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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.52B
AUM Growth
+$850M
Cap. Flow
+$765M
Cap. Flow %
16.93%
Top 10 Hldgs %
14%
Holding
4,636
New
555
Increased
2,421
Reduced
842
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60.7M
2
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$40.4M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$35.6M
4
AAPL icon
Apple
AAPL
+$29.4M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$27.9M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$49.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$49.5M
3
OEF icon
iShares S&P 100 ETF
OEF
+$39.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$26.2M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$24.6M

Sector Composition

Rank Sector Weight
1 Financials 5.33%
2 Technology 5.3%
3 Industrials 5.11%
4 Consumer Staples 4.67%
5 Healthcare 4.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TTWO icon
3476
Take-Two Interactive
TTWO
$45.4B
$9K ﹤0.01%
+308
New +$7.86K
WWR icon
3477
Westwater Resources
WWR
$79.7M
$9K ﹤0.01%
8
-2
-20% -$2.29K
FGH
3478
DELISTED
FG Group Holdings Inc.
FGH
$9K ﹤0.01%
+2,200
New +$9.01K
AGRX
3479
DELISTED
Agile Therapeutics
AGRX
$9K ﹤0.01%
1
– –
SREV
3480
DELISTED
ServiceSource International, Inc.
SREV
$9K ﹤0.01%
2,000
– –
EPAY
3481
DELISTED
Bottomline Technologies Inc
EPAY
$9K ﹤0.01%
345
+145
+73% +$3.73K
MDR
3482
DELISTED
McDermott International
MDR
$9K ﹤0.01%
1,026
+559
+120% +$6.27K
XOXO
3483
DELISTED
Xo Group Inc
XOXO
$9K ﹤0.01%
500
– –
IPCC
3484
DELISTED
Infinity Property & Casualty C
IPCC
$9K ﹤0.01%
122
+9
+8% +$643
BSFT
3485
DELISTED
BroadSoft, Inc.
BSFT
$9K ﹤0.01%
322
– –
MBRG
3486
DELISTED
Middleburg Financial Corp
MBRG
$9K ﹤0.01%
507
+2
+0.4% +$36
SAAS
3487
DELISTED
inContact, Inc.
SAAS
$9K ﹤0.01%
1,000
-500
-33% -$4.19K
MKTO
3488
DELISTED
MARKETO INC COM STK (DE)
MKTO
$9K ﹤0.01%
277
+3
+1% +$95
GMK
3489
DELISTED
GRUMA SAB DE C V ADS(RP 4 B SHS
GMK
$9K ﹤0.01%
215
– –
ANV
3490
DELISTED
Allied Nevada Gold Corp
ANV
$9K ﹤0.01%
10,528
+4,270
+68% +$7.09K
ORB
3491
DELISTED
ORBITAL SCIENCES CORP
ORB
$9K ﹤0.01%
354
+254
+254% +$6.7K
MOBL
3492
DELISTED
MobileIron, Inc.
MOBL
$9K ﹤0.01%
900
– –
AGIO icon
3493
Agios Pharmaceuticals
AGIO
$2.01B
$8K ﹤0.01%
71
– –
ALSN icon
3494
Allison Transmission
ALSN
$10.1B
$8K ﹤0.01%
+235
New +$7.48K
AX icon
3495
Axos Financial
AX
$5.67B
$8K ﹤0.01%
400
– –
BOKF icon
3496
BOK Financial
BOKF
$8.72B
$8K ﹤0.01%
129
+37
+40% +$2.39K
BRKR icon
3497
Bruker
BRKR
$8.71B
$8K ﹤0.01%
389
+53
+16% +$1.02K
BTT icon
3498
BlackRock Municipal 2030 Target Term Trust
BTT
$1.44B
$8K ﹤0.01%
+400
New +$8.03K
BVN icon
3499
Compañía de Minas Buenaventura
BVN
$8.82B
$8K ﹤0.01%
848
+348
+70% +$3.52K
CMCT
3500
Creative Media & Community Trust
CMCT
$13.7M
– –
0
– –
138 139
140
141 142

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HAM
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CM
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TRAM
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Ladenburg Thalmann Financial Services's Q4 2014 Portfolio in Review

As of Q4 2014, Ladenburg Thalmann Financial Services held 4,636 positions worth $4.52B, up 23% from $3.67B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $765M of net new capital in Q4 2014, opening 555 new positions and adding to 2,421 existing holdings. Its largest new stake was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.

By sector, the portfolio is most concentrated in Financials at 5.3% of assets, up from 4.3% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $49.9M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2014 buy was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $60.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $49.9M.
  • Ladenburg Thalmann Financial Services fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.52B portfolio in Q4 2014.
  • Ladenburg Thalmann Financial Services opened 555 new positions and closed 135 in Q4 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 23% quarter-over-quarter to $4.52B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2014, filed 13 Feb 2015.