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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Financials 5.41%
2 Consumer Staples 5.31%
3 Industrials 5.12%
4 Technology 5.11%
5 Healthcare 4.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ASTE icon
3451
Astec Industries
ASTE
$994M
$18K ﹤0.01%
319
+226
+243% +$13.1K
BANR icon
3452
Banner Corp
BANR
$2.5B
$18K ﹤0.01%
414
– –
BWEN icon
3453
Broadwind
BWEN
$129M
$18K ﹤0.01%
4,000
– –
CRT
3454
Cross Timbers Royalty Trust
CRT
$60.6M
$18K ﹤0.01%
1,001
– –
CYTK icon
3455
Cytokinetics
CYTK
$10.5B
$18K ﹤0.01%
2,000
-45
-2% -$470
DEW icon
3456
WisdomTree Global High Dividend Fund
DEW
$156M
$18K ﹤0.01%
430
– –
ELP
3457
DELISTED
Companhia Paranaense de Energia (COPEL)
ELP
$18K ﹤0.01%
4,413
+520
+13% +$2.11K
ERTH icon
3458
Invesco MSCI Sustainable Future ETF
ERTH
$138M
$18K ﹤0.01%
539
+1
+0.2% +$32
ESGD icon
3459
iShares ESG Aware MSCI EAFE ETF
ESGD
$12.3B
$18K ﹤0.01%
+312
New +$17.5K
FONR
3460
DELISTED
Fonar
FONR
$18K ﹤0.01%
860
– –
IPAR icon
3461
Interparfums
IPAR
$3.78B
$18K ﹤0.01%
541
-629
-54% -$20.1K
PRDO icon
3462
Perdoceo Education
PRDO
$1.96B
$18K ﹤0.01%
2,700
– –
RDUS
3463
DELISTED
Radius Recycling
RDUS
$18K ﹤0.01%
854
+144
+20% +$2.74K
SID icon
3464
Companhia Siderúrgica Nacional
SID
$1.19B
$18K ﹤0.01%
6,520
– –
TPH
3465
DELISTED
Tri Pointe Homes
TPH
$18K ﹤0.01%
1,361
+546
+67% +$7.21K
TROX icon
3466
Tronox
TROX
$958M
$18K ﹤0.01%
1,944
-851
-30% -$6.54K
XPRO icon
3467
Expro Ltd
XPRO
$2.07B
$18K ﹤0.01%
224
+15
+7% +$1.16K
YPF icon
3468
YPF Sociedad Anonima American Depositary Shares (Each representing ten (10) Class D shares of Capital Stock)
YPF
$19.4B
$18K ﹤0.01%
949
+2
+0.2% +$36
ZG icon
3469
Zillow
ZG
$8.15B
$18K ﹤0.01%
540
+100
+23% +$3.58K
SGI
3470
Somnigroup International
SGI
$13.5B
$18K ﹤0.01%
1,272
+1,000
+368% +$17.8K
RPT
3471
DELISTED
RPT Realty Common Shares of Beneficial Interest (MD)
RPT
$18K ﹤0.01%
+954
New +$18.4K
DBS
3472
DELISTED
Invesco DB Silver Fund
DBS
$18K ﹤0.01%
612
– –
ANAT
3473
DELISTED
American National Group, Inc. Common Stock
ANAT
$18K ﹤0.01%
149
+6
+4% +$693
PETX
3474
DELISTED
Aratana Therapeutics, Inc.
PETX
$18K ﹤0.01%
1,930
– –
EQLT
3475
DELISTED
Workplace Equality Portfolio
EQLT
$18K ﹤0.01%
625
– –
137 138
139
140 141

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HAM
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Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Financials at 5.4% of assets, up from 5.4% a quarter earlier, followed by Consumer Staples and Industrials.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.