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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.05%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$5.41B
AUM Growth
+$561M
Cap. Flow
+$408M
Cap. Flow %
7.54%
Top 10 Hldgs %
14.8%
Holding
5,036
New
264
Increased
2,184
Reduced
1,438
Closed
181

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$62.5M
2
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$24.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$23.4M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$23.3M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$16.2M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$14.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$14M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$13.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$10.5M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$8.07M

Sector Composition

Rank Sector Weight
1 Financials 5.96%
2 Technology 5.22%
3 Consumer Staples 5.2%
4 Industrials 5.16%
5 Healthcare 4.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
INFI
3476
DELISTED
Infinity Pharmaceuticals, Inc.
INFI
$14K ﹤0.01%
1,780
– –
RBNC
3477
DELISTED
Reliant Bancorp, Inc. Common Stock
RBNC
$14K ﹤0.01%
+1,021
New +$13.9K
SYKE
3478
DELISTED
SYKES Enterprises Inc
SYKE
$14K ﹤0.01%
467
+17
+4% +$506
BITA
3479
DELISTED
Bitauto Holdings Limited
BITA
$14K ﹤0.01%
506
-67
-12% -$1.97K
MSBF
3480
DELISTED
MSB Financial Corp.
MSBF
$14K ﹤0.01%
+1,139
New +$13.5K
TECD
3481
DELISTED
Tech Data Corp
TECD
$14K ﹤0.01%
213
+60
+39% +$4.28K
SFS
3482
DELISTED
Smart & Final Stores, Inc.
SFS
$14K ﹤0.01%
+774
New +$12.8K
EMES
3483
DELISTED
Emerge Energy Services LP
EMES
$14K ﹤0.01%
3,120
– –
MXWL
3484
DELISTED
Maxwell Technologies Inc
MXWL
$14K ﹤0.01%
2,000
– –
DDE
3485
DELISTED
Dover Downs Gaming & Entertain
DDE
$14K ﹤0.01%
14,560
-5,830
-29% -$6K
LKM
3486
DELISTED
Link Motion Inc.
LKM
$14K ﹤0.01%
3,940
-11,445
-74% -$42.5K
TIME
3487
DELISTED
Time Inc.
TIME
$14K ﹤0.01%
874
+152
+21% +$2.61K
ADPT
3488
DELISTED
Adeptus Health Inc
ADPT
$14K ﹤0.01%
258
-396
-61% -$25.3K
KBWI
3489
DELISTED
POWERSHARES KBW INS PORT
KBWI
$14K ﹤0.01%
200
– –
FLY
3490
DELISTED
Fly Leasing Limited
FLY
$14K ﹤0.01%
1,008
+536
+114% +$7.14K
UBA
3491
DELISTED
Urstadt Biddle Properties Inc. Class A
UBA
$14K ﹤0.01%
750
– –
DCUC
3492
DELISTED
Dominion Energy, Inc.
DCUC
$14K ﹤0.01%
300
– –
CCXE
3493
DELISTED
WISDOMTREE COMMODITY COUNTRY EQUITY FND (DE)
CCXE
$14K ﹤0.01%
711
+4
+0.6% +$84
BSQR
3494
DELISTED
BSQUARE Corporation
BSQR
$14K ﹤0.01%
+2,308
New +$18.3K
AFK icon
3495
VanEck Africa Index ETF
AFK
$104M
$13K ﹤0.01%
737
+202
+38% +$3.93K
AGD
3496
abrdn Global Dynamic Dividend Fund
AGD
$324M
$13K ﹤0.01%
1,506
-86
-5% -$772
AGIO icon
3497
Agios Pharmaceuticals
AGIO
$2.04B
$13K ﹤0.01%
202
-3
-1% -$197
AIT icon
3498
Applied Industrial Technologies
AIT
$13B
$13K ﹤0.01%
331
+105
+46% +$4.29K
AU icon
3499
AngloGold Ashanti
AU
$48.1B
$13K ﹤0.01%
1,863
+333
+22% +$2.54K
BTA
3500
DELISTED
BlackRock Long-Term Municipal Advantage Trust
BTA
$13K ﹤0.01%
1,089
+22
+2% +$246
138 139
140
141 142

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HAM
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Ladenburg Thalmann Financial Services's Q4 2015 Portfolio in Review

As of Q4 2015, Ladenburg Thalmann Financial Services held 5,036 positions worth $5.41B, up 12% from $4.85B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $408M of net new capital in Q4 2015, opening 264 new positions and adding to 2,184 existing holdings. Its largest new stake was Alphabet (Google) Class A: 357,940 shares worth $13.9M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 6% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $14.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2015 buy was Alphabet (Google) Class A: 357,940 shares worth $13.9M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2015, an estimated $62.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2015 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $14.4M.
  • Ladenburg Thalmann Financial Services fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $2.23M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $5.41B portfolio in Q4 2015.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 181 in Q4 2015.
  • Ladenburg Thalmann Financial Services's portfolio value rose 12% quarter-over-quarter to $5.41B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2015, filed 16 Feb 2016.