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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
Cap. Flow
+$409M
Cap. Flow %
5.68%
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$17.5M
3
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$16.5M
4
ABUS icon
Arbutus Biopharma
ABUS
+$15.4M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$14.6M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$36M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$12.1M
3
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$11.1M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$6.94M
5
MSM icon
MSC Industrial Direct
MSM
+$6.76M

Sector Composition

Rank Sector Weight
1 Financials 6.15%
2 Industrials 5.32%
3 Technology 5.28%
4 Consumer Staples 4.98%
5 Healthcare 4.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NOG icon
3501
Northern Oil and Gas
NOG
$2.57B
$19K ﹤0.01%
675
+100
+17% +$2.38K
NWSA icon
3502
News Corp Class A
NWSA
$15.5B
$19K ﹤0.01%
1,712
+40
+2% +$495
OPY icon
3503
Oppenheimer Holdings
OPY
$1.23B
$19K ﹤0.01%
1,000
– –
POOL icon
3504
Pool Corp
POOL
$7.25B
$19K ﹤0.01%
188
+25
+15% +$2.47K
PRGS icon
3505
Progress Software
PRGS
$1.79B
$19K ﹤0.01%
609
-12
-2% -$348
RUN icon
3506
Sunrun
RUN
$2.37B
$19K ﹤0.01%
3,700
+1,200
+48% +$6.64K
SQQQ icon
3507
ProShares UltraPro Short QQQ
SQQQ
$1.67B
– –
0
– –
STM icon
3508
STMicroelectronics
STM
$48.1B
$19K ﹤0.01%
1,724
-355
-17% -$3.36K
VBF icon
3509
Invesco Bond Fund
VBF
$169M
$19K ﹤0.01%
962
– –
ZTR
3510
Virtus Total Return Fund
ZTR
$341M
$19K ﹤0.01%
1,614
+47
+3% +$545
VTNR
3511
DELISTED
Vertex Energy, Inc
VTNR
$19K ﹤0.01%
14,500
– –
TAST
3512
DELISTED
Carrols Restaurant Group, Inc.
TAST
$19K ﹤0.01%
1,259
-500
-28% -$6.59K
AJRD
3513
DELISTED
Aerojet Rocketdyne Holdings
AJRD
$19K ﹤0.01%
1,049
– –
NYMX
3514
DELISTED
Nymox Pharmaceutical Corp
NYMX
$19K ﹤0.01%
7,100
-500
-7% -$1.55K
SC
3515
DELISTED
SANTANDER CONSUMER USA HOLDINGS INC
SC
$19K ﹤0.01%
1,430
+293
+26% +$3.87K
GLUU
3516
DELISTED
Glu Mobile Inc.
GLUU
$19K ﹤0.01%
9,752
– –
UNT
3517
DELISTED
UNIT Corporation
UNT
$19K ﹤0.01%
1,000
– –
TYPE
3518
DELISTED
Monotype Imaging Holdings Inc.
TYPE
$19K ﹤0.01%
974
+511
+110% +$10.3K
EQLT
3519
DELISTED
Workplace Equality Portfolio
EQLT
$19K ﹤0.01%
630
+5
+0.8% +$149
TIME
3520
DELISTED
Time Inc.
TIME
$19K ﹤0.01%
1,047
-9
-0.9% -$134
CSC
3521
DELISTED
Computer Sciences
CSC
$19K ﹤0.01%
324
-348
-52% -$20.1K
TSL
3522
DELISTED
Trina Solar Limited
TSL
$19K ﹤0.01%
2,000
+500
+33% +$5.01K
CYB
3523
DELISTED
WisdomTree Chinese Yuan Strategy Fund
CYB
$19K ﹤0.01%
800
-500
-38% -$11.9K
GSP
3524
DELISTED
Barclays Bank PLC iPath Exchange Traded Notes due 2036 Linked to GSCI Total Return Index
GSP
$19K ﹤0.01%
1,288
– –
INP
3525
DELISTED
iPath ETNs Linked to the MSCI India Total Return Index
INP
$19K ﹤0.01%
300
-60
-17% -$3.92K
139 140
141
142 143

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Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.

By sector, the portfolio is most concentrated in Financials at 6.1% of assets, up from 5.3% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
  • Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.