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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Financials 5.41%
2 Consumer Staples 5.31%
3 Industrials 5.12%
4 Technology 5.11%
5 Healthcare 4.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MITL
3476
DELISTED
Mitel Networks Corporation
MITL
$18K ﹤0.01%
2,400
– –
PRKR
3477
DELISTED
Parkervision Inc
PRKR
$18K ﹤0.01%
4,293
+2,500
+139% +$12.2K
KYO
3478
DELISTED
Kyocera Adr
KYO
$18K ﹤0.01%
379
-16
-4% -$770
SNOW
3479
DELISTED
Intrawest Resorts Holdings, Inc.
SNOW
$18K ﹤0.01%
1,076
+362
+51% +$5.52K
GSP
3480
DELISTED
Barclays Bank PLC iPath Exchange Traded Notes due 2036 Linked to GSCI Total Return Index
GSP
$18K ﹤0.01%
1,288
-1,094
-46% -$14.7K
EWRM
3481
DELISTED
GUGGENHEIM RUSSELL MIDCAP EQUAL WEIGHT ETF
EWRM
$18K ﹤0.01%
342
+1
+0.3% +$53
PLM
3482
DELISTED
PolyMet Mining Corp.
PLM
$18K ﹤0.01%
2,234
+80
+4% +$666
AGYS icon
3483
Agilysys
AGYS
$3.03B
$17K ﹤0.01%
1,500
– –
BRC icon
3484
Brady Corp
BRC
$4.48B
$17K ﹤0.01%
500
– –
CTO
3485
CTO Realty Growth
CTO
$819M
$17K ﹤0.01%
1,223
– –
DGRS icon
3486
WisdomTree Trust WisdomTree US SmallCap Quality Dividend Growth Fund
DGRS
$415M
$17K ﹤0.01%
538
+3
+0.6% +$91
GREK
3487
Global X MSCI Greece ETF
GREK
$331M
$17K ﹤0.01%
783
– –
HRTX icon
3488
Heron Therapeutics
HRTX
$63.5M
$17K ﹤0.01%
1,000
+500
+100% +$9.28K
NXST icon
3489
Nexstar Media Group
NXST
$5.81B
$17K ﹤0.01%
292
+200
+217% +$10.5K
PLUG icon
3490
Plug Power
PLUG
$3.21B
$17K ﹤0.01%
9,850
+5,300
+116% +$8.8K
PRGS icon
3491
Progress Software
PRGS
$1.79B
$17K ﹤0.01%
621
– –
REET icon
3492
iShares Global REIT ETF
REET
$5.08B
$17K ﹤0.01%
617
-10,480
-94% -$292K
SBIO icon
3493
ALPS Medical Breakthroughs ETF
SBIO
$214M
$17K ﹤0.01%
654
-150
-19% -$3.74K
STM icon
3494
STMicroelectronics
STM
$48.1B
$17K ﹤0.01%
2,079
+1,015
+95% +$7.28K
TCBI icon
3495
Texas Capital Bancshares
TCBI
$4.38B
$17K ﹤0.01%
318
+18
+6% +$907
TFLO icon
3496
iShares Treasury Floating Rate Bond ETF
TFLO
$6.72B
$17K ﹤0.01%
340
+200
+143% +$10K
VRNT
3497
DELISTED
Verint Systems
VRNT
$17K ﹤0.01%
893
– –
VRN
3498
DELISTED
Veren
VRN
$17K ﹤0.01%
1,305
– –
VTNR
3499
DELISTED
Vertex Energy, Inc
VTNR
$17K ﹤0.01%
14,500
– –
DS
3500
DELISTED
Drive Shack Inc.
DS
$17K ﹤0.01%
3,420
+53
+2% +$245
138 139
140
141 142

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Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Financials at 5.4% of assets, up from 5.4% a quarter earlier, followed by Consumer Staples and Industrials.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.