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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.59%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$2.95B
AUM Growth
+$147M
Cap. Flow
+$36.4M
Cap. Flow %
1.23%
Top 10 Hldgs %
18.66%
Holding
4,031
New
225
Increased
1,492
Reduced
1,087
Closed
151

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$68M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$30.7M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$29.2M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$21.5M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$15.8M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$50.1M
2
SSO icon
ProShares Ultra S&P500
SSO
+$33.5M
3
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$27.6M
4
GLD icon
SPDR Gold Trust
GLD
+$21.4M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.5M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Industrials 4.14%
3 Technology 3.92%
4 Consumer Staples 3.86%
5 Healthcare 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MGLN
3476
DELISTED
Magellan Health Services, Inc.
MGLN
$2K ﹤0.01%
28
– –
CZZ
3477
DELISTED
Cosan Limited
CZZ
$2K ﹤0.01%
100
– –
GMO
3478
DELISTED
General Moly, Inc.
GMO
$2K ﹤0.01%
1,000
– –
WCG
3479
DELISTED
Wellcare Health Plans, Inc.
WCG
$2K ﹤0.01%
23
+13
+130% +$832
CART
3480
DELISTED
Carolina Trust BancShares
CART
$2K ﹤0.01%
732
– –
LOR
3481
DELISTED
Lazard World Dividend & Income Fund, Inc.
LOR
$2K ﹤0.01%
124
– –
NNC
3482
DELISTED
Nuveen North Carolina Quality Municipal Income Fund
NNC
$2K ﹤0.01%
166
– –
WAGE
3483
DELISTED
WageWorks, Inc.
WAGE
$2K ﹤0.01%
42
+18
+75% +$742
WP
3484
DELISTED
Worldpay, Inc.
WP
$2K ﹤0.01%
67
+61
+1,017% +$1.66K
ELGX
3485
DELISTED
Endologix Inc
ELGX
$2K ﹤0.01%
10
+5
+100% +$787
SONC
3486
DELISTED
Sonic Corp
SONC
$2K ﹤0.01%
100
– –
ANW
3487
DELISTED
Aegean Marine Petroleum Network
ANW
$2K ﹤0.01%
157
– –
ILG
3488
DELISTED
ILG, Inc Common Stock
ILG
$2K ﹤0.01%
65
– –
EWEM
3489
DELISTED
Invesco MSCI Emerging Markets Equal Country Weight ETF
EWEM
$2K ﹤0.01%
50
– –
MSCC
3490
DELISTED
Microsemi Corp
MSCC
$2K ﹤0.01%
84
– –
IPXL
3491
DELISTED
Impax Laboratories, Inc.
IPXL
$2K ﹤0.01%
110
– –
BBG
3492
DELISTED
Bill Barrett Corp
BBG
$2K ﹤0.01%
76
+51
+204% +$1.15K
VALE.P
3493
DELISTED
Vale S A
VALE.P
$2K ﹤0.01%
142
– –
DGAS
3494
DELISTED
Delta Natural Gas Co Inc
DGAS
$2K ﹤0.01%
+100
New +$2.16K
ELNK
3495
DELISTED
EarthLink Holdings Corp.
ELNK
$2K ﹤0.01%
353
– –
CTCT
3496
DELISTED
CONSTANT CONTACT, INC COM
CTCT
$2K ﹤0.01%
+77
New +$1.47K
MW
3497
DELISTED
THE MENS WAREHOUSE INC
MW
$2K ﹤0.01%
45
-103
-70% -$3.9K
PMCS
3498
DELISTED
P M C SIERRA INC
PMCS
$2K ﹤0.01%
303
-22
-7% -$144
THOR
3499
DELISTED
THORATEC CORPORATION
THOR
$2K ﹤0.01%
39
+7
+22% +$245
BGMD
3500
DELISTED
BG MEDICINE INC COM STK NEW
BGMD
$2K ﹤0.01%
625
– –
138 139
140
141 142

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Ladenburg Thalmann Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Ladenburg Thalmann Financial Services held 4,031 positions worth $2.95B, up 5.3% from $2.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2013 filing shows 225 new, 1,492 increased, 1,087 reduced and 151 closed positions. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M. The largest sale was iShares Core S&P 500 ETF, an estimated $50.1M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 4.7% a quarter earlier, followed by Industrials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M.
  • Ladenburg Thalmann Financial Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $68M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $50.1M.
  • Ladenburg Thalmann Financial Services fully exited Arrow Dow Jones Global Yield ETF in Q3 2013, selling an estimated $464K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 19% of its $2.95B portfolio in Q3 2013.
  • Ladenburg Thalmann Financial Services opened 225 new positions and closed 151 in Q3 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.3% quarter-over-quarter to $2.95B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2013, filed 14 Nov 2013.