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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.23%
2 Financials 5.91%
3 Industrials 4.42%
4 Healthcare 3.97%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MSTR icon
3501
Strategy Inc
MSTR
$36.2B
$38K ﹤0.01%
2,720
-90
-3% -$1.26K
NGVC icon
3502
Vitamin Cottage Natural Grocers
NGVC
$648M
$38K ﹤0.01%
2,242
+50
+2% +$830
SLVP icon
3503
iShares MSCI Global Silver and Metals Miners ETF
SLVP
$962M
$38K ﹤0.01%
4,704
+3,394
+259% +$30.6K
ZD icon
3504
Ziff Davis
ZD
$1.89B
$38K ﹤0.01%
536
-325
-38% -$23.8K
PER
3505
DELISTED
SANDRIDGE PERMIAN TRUST
PER
$38K ﹤0.01%
14,529
+8,740
+151% +$23.1K
JPMV
3506
DELISTED
iShares Edge MSCI Min Vol Japan ETF
JPMV
$38K ﹤0.01%
555
+190
+52% +$12.8K
ASB icon
3507
Associated Banc-Corp
ASB
$6.09B
$37K ﹤0.01%
1,463
+594
+68% +$16.2K
BBJP icon
3508
JPMorgan BetaBuilders Japan ETF
BBJP
$19.1B
$37K ﹤0.01%
+744
New +$35.9K
DDIV icon
3509
First Trust Exchange-Traded Fund VI First Trust Dorsey Wright Momentum & Dividend ETF
DDIV
$81.2M
$37K ﹤0.01%
+1,451
New +$36.8K
PPBI
3510
DELISTED
Pacific Premier Bancorp
PPBI
$37K ﹤0.01%
1,002
-465
-32% -$17.8K
RBCAA icon
3511
Republic Bancorp
RBCAA
$1.93B
$37K ﹤0.01%
808
-239
-23% -$11.5K
STKL
3512
DELISTED
SunOpta
STKL
$37K ﹤0.01%
5,055
+255
+5% +$2.03K
SVM
3513
Silvercorp Metals
SVM
$2.66B
$37K ﹤0.01%
15,386
+1,750
+13% +$4.64K
TOWN icon
3514
Towne Bank
TOWN
$3.5B
$37K ﹤0.01%
1,205
+1
+0.1% +$32
ZG icon
3515
Zillow
ZG
$7.88B
$37K ﹤0.01%
874
+243
+39% +$12.7K
XIFR
3516
XPLR Infrastructure LP
XIFR
$1.1B
$37K ﹤0.01%
759
-407
-35% -$19.3K
NTBL
3517
DELISTED
Notable Labs, Ltd. Ordinary Shares
NTBL
$37K ﹤0.01%
643
-138
-18% -$8.74K
TTOO
3518
DELISTED
T2 Biosystems, Inc
TTOO
$37K ﹤0.01%
1
– –
NCI
3519
DELISTED
Navigant Consulting, Inc.
NCI
$37K ﹤0.01%
1,618
-42
-3% -$972
PETX
3520
DELISTED
Aratana Therapeutics, Inc.
PETX
$37K ﹤0.01%
6,380
+3,580
+128% +$17.9K
RDC
3521
DELISTED
Rowan Companies Plc
RDC
$37K ﹤0.01%
1,950
-121
-6% -$1.81K
JPEH
3522
DELISTED
JPMorgan Diversified Return Europe Currency Hedged ETF
JPEH
$37K ﹤0.01%
+1,279
New +$37.6K
KEM
3523
DELISTED
KEMET Corporation
KEM
$37K ﹤0.01%
2,000
+1,607
+409% +$39.6K
CBON icon
3524
VanEck China Bond ETF
CBON
$26.3M
$36K ﹤0.01%
1,600
– –
CET
3525
Central Securities Corp
CET
$1.63B
$36K ﹤0.01%
1,209
+1,001
+481% +$28.9K
139 140
141
142 143

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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.3% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.