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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.3%
2 Financials 5.29%
3 Technology 5.07%
4 Industrials 5.07%
5 Healthcare 4.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PSB
3501
DELISTED
PS Business Parks, Inc.
PSB
$17K ﹤0.01%
151
+1
+0.7% +$110
HNP
3502
DELISTED
Huaneng Power Intl, Inc.
HNP
$17K ﹤0.01%
+685
New +$16.9K
VWTR
3503
DELISTED
Vidler Water Resouces, Inc. Common Stock
VWTR
$17K ﹤0.01%
1,442
– –
JTD
3504
DELISTED
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
$17K ﹤0.01%
1,188
-1,878
-61% -$27.9K
PFBI
3505
DELISTED
Premier Financial Bancorp
PFBI
$17K ﹤0.01%
1,375
– –
CATM
3506
DELISTED
Cardtronics plc Class A Ordinary Shares (UK)
CATM
$17K ﹤0.01%
383
-36
-9% -$1.58K
ADRA
3507
DELISTED
Invesco BLDRS Asia 50 ADR Index Fund
ADRA
$17K ﹤0.01%
600
– –
OCLR
3508
DELISTED
Oclaro Inc.
OCLR
$17K ﹤0.01%
2,013
+1,988
+7,952% +$13.8K
HGT
3509
DELISTED
Hugoton Royalty Trust
HGT
$17K ﹤0.01%
7,231
-232
-3% -$522
ALOG
3510
DELISTED
Analogic Corp
ALOG
$17K ﹤0.01%
189
-38
-17% -$3.29K
ANTX
3511
DELISTED
Anthem, Inc.
ANTX
$17K ﹤0.01%
+399
New +$17.6K
JJG
3512
DELISTED
iPath Bloomberg Grains Subindex Total Return ETN due October 22, 2037
JJG
$17K ﹤0.01%
587
-190
-24% -$5.47K
UBA
3513
DELISTED
Urstadt Biddle Properties Inc. Class A
UBA
$17K ﹤0.01%
750
– –
FEEU
3514
DELISTED
Barclays ETN+ FI Enhanced Europe 50 ETN
FEEU
$17K ﹤0.01%
190
– –
NORW
3515
DELISTED
Global X MSCI Norway ETF
NORW
$17K ﹤0.01%
1,589
-5,338
-77% -$56.2K
BYM
3516
DELISTED
BlackRock Municipal Income Quality Trust
BYM
$16K ﹤0.01%
1,000
– –
CRIS icon
3517
Curis
CRIS
$3.91M
$16K ﹤0.01%
3
+1
+50% +$3.67K
CRK icon
3518
Comstock Resources
CRK
$4.09B
$16K ﹤0.01%
2,145
– –
CRWS icon
3519
Crown Crafts
CRWS
$32M
$16K ﹤0.01%
+1,600
New +$15.9K
CWST icon
3520
Casella Waste Systems
CWST
$5.79B
$16K ﹤0.01%
1,577
+1,513
+2,364% +$13.8K
EPAM icon
3521
EPAM Systems
EPAM
$5.17B
$16K ﹤0.01%
234
-1,138
-83% -$77.3K
ESE icon
3522
ESCO Technologies
ESE
$7.78B
$16K ﹤0.01%
347
– –
IHG icon
3523
InterContinental Hotels
IHG
$23.9B
$16K ﹤0.01%
335
+112
+50% +$5.13K
KN icon
3524
Knowles
KN
$3.23B
$16K ﹤0.01%
1,094
-100
-8% -$1.42K
KT icon
3525
KT
KT
$8.83B
$16K ﹤0.01%
990
-82
-8% -$1.26K
139 140
141
142 143

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HAM
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TRAM
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Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Consumer Staples at 5.3% of assets, down from 5.6% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.