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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.76%
2 Technology 5.43%
3 Industrials 5.06%
4 Consumer Staples 4.97%
5 Healthcare 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CHT icon
3451
Chunghwa Telecom
CHT
$32.8B
$11K ﹤0.01%
355
+73
+26% +$2.23K
DHT icon
3452
DHT Holdings
DHT
$3.09B
$11K ﹤0.01%
1,441
-287
-17% -$2.21K
DIN icon
3453
Dine Brands
DIN
$440M
$11K ﹤0.01%
123
-2
-2% -$195
OPPJ
3454
WisdomTree Trust WisdomTree Japan Opportunities Fund
OPPJ
$290M
$11K ﹤0.01%
636
+308
+94% +$5.38K
EXLS icon
3455
EXL Service
EXLS
$5.36B
$11K ﹤0.01%
1,455
+705
+94% +$5.22K
GAM
3456
General American Investors Company
GAM
$1.62B
$11K ﹤0.01%
346
– –
HL.PRB icon
3457
Hecla Mining Co Series B Preferred Stock
HL.PRB
$10.7M
$11K ﹤0.01%
200
– –
LBRDK icon
3458
Liberty Broadband Class C
LBRDK
$5.29B
$11K ﹤0.01%
229
-125
-35% -$6.67K
LXRX icon
3459
Lexicon Pharmaceuticals
LXRX
$1.04B
$11K ﹤0.01%
+1,000
New +$10.9K
MKSI icon
3460
MKS Inc
MKSI
$20.7B
$11K ﹤0.01%
335
-21
-6% -$730
CALY
3461
Callaway Golf Company
CALY
$2.95B
$11K ﹤0.01%
1,369
+40
+3% +$350
MRTN icon
3462
Marten Transport
MRTN
$1.24B
$11K ﹤0.01%
1,623
+1,258
+345% +$9.59K
MTRX icon
3463
Matrix Service
MTRX
$328M
$11K ﹤0.01%
494
+202
+69% +$4.09K
NAVI icon
3464
Navient
NAVI
$867M
$11K ﹤0.01%
941
-291
-24% -$4.26K
NGD
3465
DELISTED
New Gold Inc
NGD
$11K ﹤0.01%
4,928
-9,320
-65% -$21.6K
NNY icon
3466
Nuveen New York Municipal Value Fund
NNY
$158M
$11K ﹤0.01%
1,161
+11
+1% +$107
NPK icon
3467
National Presto Industries
NPK
$987M
$11K ﹤0.01%
132
-811
-86% -$65.8K
PBD icon
3468
Invesco Global Clean Energy ETF
PBD
$195M
$11K ﹤0.01%
1,055
-1,630
-61% -$18.6K
PIPR icon
3469
Piper Sandler
PIPR
$5.54B
$11K ﹤0.01%
1,152
-2,252
-66% -$23.1K
PKOH icon
3470
Park-Ohio Holdings
PKOH
$718M
$11K ﹤0.01%
375
– –
SF
3471
Stifel
SF
$12.9B
$11K ﹤0.01%
612
-117
-16% -$2.65K
SIMO icon
3472
Silicon Motion
SIMO
$8.45B
$11K ﹤0.01%
401
-6,963
-95% -$186K
SKYW icon
3473
Skywest
SKYW
$4.21B
$11K ﹤0.01%
633
– –
TGTX icon
3474
TG Therapeutics
TGTX
$7.34B
$11K ﹤0.01%
1,127
– –
TRST
3475
Trustco Bank Corp NY
TRST
$971M
$11K ﹤0.01%
383
+252
+192% +$7.83K
137 138
139
140 141

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.7% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.