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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SDOG icon
326
ALPS Sector Dividend Dogs ETF
SDOG
$1.43B
$4.71M 0.05%
106,794
-3,379
-3% -$145K
IWN icon
327
iShares Russell 2000 Value ETF
IWN
$14.6B
$4.68M 0.05%
37,711
+3,508
+10% +$413K
PCI
328
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$4.67M 0.05%
202,289
-8,116
-4% -$184K
VYMI icon
329
Vanguard International High Dividend Yield ETF
VYMI
$21.3B
$4.66M 0.05%
70,980
+35,058
+98% +$2.26M
VOD icon
330
Vodafone
VOD
$37.4B
$4.64M 0.05%
162,900
+10,000
+7% +$289K
EFV icon
331
iShares MSCI EAFE Value ETF
EFV
$30.2B
$4.63M 0.05%
84,839
-1,020
-1% -$54.1K
PYPL icon
332
PayPal
PYPL
$50.5B
$4.63M 0.05%
72,310
+10,200
+16% +$611K
SLB icon
333
SLB Ltd
SLB
$75B
$4.63M 0.05%
66,388
-1,205
-2% -$79.7K
OEF icon
334
iShares S&P 100 ETF
OEF
$20.5B
$4.61M 0.05%
41,416
-822
-2% -$89.9K
PSI icon
335
Invesco Semiconductors ETF
PSI
$2.53B
$4.58M 0.05%
278,109
+78,258
+39% +$1.18M
BR icon
336
Broadridge
BR
$19B
$4.56M 0.05%
56,389
-476
-0.8% -$36.7K
HYD icon
337
VanEck High Yield Muni ETF
HYD
$4.4B
$4.51M 0.05%
72,026
-13,279
-16% -$827K
ADP icon
338
Automatic Data Processing
ADP
$108B
$4.51M 0.05%
41,226
+2,600
+7% +$278K
XLB icon
339
State Street Materials Select Sector SPDR ETF
XLB
$8.66B
$4.5M 0.05%
158,512
-4,554
-3% -$125K
CASY icon
340
Casey's General Stores
CASY
$30.9B
$4.5M 0.05%
41,086
+864
+2% +$91.9K
TILT icon
341
FlexShares Morningstar US Market Factors Tilt Index Fund
TILT
$2.26B
$4.5M 0.05%
42,567
+10,456
+33% +$1.08M
XRAY icon
342
Dentsply Sirona
XRAY
$2.43B
$4.45M 0.05%
74,361
-420
-0.6% -$25K
FEN
343
DELISTED
First Trust Energy Income and Growth Fund
FEN
$4.44M 0.05%
180,246
+6,095
+3% +$151K
SCHM icon
344
Schwab US Mid-Cap ETF
SCHM
$15.1B
$4.4M 0.05%
263,706
+40,959
+18% +$666K
FREL icon
345
Fidelity MSCI Real Estate Index ETF
FREL
$1.49B
$4.36M 0.05%
179,495
+11,718
+7% +$286K
ACWV icon
346
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.38B
$4.35M 0.05%
53,489
-772
-1% -$62.2K
DES icon
347
WisdomTree US SmallCap Dividend Fund
DES
$2.22B
$4.35M 0.05%
155,175
-28,080
-15% -$750K
DHR icon
348
Danaher
DHR
$144B
$4.34M 0.05%
57,089
+193
+0.3% +$14.3K
ETP
349
DELISTED
Energy Transfer Partners, L.P.
ETP
$4.33M 0.05%
236,957
-23,862
-9% -$463K
MDIV icon
350
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$428M
$4.33M 0.05%
225,493
+3,172
+1% +$61K
12 13
14
15 16

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.