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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.52B
AUM Growth
+$850M
Cap. Flow
+$765M
Cap. Flow %
16.93%
Top 10 Hldgs %
14%
Holding
4,636
New
555
Increased
2,421
Reduced
842
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60.7M
2
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$40.4M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$35.6M
4
AAPL icon
Apple
AAPL
+$29.4M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$27.9M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$49.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$49.5M
3
OEF icon
iShares S&P 100 ETF
OEF
+$39.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$26.2M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$24.6M

Sector Composition

Rank Sector Weight
1 Financials 5.33%
2 Technology 5.3%
3 Industrials 5.11%
4 Consumer Staples 4.67%
5 Healthcare 4.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AGNC icon
326
AGNC Investment
AGNC
$12.9B
$2.25M 0.05%
102,903
+11,260
+12% +$254K
MU icon
327
Micron Technology
MU
$991B
$2.23M 0.05%
63,858
+28,091
+79% +$930K
EMR icon
328
Emerson Electric
EMR
$88.3B
$2.22M 0.05%
35,980
+12,107
+51% +$758K
IXJ icon
329
iShares Global Healthcare ETF
IXJ
$4.19B
$2.2M 0.05%
44,170
+25,152
+132% +$1.25M
MA icon
330
Mastercard
MA
$493B
$2.19M 0.05%
25,526
-144
-0.6% -$11.8K
EMLP icon
331
First Trust North American Energy Infrastructure Fund
EMLP
$4.09B
$2.19M 0.05%
77,694
+12,719
+20% +$349K
RPG icon
332
Invesco S&P 500 Pure Growth ETF
RPG
$2.04B
$2.16M 0.05%
135,825
+84,795
+166% +$1.32M
CTSH icon
333
Cognizant
CTSH
$26B
$2.16M 0.05%
40,821
+99
+0.2% +$4.95K
SPSB icon
334
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.8B
$2.16M 0.05%
70,511
+1,089
+2% +$33.4K
PDM
335
Piedmont Realty Trust
PDM
$1.19B
$2.15M 0.05%
114,020
+6,266
+6% +$118K
HPQ icon
336
HP
HPQ
$27.5B
$2.15M 0.05%
118,036
+29,826
+34% +$500K
WMB icon
337
Williams Companies
WMB
$86.1B
$2.14M 0.05%
47,511
+2,725
+6% +$139K
EVT icon
338
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.16B
$2.14M 0.05%
102,717
+2,388
+2% +$48.4K
ETN icon
339
Eaton
ETN
$174B
$2.11M 0.05%
31,036
+6,667
+27% +$440K
DON icon
340
WisdomTree US MidCap Dividend Fund
DON
$4.09B
$2.1M 0.05%
75,240
-14,049
-16% -$380K
YUM icon
341
Yum! Brands
YUM
$41.1B
$2.1M 0.05%
40,071
+5,506
+16% +$287K
XEL icon
342
Xcel Energy
XEL
$48.8B
$2.08M 0.05%
57,927
+25,062
+76% +$841K
NGG icon
343
National Grid
NGG
$81.3B
$2.08M 0.05%
30,520
+434
+1% +$30.2K
IYY icon
344
iShares Dow Jones US ETF
IYY
$3.07B
$2.08M 0.05%
40,072
+24,074
+150% +$1.22M
RWR icon
345
State Street SPDR Dow Jones REIT ETF
RWR
$1.89B
$2.07M 0.05%
22,787
+7,083
+45% +$621K
AMT icon
346
American Tower
AMT
$80.4B
$2.07M 0.05%
20,963
+4,480
+27% +$440K
FFIV icon
347
F5
FFIV
$22.7B
$2.07M 0.05%
15,941
+8,205
+106% +$1.02M
GD icon
348
General Dynamics
GD
$106B
$2.06M 0.05%
14,998
+7,852
+110% +$1.07M
PII icon
349
Polaris
PII
$4.07B
$2.03M 0.04%
13,420
+4,141
+45% +$621K
MCHP icon
350
Microchip Technology
MCHP
$46B
$2.03M 0.04%
89,656
+58,188
+185% +$1.27M
12 13
14
15 16

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2014 Portfolio in Review

As of Q4 2014, Ladenburg Thalmann Financial Services held 4,636 positions worth $4.52B, up 23% from $3.67B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $765M of net new capital in Q4 2014, opening 555 new positions and adding to 2,421 existing holdings. Its largest new stake was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.

By sector, the portfolio is most concentrated in Financials at 5.3% of assets, up from 4.3% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $49.9M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2014 buy was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $60.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $49.9M.
  • Ladenburg Thalmann Financial Services fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.52B portfolio in Q4 2014.
  • Ladenburg Thalmann Financial Services opened 555 new positions and closed 135 in Q4 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 23% quarter-over-quarter to $4.52B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2014, filed 13 Feb 2015.