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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.52B
AUM Growth
+$850M
Cap. Flow
+$765M
Cap. Flow %
16.93%
Top 10 Hldgs %
14%
Holding
4,636
New
555
Increased
2,421
Reduced
842
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60.7M
2
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$40.4M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$35.6M
4
AAPL icon
Apple
AAPL
+$29.4M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$27.9M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$49.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$49.5M
3
OEF icon
iShares S&P 100 ETF
OEF
+$39.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$26.2M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$24.6M

Sector Composition

Rank Sector Weight
1 Financials 5.33%
2 Technology 5.3%
3 Industrials 5.11%
4 Consumer Staples 4.67%
5 Healthcare 4.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COHR icon
3501
Coherent
COHR
$67.5B
$8K ﹤0.01%
569
– –
CTRE icon
3502
CareTrust REIT
CTRE
$9.23B
$8K ﹤0.01%
672
-2,578
-79% -$37.9K
DAKT icon
3503
Daktronics
DAKT
$1.03B
$8K ﹤0.01%
669
+263
+65% +$3.31K
EGBN icon
3504
Eagle Bancorp
EGBN
$863M
$8K ﹤0.01%
220
+140
+175% +$4.82K
EME icon
3505
Emcor
EME
$37.1B
$8K ﹤0.01%
189
+39
+26% +$1.68K
EPOL icon
3506
iShares MSCI Poland ETF
EPOL
$827M
$8K ﹤0.01%
312
– –
EXPO icon
3507
Exponent
EXPO
$3.19B
$8K ﹤0.01%
+408
New +$7.91K
FGB
3508
DELISTED
First Trust Specialty Finance and Financial Opportunities Fund
FGB
$8K ﹤0.01%
1,000
+375
+60% +$3K
FSS icon
3509
Federal Signal
FSS
$7.8B
$8K ﹤0.01%
+546
New +$7.9K
GGB icon
3510
Gerdau
GGB
$9.48B
$8K ﹤0.01%
2,893
+2,118
+273% +$7.03K
GIB icon
3511
CGI
GIB
$15.2B
$8K ﹤0.01%
221
+146
+195% +$5.18K
GPRE icon
3512
Green Plains
GPRE
$1.08B
$8K ﹤0.01%
341
+141
+71% +$4.22K
KCE icon
3513
State Street SPDR S&P Capital Markets ETF
KCE
$472M
$8K ﹤0.01%
167
+1
+0.6% +$49
KTOS icon
3514
Kratos Defense & Security Solutions
KTOS
$11.9B
$8K ﹤0.01%
1,650
-5,000
-75% -$28.3K
LOPE icon
3515
Grand Canyon Education
LOPE
$3.7B
$8K ﹤0.01%
167
-1,133
-87% -$50.6K
LWAY icon
3516
Lifeway Foods
LWAY
$457M
$8K ﹤0.01%
428
– –
MOV icon
3517
Movado Group
MOV
$816M
$8K ﹤0.01%
268
– –
NBIX icon
3518
Neurocrine Biosciences
NBIX
$16.1B
$8K ﹤0.01%
360
+300
+500% +$5.68K
NNVC icon
3519
NanoViricides
NNVC
$34.7M
$8K ﹤0.01%
143
– –
OIS icon
3520
Oil States International
OIS
$533M
$8K ﹤0.01%
191
+35
+22% +$1.89K
PICK icon
3521
iShares MSCI Global Metals & Mining Producers ETF
PICK
$2.36B
$8K ﹤0.01%
250
-25
-9% -$846
PRAA icon
3522
PRA Group
PRAA
$706M
$8K ﹤0.01%
133
-261
-66% -$15.4K
SFNC icon
3523
Simmons First National
SFNC
$3.43B
$8K ﹤0.01%
400
– –
TAL icon
3524
TAL Education Group
TAL
$6.62B
$8K ﹤0.01%
1,632
-8,142
-83% -$42.7K
UFPT icon
3525
UFP Technologies
UFPT
$2.47B
$8K ﹤0.01%
310
– –
139 140
141
142 143

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AG
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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2014 Portfolio in Review

As of Q4 2014, Ladenburg Thalmann Financial Services held 4,636 positions worth $4.52B, up 23% from $3.67B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $765M of net new capital in Q4 2014, opening 555 new positions and adding to 2,421 existing holdings. Its largest new stake was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.

By sector, the portfolio is most concentrated in Financials at 5.3% of assets, up from 4.3% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $49.9M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2014 buy was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $60.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $49.9M.
  • Ladenburg Thalmann Financial Services fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.52B portfolio in Q4 2014.
  • Ladenburg Thalmann Financial Services opened 555 new positions and closed 135 in Q4 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 23% quarter-over-quarter to $4.52B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2014, filed 13 Feb 2015.