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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BFS
3451
Saul Centers
BFS
$853M
$29K ﹤0.01%
476
– –
BBT
3452
Beacon Financial Corp
BBT
$2.66B
$29K ﹤0.01%
730
+339
+87% +$12K
CVLG icon
3453
Covenant Logistics
CVLG
$847M
$29K ﹤0.01%
+2,000
New +$21.3K
EPR.PRC icon
3454
EPR Properties 5.75% Series C Preferred Shares
EPR.PRC
$144M
$29K ﹤0.01%
1,050
– –
IWL icon
3455
iShares Russell Top 200 ETF
IWL
$2.27B
$29K ﹤0.01%
500
– –
MD icon
3456
Pediatrix Medical
MD
$2.12B
$29K ﹤0.01%
670
-876
-57% -$41.6K
NPO icon
3457
Enpro
NPO
$7.12B
$29K ﹤0.01%
354
-2
-0.6% -$146
PBR.A icon
3458
Petrobras Class A
PBR.A
$103B
$29K ﹤0.01%
3,059
-575
-16% -$5.01K
RFV icon
3459
Invesco S&P MidCap 400 Pure Value ETF
RFV
$340M
$29K ﹤0.01%
452
-315
-41% -$19.8K
SENEA icon
3460
Seneca Foods Class A
SENEA
$1.25B
$29K ﹤0.01%
852
– –
SPTN
3461
DELISTED
SpartanNash
SPTN
$29K ﹤0.01%
1,109
-50
-4% -$1.29K
WHLR
3462
Wheeler Real Estate Investment Trust
WHLR
$425K
– –
0
– –
XIFR
3463
XPLR Infrastructure LP
XIFR
$1.08B
$29K ﹤0.01%
737
+41
+6% +$1.63K
NP
3464
DELISTED
Neenah, Inc. Common Stock
NP
$29K ﹤0.01%
344
-58
-14% -$4.6K
FRTA
3465
DELISTED
Forterra, Inc
FRTA
$29K ﹤0.01%
6,350
+1,800
+40% +$10.9K
STAY
3466
DELISTED
Extended Stay America, Inc. Paired Share Unit
STAY
$29K ﹤0.01%
1,475
-346
-19% -$6.72K
HMSY
3467
DELISTED
HMS Holdings Corp.
HMSY
$29K ﹤0.01%
1,416
+1,251
+758% +$23.3K
WSTC
3468
DELISTED
West Corporation
WSTC
$29K ﹤0.01%
+1,250
New +$29.2K
ABAX
3469
DELISTED
Abaxis Inc
ABAX
$29K ﹤0.01%
660
-113
-15% -$5.37K
AU icon
3470
AngloGold Ashanti
AU
$49.3B
$28K ﹤0.01%
3,096
+20
+0.7% +$193
CVI icon
3471
CVR Energy
CVI
$3.42B
$28K ﹤0.01%
1,093
+83
+8% +$1.76K
EPAM icon
3472
EPAM Systems
EPAM
$5.15B
$28K ﹤0.01%
310
+47
+18% +$3.92K
ESGD icon
3473
iShares ESG Aware MSCI EAFE ETF
ESGD
$12.2B
$28K ﹤0.01%
422
– –
FELE icon
3474
Franklin Electric
FELE
$4.77B
$28K ﹤0.01%
630
-7,350
-92% -$298K
MPV
3475
Barings Participation Investors
MPV
$176M
$28K ﹤0.01%
1,936
– –
137 138
139
140 141

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HAM
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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.