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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+6.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.24B
AUM Growth
+$294M
Cap. Flow
+$124M
Cap. Flow %
3.84%
Top 10 Hldgs %
18.07%
Holding
4,077
New
197
Increased
1,450
Reduced
1,165
Closed
217

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$71.2M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$68.7M
3
SSO icon
ProShares Ultra S&P500
SSO
+$38.6M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$37.6M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$19.2M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$59.3M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$38.1M
4
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$32.9M
5
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$22.1M

Sector Composition

Rank Sector Weight
1 Energy 4.75%
2 Industrials 4.34%
3 Technology 4.01%
4 Consumer Staples 3.87%
5 Healthcare 3.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QGENF
3476
DELISTED
QIAGEN NV
QGENF
$3K ﹤0.01%
138
– –
ACTG icon
3477
Acacia Research
ACTG
$451M
$2K ﹤0.01%
137
+11
+9% +$174
AMN icon
3478
AMN Healthcare
AMN
$1.28B
$2K ﹤0.01%
+157
New +$2.13K
AOD
3479
abrdn Total Dynamic Dividend Fund
AOD
$1.13B
$2K ﹤0.01%
291
+6
+2% +$49
ATLC icon
3480
Atlanticus Holdings
ATLC
$1.42B
$2K ﹤0.01%
636
– –
BGFV
3481
DELISTED
Big 5 Sporting Goods
BGFV
$2K ﹤0.01%
100
– –
BH icon
3482
Biglari Holdings Class B
BH
$1.2B
$2K ﹤0.01%
5
– –
CASI
3483
DELISTED
CASI Pharmaceuticals
CASI
$2K ﹤0.01%
91
– –
CCO icon
3484
Clear Channel Outdoor Holdings
CCO
$1.23B
$2K ﹤0.01%
161
– –
CHN
3485
DELISTED
China Fund
CHN
$2K ﹤0.01%
+83
New +$1.87K
CNK icon
3486
Cinemark Holdings
CNK
$4.25B
$2K ﹤0.01%
74
– –
HERZ
3487
Herzfeld Credit Income Fund
HERZ
$32.6M
$2K ﹤0.01%
27
– –
CVGW
3488
DELISTED
Calavo Growers
CVGW
$2K ﹤0.01%
70
+37
+112% +$1.1K
DHX icon
3489
DHI Group
DHX
$166M
$2K ﹤0.01%
+216
New +$1.66K
DMF
3490
DELISTED
BNY Mellon Municipal Income
DMF
$2K ﹤0.01%
200
-1,213
-86% -$10.2K
DSM
3491
BNY Mellon Strategic Municipal Bond Fund
DSM
$290M
$2K ﹤0.01%
279
– –
EPHE icon
3492
iShares MSCI Philippines ETF
EPHE
$147M
$2K ﹤0.01%
52
-27
-34% -$901
FIBK icon
3493
First Interstate BancSystem
FIBK
$3.62B
$2K ﹤0.01%
72
– –
FIZZ icon
3494
National Beverage
FIZZ
$2.89B
$2K ﹤0.01%
166
– –
FLXS icon
3495
Flexsteel Industries
FLXS
$307M
$2K ﹤0.01%
53
– –
FOR icon
3496
Forestar Group
FOR
$1.48B
$2K ﹤0.01%
100
– –
FTEK icon
3497
Fuel Tech
FTEK
$43.7M
$2K ﹤0.01%
220
– –
GLU
3498
Gabelli Utility & Income Trust
GLU
$116M
$2K ﹤0.01%
110
– –
GUT
3499
Gabelli Utility Trust
GUT
$572M
$2K ﹤0.01%
349
-3
-0.9% -$19
H icon
3500
Hyatt Hotels
H
$16.3B
$2K ﹤0.01%
44
-67
-60% -$3.16K
138 139
140
141 142

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2013 Portfolio in Review

As of Q4 2013, Ladenburg Thalmann Financial Services held 4,077 positions worth $3.24B, up 10% from $2.95B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $124M of net new capital in Q4 2013, opening 197 new positions and adding to 1,450 existing holdings. Its largest new stake was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.

By sector, the portfolio is most concentrated in Energy at 4.8% of assets, up from 4.7% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $63M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2013 buy was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2013, an estimated $71.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $63M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra 7-10 Year Treasury in Q4 2013, selling an estimated $22.1M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.24B portfolio in Q4 2013.
  • Ladenburg Thalmann Financial Services opened 197 new positions and closed 217 in Q4 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 10% quarter-over-quarter to $3.24B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2013, filed 14 Feb 2014.