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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.59%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$2.95B
AUM Growth
+$147M
Cap. Flow
+$36.4M
Cap. Flow %
1.23%
Top 10 Hldgs %
18.66%
Holding
4,031
New
225
Increased
1,492
Reduced
1,087
Closed
151

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$68M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$30.7M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$29.2M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$21.5M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$15.8M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$50.1M
2
SSO icon
ProShares Ultra S&P500
SSO
+$33.5M
3
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$27.6M
4
GLD icon
SPDR Gold Trust
GLD
+$21.4M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.5M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Industrials 4.14%
3 Technology 3.92%
4 Consumer Staples 3.86%
5 Healthcare 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ZQK
3501
DELISTED
QUICKSILVER,INC.
ZQK
$2K ﹤0.01%
288
– –
AUQ
3502
DELISTED
AURICO GOLD INC COM
AUQ
$2K ﹤0.01%
654
+2
+0.3% +$9
LTM
3503
DELISTED
LIFE TIME FITNESS INC
LTM
$2K ﹤0.01%
43
– –
RNE
3504
DELISTED
MORGAN STLY EASTEURO FD
RNE
$2K ﹤0.01%
100
– –
AUXL
3505
DELISTED
AUXILIUM PHARAMCEUTICALS INC
AUXL
$2K ﹤0.01%
+100
New +$1.81K
BQY
3506
DELISTED
BLACKROCK DIVIDEND INCOME TR COM SHS
BQY
$2K ﹤0.01%
165
– –
HIH
3507
DELISTED
HELIOS HIGH INCOME FD, INC
HIH
$2K ﹤0.01%
275
– –
PXN
3508
DELISTED
POWERSHARES LUX NANOTECH
PXN
$2K ﹤0.01%
254
– –
SHFL
3509
DELISTED
SHFL ENTMT INC
SHFL
$2K ﹤0.01%
75
– –
MFB
3510
DELISTED
MAIDENFORM BRANDS, INC
MFB
$2K ﹤0.01%
71
-35
-33% -$776
MBT
3511
DELISTED
Mobile TeleSystems Public Joint Stock Company American Depositary Shares (Each representing 2 Shares
MBT
$2K ﹤0.01%
113
+51
+82% +$1.05K
MTSC
3512
DELISTED
MTS Systems Corp
MTSC
$2K ﹤0.01%
26
– –
IPAS
3513
DELISTED
Ipass Inc Common Stock
IPAS
$2K ﹤0.01%
100
– –
OREX
3514
DELISTED
Orexigen Therapeutics, Inc.
OREX
$2K ﹤0.01%
25
– –
MOCO
3515
DELISTED
Mocon Inc
MOCO
$2K ﹤0.01%
120
– –
WWAV
3516
DELISTED
The WhiteWave Foods Company
WWAV
$2K ﹤0.01%
71
+2
+3% +$38
QLIK
3517
DELISTED
QLIK TECHNOLOGIES INC COM STK (DE)
QLIK
$2K ﹤0.01%
68
– –
KNGT
3518
DELISTED
KNIGHT TRANSPORTATION INC
KNGT
$2K ﹤0.01%
92
-19
-17% -$413
GOLD
3519
DELISTED
Randgold Resources Ltd
GOLD
$2K ﹤0.01%
32
– –
SNDS
3520
DELISTED
SUSTAINABLE NORTH AMERICAN OIL SANDS ETF
SNDS
$2K ﹤0.01%
100
– –
ACAD icon
3521
Acadia Pharmaceuticals
ACAD
$5.11B
$1K ﹤0.01%
+25
New +$523
AHT
3522
Ashford Hospitality Trust
AHT
$20.7M
– –
0
– –
AMED
3523
DELISTED
Amedisys
AMED
$1K ﹤0.01%
74
– –
AROC icon
3524
Archrock
AROC
$5.84B
$1K ﹤0.01%
28
-62
-69% -$1.81K
AVB icon
3525
AvalonBay Communities
AVB
$26.1B
$1K ﹤0.01%
10
– –
139 140
141
142 143

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Ladenburg Thalmann Financial Services held 4,031 positions worth $2.95B, up 5.3% from $2.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2013 filing shows 225 new, 1,492 increased, 1,087 reduced and 151 closed positions. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M. The largest sale was iShares Core S&P 500 ETF, an estimated $50.1M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 4.7% a quarter earlier, followed by Industrials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M.
  • Ladenburg Thalmann Financial Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $68M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $50.1M.
  • Ladenburg Thalmann Financial Services fully exited Arrow Dow Jones Global Yield ETF in Q3 2013, selling an estimated $464K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 19% of its $2.95B portfolio in Q3 2013.
  • Ladenburg Thalmann Financial Services opened 225 new positions and closed 151 in Q3 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.3% quarter-over-quarter to $2.95B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2013, filed 14 Nov 2013.