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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TPC
3501
Tutor Perini Cor
TPC
$5.13B
$27K ﹤0.01%
966
– –
NYMX
3502
DELISTED
Nymox Pharmaceutical Corp
NYMX
$27K ﹤0.01%
7,100
– –
AGFS
3503
DELISTED
AgroFresh Solutions Inc
AGFS
$27K ﹤0.01%
3,871
-1,001
-21% -$7.51K
DUC
3504
DELISTED
Duff & Phelps Utility & Corporate Bond Trust
DUC
$27K ﹤0.01%
3,006
-772
-20% -$7.12K
TIVO
3505
DELISTED
Tivo Inc
TIVO
$27K ﹤0.01%
1,347
– –
NSM
3506
DELISTED
Nationstar Mortgage Holdings
NSM
$27K ﹤0.01%
1,447
-53
-4% -$925
JO
3507
DELISTED
iPath Bloomberg Coffee Subindex Total Return ETN due June 24, 2038
JO
$27K ﹤0.01%
1,650
+150
+10% +$2.64K
FMSA
3508
DELISTED
Fairmount Santrol Holdings Inc.
FMSA
$27K ﹤0.01%
5,650
+4,500
+391% +$14.6K
EQC.PRD
3509
DELISTED
Equity Commonwealth 6 1/2% Series D Cumulative Convertible Preferred Shares
EQC.PRD
$27K ﹤0.01%
1,000
– –
PSXP
3510
DELISTED
PHILLIPS 66 PARTNERS LP
PSXP
$27K ﹤0.01%
515
– –
AORT icon
3511
Artivion
AORT
$1.38B
$26K ﹤0.01%
1,155
– –
ASRT
3512
DELISTED
Assertio
ASRT
$26K ﹤0.01%
73
-27
-27% -$12.7K
COWZ icon
3513
Pacer US Cash Cows 100 ETF
COWZ
$19.6B
$26K ﹤0.01%
950
-96
-9% -$2.54K
ENSG icon
3514
The Ensign Group
ENSG
$10.5B
$26K ﹤0.01%
1,210
– –
FONR
3515
DELISTED
Fonar
FONR
$26K ﹤0.01%
860
– –
FORM icon
3516
FormFactor
FORM
$9.46B
$26K ﹤0.01%
1,590
-154
-9% -$2.19K
MC icon
3517
Moelis & Co
MC
$4.93B
$26K ﹤0.01%
603
+305
+102% +$12.2K
PFIS icon
3518
Peoples Financial Services
PFIS
$703M
$26K ﹤0.01%
545
+4
+0.7% +$171
POST icon
3519
Post Holdings
POST
$3.56B
$26K ﹤0.01%
458
+301
+192% +$16.5K
UGA icon
3520
United States Gasoline Fund
UGA
$137M
$26K ﹤0.01%
932
+315
+51% +$8.48K
VERI icon
3521
Veritone
VERI
$139M
$26K ﹤0.01%
+576
New +$10.7K
WTV icon
3522
WisdomTree US Value Fund
WTV
$3.36B
$26K ﹤0.01%
680
– –
VJET
3523
DELISTED
VOXELJET AG American Depositary Shares (each representing one Ordinary Share)
VJET
$26K ﹤0.01%
940
-140
-13% -$3.07K
QUOT
3524
DELISTED
Quotient Technology Inc
QUOT
$26K ﹤0.01%
1,676
+780
+87% +$10.8K
ADMS
3525
DELISTED
Adamas Pharmaceuticals
ADMS
$26K ﹤0.01%
+1,241
New +$22.8K
139 140
141
142 143

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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.