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LTFS
Ladenburg Thalmann Financial Services Portfolio holdings
AUM
$15.9B
1-Year Est. Return
27.61%
This Fund
S&P 500
This Quarter
Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
(+6.6%)
Cap. Flow
+$257M
Cap. Flow
% of AUM
3.85%
Top 10 Holdings %
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 2000 ETF
IWM
|
+$65.5M |
| 2 |
Invesco S&P 500 High Beta ETF
SPHB
|
+$39.8M |
| 3 |
iShares Preferred and Income Securities ETF
PFF
|
+$39.7M |
| 4 |
iShares Russell 2000 Value ETF
IWN
|
+$38.9M |
| 5 |
VanEck Fallen Angel High Yield Bond ETF
ANGL
|
+$18.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell Mid-Cap Value ETF
IWS
|
+$72.2M |
| 2 |
HDV
iShares Core High Dividend ETF
HDV
|
+$37.9M |
| 3 |
iShares S&P 500 Value ETF
IVE
|
+$19.1M |
| 4 |
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
|
+$19M |
| 5 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$18.3M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Consumer Staples | 5.3% |
| 2 | Financials | 5.29% |
| 3 | Technology | 5.07% |
| 4 | Industrials | 5.07% |
| 5 | Healthcare | 4.51% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
MON
326
DELISTED
Monsanto Co
MON
| $3.49M | 0.05% |
34,127
+4,717
| +16% | +$495K |
|
327
WisdomTree US AI Enhanced Value Fund
AIVL
$435M
| $3.47M | 0.05% |
44,169
+846
| +2% | +$66.5K |
|
328
United States Oil Fund
USO
$1.78B
| $3.46M | 0.05% |
39,549
+3,678
| +10% | +$309K |
|
329
Schwab U.S Small- Cap ETF
SCHA
$23B
| $3.45M | 0.05% |
240,176
+57,160
| +31% | +$811K |
|
330
General Dynamics
GD
$107B
| $3.43M | 0.05% |
22,122
+2,867
| +15% | +$427K |
|
331
Weyerhaeuser
WY
$18.2B
| $3.43M | 0.05% |
107,438
+4,657
| +5% | +$147K |
|
332
Accenture
ACN
$109B
| $3.43M | 0.05% |
28,099
+1,282
| +5% | +$146K |
|
333
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$427M
| $3.42M | 0.05% |
181,201
+27,565
| +18% | +$536K |
|
334
Moody's
MCO
$82.8B
| $3.4M | 0.05% |
31,436
-487
| -2% | -$51.2K |
|
335
Genuine Parts
GPC
$18.4B
| $3.4M | 0.05% |
33,857
+1,374
| +4% | +$139K |
|
336
First Trust Preferred Securities and Income ETF
FPE
$6.34B
| $3.4M | 0.05% |
173,845
+96,683
| +125% | +$1.89M |
|
337
Vanguard Financials ETF
VFH
$13.8B
| $3.4M | 0.05% |
68,835
+901
| +1% | +$44.4K |
|
|
TWTR
338
DELISTED
Twitter, Inc.
TWTR
| $3.4M | 0.05% |
148,667
-10,689
| -7% | -$201K |
|
339
Stryker
SYK
$132B
| $3.38M | 0.05% |
29,081
+7,699
| +36% | +$897K |
|
340
Schwab US Aggregate Bond ETF
SCHZ
$10.5B
| $3.38M | 0.05% |
125,904
+38,728
| +44% | +$1.04M |
|
341
Goldman Sachs
GS
$300B
| $3.36M | 0.05% |
20,799
+4,127
| +25% | +$671K |
|
342
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.17B
| $3.36M | 0.05% |
67,080
+28,870
| +76% | +$1.45M |
|
343
VanEck Gold Miners ETF
GDX
$27.5B
| $3.35M | 0.05% |
126,872
-44,320
| -26% | -$1.27M |
|
344
American Water Works
AWK
$26.7B
| $3.35M | 0.05% |
44,766
-599
| -1% | -$46.8K |
|
345
Sprott Physical Gold
PHYS
$15.8B
| $3.32M | 0.05% |
303,608
+70,473
| +30% | +$780K |
|
346
Vulcan Materials
VMC
$36.8B
| $3.32M | 0.05% |
29,162
-5,754
| -16% | -$678K |
|
347
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
| $3.3M | 0.05% |
67,567
-6,496
| -9% | -$319K |
|
348
Fidelity MSCI Real Estate Index ETF
FREL
$1.46B
| $3.29M | 0.05% |
134,515
+120,086
| +832% | +$3.01M |
|
|
DSL
349
DoubleLine Income Solutions Fund
DSL
$1.23B
| $3.25M | 0.05% |
169,479
+34,028
| +25% | +$647K |
|
|
CAB
350
DELISTED
Cabela's Inc
CAB
| $3.25M | 0.05% |
59,106
-685
| -1% | -$35.1K |
|
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HAM
CM
TRAM
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CONA
CBU
Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review
As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
By sector, the portfolio is most concentrated in Consumer Staples at 5.3% of assets, down from 5.6% a quarter earlier, followed by Financials and Technology.
On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.
- Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
- Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
- Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
- Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
- Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
- Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
- Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.
Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.