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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SOR
3476
Source Capital
SOR
$383M
$28K ﹤0.01%
691
– –
VIDI icon
3477
Vident International Equity Strategy
VIDI
$445M
$28K ﹤0.01%
1,050
-1,050
-50% -$28K
TXNM
3478
TXNM Energy Inc
TXNM
$5.91B
$28K ﹤0.01%
698
-247
-26% -$10K
CSF
3479
DELISTED
VictoryShares US Discovery Enhanced Volatility Wtd ETF
CSF
$28K ﹤0.01%
641
-430
-40% -$17.7K
ATRS
3480
DELISTED
Antares Pharma, Inc.
ATRS
$28K ﹤0.01%
8,760
– –
KL
3481
DELISTED
Kirkland Lake Gold Ltd Ordinary
KL
$28K ﹤0.01%
+2,175
New +$27.6K
FLGE
3482
DELISTED
Credit Suisse FI Large Cap Growth Enhanced Exchange Traded Notes
FLGE
$28K ﹤0.01%
144
-188
-57% -$35.4K
GLUU
3483
DELISTED
Glu Mobile Inc.
GLUU
$28K ﹤0.01%
7,500
– –
AFSI
3484
DELISTED
AmTrust Financial Services, Inc.
AFSI
$28K ﹤0.01%
2,104
-24,603
-92% -$347K
FNGN
3485
DELISTED
Financial Engines, Inc.
FNGN
$28K ﹤0.01%
810
+60
+8% +$2.09K
JJG
3486
DELISTED
iPath Bloomberg Grains Subindex Total Return ETN due October 22, 2037
JJG
$28K ﹤0.01%
1,100
– –
BRO icon
3487
Brown & Brown
BRO
$23.9B
$27K ﹤0.01%
1,100
-142
-11% -$3.19K
CABO icon
3488
Cable One
CABO
$192M
$27K ﹤0.01%
+38
New +$28.1K
CWI icon
3489
State Street SPDR MSCI ACWI ex-US ETF
CWI
$2.85B
$27K ﹤0.01%
1,119
-668
-37% -$16.4K
DRRX
3490
DELISTED
DURECT Corp
DRRX
$27K ﹤0.01%
1,500
– –
EVM
3491
DELISTED
Eaton Vance California Municipal Bond Fund
EVM
$27K ﹤0.01%
2,220
+27
+1% +$323
GAA icon
3492
Cambria Global Asset Allocation ETF
GAA
$73.8M
$27K ﹤0.01%
1,022
– –
CPTL
3493
Global X Funds Global X Morningstar Capital Allocation Leaders ETF
CPTL
$120M
$27K ﹤0.01%
+1,500
New +$26.6K
NGVT icon
3494
Ingevity
NGVT
$2.67B
$27K ﹤0.01%
443
– –
NPK icon
3495
National Presto Industries
NPK
$991M
$27K ﹤0.01%
246
– –
NTLA icon
3496
Intellia Therapeutics
NTLA
$1.68B
$27K ﹤0.01%
1,100
+1,000
+1,000% +$18.8K
NVEC icon
3497
NVE Corp
NVEC
$565M
$27K ﹤0.01%
340
+226
+198% +$17.2K
NVMI
3498
Nova
NVMI
$12.6B
$27K ﹤0.01%
950
+200
+27% +$4.87K
SSTI icon
3499
SoundThinking
SSTI
$105M
$27K ﹤0.01%
+2,000
New +$23.9K
WNC icon
3500
Wabash National
WNC
$505M
$27K ﹤0.01%
1,178
-98
-8% -$2.06K
138 139
140
141 142

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HAM
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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.