ANAT
3530
DELISTED
American National Group, Inc. Common Stock
ANAT
$2K ﹤0.01%
19
– –
ATRS
3531
DELISTED
Antares Pharma, Inc.
ATRS
$2K ﹤0.01%
500
– –
MGLN
3532
DELISTED
Magellan Health Services, Inc.
MGLN
$2K ﹤0.01%
28
– –
PFPT
3533
DELISTED
Proofpoint, Inc.
PFPT
$2K ﹤0.01%
57
+31
+119% +$933
IPFF
3534
DELISTED
iShares International Preferred Stock ETF
IPFF
$2K ﹤0.01%
+89
New +$2.17K
BITA
3535
DELISTED
Bitauto Holdings Limited
BITA
$2K ﹤0.01%
50
– –
RST
3536
DELISTED
ROSETTA STONE INC
RST
$2K ﹤0.01%
150
-100
-40% -$1.36K
CART
3537
DELISTED
Carolina Trust BancShares
CART
$2K ﹤0.01%
732
– –
LOR
3538
DELISTED
Lazard World Dividend & Income Fund, Inc.
LOR
$2K ﹤0.01%
124
– –
WP
3539
DELISTED
Worldpay, Inc.
WP
$2K ﹤0.01%
61
-6
-9% -$174
ELGX
3540
DELISTED
Endologix Inc
ELGX
$2K ﹤0.01%
10
– –
HGI
3541
DELISTED
Invesco Zacks International Multi-Asset Income ETF
HGI
$2K ﹤0.01%
131
-215
-62% -$3.9K
IMPV
3542
DELISTED
Imperva, Inc.
IMPV
$2K ﹤0.01%
36
– –
SONC
3543
DELISTED
Sonic Corp
SONC
$2K ﹤0.01%
100
– –
ANW
3544
DELISTED
Aegean Marine Petroleum Network
ANW
$2K ﹤0.01%
158
+1
+0.6% +$11
ILG
3545
DELISTED
ILG, Inc Common Stock
ILG
$2K ﹤0.01%
65
– –
LAYN
3546
DELISTED
Layne Christensen Co
LAYN
$2K ﹤0.01%
100
-1,413
-93% -$24.6K
EWEM
3547
DELISTED
Invesco MSCI Emerging Markets Equal Country Weight ETF
EWEM
$2K ﹤0.01%
50
– –
BBG
3548
DELISTED
Bill Barrett Corp
BBG
$2K ﹤0.01%
76
– –
PMC
3549
DELISTED
PharMerica Corporation
PMC
$2K ﹤0.01%
108
– –
VALE.P
3550
DELISTED
Vale S A
VALE.P
$2K ﹤0.01%
142
– –
140 141
142
143 144

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2013 Portfolio in Review

As of Q4 2013, Ladenburg Thalmann Financial Services held 4,077 positions worth $3.24B, up 10% from $2.95B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $124M of net new capital in Q4 2013, opening 197 new positions and adding to 1,450 existing holdings. Its largest new stake was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.

By sector, the portfolio is most concentrated in Energy at 4.8% of assets, up from 4.7% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $63M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2013 buy was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2013, an estimated $71.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $63M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra 7-10 Year Treasury in Q4 2013, selling an estimated $22.1M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.24B portfolio in Q4 2013.
  • Ladenburg Thalmann Financial Services opened 197 new positions and closed 217 in Q4 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 10% quarter-over-quarter to $3.24B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2013, filed 14 Feb 2014.