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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+6.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.24B
AUM Growth
+$294M
Cap. Flow
+$124M
Cap. Flow %
3.84%
Top 10 Hldgs %
18.07%
Holding
4,077
New
197
Increased
1,450
Reduced
1,165
Closed
217

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$71.2M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$68.7M
3
SSO icon
ProShares Ultra S&P500
SSO
+$38.6M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$37.6M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$19.2M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$59.3M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$38.1M
4
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$32.9M
5
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$22.1M

Sector Composition

Rank Sector Weight
1 Energy 4.75%
2 Industrials 4.34%
3 Technology 4.01%
4 Consumer Staples 3.87%
5 Healthcare 3.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ENOC
3451
DELISTED
EnerNOC, Inc.
ENOC
$3K ﹤0.01%
200
-100
-33% -$1.65K
EGAS
3452
DELISTED
Gas Natural Inc.
EGAS
$3K ﹤0.01%
411
+6
+1% +$56
IST
3453
DELISTED
SPDR S&P International Telecommunications Sector
IST
$3K ﹤0.01%
100
-200
-67% -$5.7K
CYNO
3454
DELISTED
Cynosure, Inc. Class A
CYNO
$3K ﹤0.01%
112
– –
ELNK
3455
DELISTED
EarthLink Holdings Corp.
ELNK
$3K ﹤0.01%
494
+141
+40% +$720
ISIL
3456
DELISTED
Intersil Corp
ISIL
$3K ﹤0.01%
300
– –
VLTC
3457
DELISTED
Voltari Corporation
VLTC
$3K ﹤0.01%
900
-500
-36% -$2.21K
AVG
3458
DELISTED
AVG Technologies N.V.
AVG
$3K ﹤0.01%
200
-2,450
-92% -$47.6K
ESI
3459
DELISTED
ITT EDUCATIONAL SERVICES INC
ESI
$3K ﹤0.01%
102
– –
TWER
3460
DELISTED
Towerstream Corporation Common Stock
TWER
$3K ﹤0.01%
+50
New +$2.52K
SIRO
3461
DELISTED
SIRONA DENTAL SYSTEMS INC COM STK
SIRO
$3K ﹤0.01%
39
-501
-93% -$34.8K
SYA
3462
DELISTED
SYMETRA FINANCIAL CORPORATION COMMON STOCK
SYA
$3K ﹤0.01%
167
-200
-54% -$3.72K
TC
3463
DELISTED
Thompson Creek Metals Company Inc. Ordinary Shares (Canada)
TC
$3K ﹤0.01%
1,500
– –
NHC.PRA
3464
DELISTED
NATIONAL HEALTHCARE CORP PFD CONV SER A (DE)
NHC.PRA
$3K ﹤0.01%
200
– –
BGMD
3465
DELISTED
BG MEDICINE INC COM STK NEW
BGMD
$3K ﹤0.01%
625
– –
PTRY
3466
DELISTED
PANTRY INC (THE)
PTRY
$3K ﹤0.01%
211
– –
KHI
3467
DELISTED
Deutsche High Income Trust
KHI
$3K ﹤0.01%
289
– –
STSI
3468
DELISTED
STAR SCIENTIFIC INC
STSI
$3K ﹤0.01%
3,000
– –
IRR
3469
DELISTED
VOYA NATURAL RESOURCES EQUITY INCOME FUND
IRR
$3K ﹤0.01%
337
+230
+215% +$2.28K
LEAP
3470
DELISTED
LEAP WIRELESS INTERNATIONAL INC NEW
LEAP
$3K ﹤0.01%
200
– –
VCI
3471
DELISTED
VALASSIS COMMUNICATIONS INC
VCI
$3K ﹤0.01%
+100
New +$2.96K
CAVM
3472
DELISTED
Cavium, Inc.
CAVM
$3K ﹤0.01%
85
– –
SSRI
3473
DELISTED
Silver Standard Resources
SSRI
$3K ﹤0.01%
500
– –
WRES
3474
DELISTED
WARREN RESOURCES INC
WRES
$3K ﹤0.01%
1,000
– –
FU
3475
DELISTED
FAB UNIVERSAL CORP COM
FU
$3K ﹤0.01%
2,700
+1,800
+200% +$10.3K
137 138
139
140 141

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HAM
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Ladenburg Thalmann Financial Services's Q4 2013 Portfolio in Review

As of Q4 2013, Ladenburg Thalmann Financial Services held 4,077 positions worth $3.24B, up 10% from $2.95B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $124M of net new capital in Q4 2013, opening 197 new positions and adding to 1,450 existing holdings. Its largest new stake was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.

By sector, the portfolio is most concentrated in Energy at 4.8% of assets, up from 4.7% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $63M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2013 buy was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2013, an estimated $71.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $63M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra 7-10 Year Treasury in Q4 2013, selling an estimated $22.1M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.24B portfolio in Q4 2013.
  • Ladenburg Thalmann Financial Services opened 197 new positions and closed 217 in Q4 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 10% quarter-over-quarter to $3.24B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2013, filed 14 Feb 2014.