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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.05%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$5.41B
AUM Growth
+$561M
Cap. Flow
+$408M
Cap. Flow %
7.54%
Top 10 Hldgs %
14.8%
Holding
5,036
New
264
Increased
2,184
Reduced
1,438
Closed
181

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$62.5M
2
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$24.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$23.4M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$23.3M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$16.2M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$14.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$14M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$13.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$10.5M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$8.07M

Sector Composition

Rank Sector Weight
1 Financials 5.96%
2 Technology 5.22%
3 Consumer Staples 5.2%
4 Industrials 5.16%
5 Healthcare 4.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CFBK icon
3501
CF Bankshares
CFBK
$235M
$13K ﹤0.01%
1,818
– –
CIG icon
3502
CEMIG Preferred Shares
CIG
$5.58B
$13K ﹤0.01%
16,811
+381
+2% +$352
CRT
3503
Cross Timbers Royalty Trust
CRT
$60.6M
$13K ﹤0.01%
1,001
– –
FNB icon
3504
FNB Corp
FNB
$6.86B
$13K ﹤0.01%
960
+5
+0.5% +$68
GLOB icon
3505
Globant
GLOB
$1.77B
$13K ﹤0.01%
349
+43
+14% +$1.49K
HRTX icon
3506
Heron Therapeutics
HRTX
$63.5M
$13K ﹤0.01%
500
– –
ILTB icon
3507
iShares Core 10+ Year USD Bond ETF
ILTB
$595M
$13K ﹤0.01%
221
-105
-32% -$6.26K
INDL icon
3508
Direxion Daily MSCI India Bull 2X ETF
INDL
$57.3M
$13K ﹤0.01%
+245
New +$13.6K
KMPR icon
3509
Kemper
KMPR
$1.56B
$13K ﹤0.01%
349
-100
-22% -$3.84K
LFUS icon
3510
Littelfuse
LFUS
$11.4B
$13K ﹤0.01%
128
+58
+83% +$5.97K
MASI
3511
DELISTED
Masimo
MASI
$13K ﹤0.01%
302
+147
+95% +$6.01K
MHO icon
3512
M/I Homes
MHO
$3.82B
$13K ﹤0.01%
617
+254
+70% +$5.83K
MKSI icon
3513
MKS Inc
MKSI
$20.7B
$13K ﹤0.01%
354
+19
+6% +$677
MQT
3514
DELISTED
BlackRock MuniYield Quality Fund II
MQT
$13K ﹤0.01%
1,000
– –
PRGS icon
3515
Progress Software
PRGS
$1.79B
$13K ﹤0.01%
534
+2
+0.4% +$48
RDY icon
3516
Dr. Reddy's Laboratories
RDY
$10.3B
$13K ﹤0.01%
1,385
-2,130
-61% -$23.3K
RLI icon
3517
RLI Corp
RLI
$5.87B
$13K ﹤0.01%
406
+14
+4% +$418
SJT
3518
San Juan Basin Royalty Trust
SJT
$131M
$13K ﹤0.01%
2,984
– –
TGTX icon
3519
TG Therapeutics
TGTX
$7.34B
$13K ﹤0.01%
1,127
– –
TPH
3520
DELISTED
Tri Pointe Homes
TPH
$13K ﹤0.01%
1,008
– –
TREX icon
3521
Trex
TREX
$5.1B
$13K ﹤0.01%
1,420
– –
VKI icon
3522
Invesco Advantage Municipal Income Trust II
VKI
$398M
$13K ﹤0.01%
1,100
– –
WERN icon
3523
Werner Enterprises
WERN
$2.31B
$13K ﹤0.01%
551
-490
-47% -$12.7K
AJRD
3524
DELISTED
Aerojet Rocketdyne Holdings
AJRD
$13K ﹤0.01%
850
-13,000
-94% -$217K
DBS
3525
DELISTED
Invesco DB Silver Fund
DBS
$13K ﹤0.01%
612
– –
139 140
141
142 143

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HAM
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CM
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TRAM
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CONA
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Ladenburg Thalmann Financial Services's Q4 2015 Portfolio in Review

As of Q4 2015, Ladenburg Thalmann Financial Services held 5,036 positions worth $5.41B, up 12% from $4.85B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $408M of net new capital in Q4 2015, opening 264 new positions and adding to 2,184 existing holdings. Its largest new stake was Alphabet (Google) Class A: 357,940 shares worth $13.9M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 6% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $14.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2015 buy was Alphabet (Google) Class A: 357,940 shares worth $13.9M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2015, an estimated $62.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2015 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $14.4M.
  • Ladenburg Thalmann Financial Services fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $2.23M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $5.41B portfolio in Q4 2015.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 181 in Q4 2015.
  • Ladenburg Thalmann Financial Services's portfolio value rose 12% quarter-over-quarter to $5.41B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2015, filed 16 Feb 2016.