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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.59%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$2.95B
AUM Growth
+$147M
Cap. Flow
+$36.4M
Cap. Flow %
1.23%
Top 10 Hldgs %
18.66%
Holding
4,031
New
225
Increased
1,492
Reduced
1,087
Closed
151

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$68M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$30.7M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$29.2M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$21.5M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$15.8M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$50.1M
2
SSO icon
ProShares Ultra S&P500
SSO
+$33.5M
3
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$27.6M
4
GLD icon
SPDR Gold Trust
GLD
+$21.4M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.5M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Industrials 4.14%
3 Technology 3.92%
4 Consumer Staples 3.86%
5 Healthcare 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MUE
3451
DELISTED
BlackRock MuniHoldings Quality Fund II
MUE
$2K ﹤0.01%
163
– –
NPK icon
3452
National Presto Industries
NPK
$995M
$2K ﹤0.01%
35
-25
-42% -$1.82K
NRC icon
3453
NRC Health Common Stock
NRC
$486M
$2K ﹤0.01%
93
-190
-67% -$3.26K
OC icon
3454
Owens Corning
OC
$12.5B
$2K ﹤0.01%
51
– –
ON icon
3455
ON Semiconductor
ON
$31.5B
$2K ﹤0.01%
258
– –
PB icon
3456
Prosperity Bancshares
PB
$8.87B
$2K ﹤0.01%
28
– –
PCRX icon
3457
Pacira BioSciences
PCRX
$976M
$2K ﹤0.01%
+50
New +$1.82K
PKE icon
3458
Park Aerospace
PKE
$810M
$2K ﹤0.01%
69
– –
RGEN icon
3459
Repligen
RGEN
$9.44B
$2K ﹤0.01%
+200
New +$1.99K
RING icon
3460
iShares MSCI Global Gold Miners ETF
RING
$2.43B
$2K ﹤0.01%
73
– –
SGMO
3461
DELISTED
SANGAMO THERAPEUTICS INC
SGMO
$2K ﹤0.01%
200
– –
SNCR
3462
DELISTED
Synchronoss Technologies
SNCR
$2K ﹤0.01%
7
– –
SNOA icon
3463
Sonoma Pharmaceuticals
SNOA
$6.41M
$2K ﹤0.01%
1
– –
SNV
3464
DELISTED
Synovus
SNV
$2K ﹤0.01%
78
-53
-40% -$1.21K
SSNC icon
3465
SS&C Technologies
SSNC
$18.8B
$2K ﹤0.01%
116
+60
+107% +$1.09K
TTEC icon
3466
TTEC Holdings
TTEC
$83.2M
$2K ﹤0.01%
59
– –
TWM icon
3467
ProShares UltraShort Russell2000
TWM
$41.4M
$2K ﹤0.01%
2
– –
UAL icon
3468
United Airlines
UAL
$41.1B
$2K ﹤0.01%
67
-343
-84% -$11K
UMBF icon
3469
UMB Financial
UMBF
$11.3B
$2K ﹤0.01%
38
– –
UMH
3470
UMH Properties
UMH
$1.39B
$2K ﹤0.01%
200
– –
WDFC icon
3471
WD-40
WDFC
$3.14B
$2K ﹤0.01%
29
– –
MTBL
3472
DELISTED
Moatable, Inc. American Depositary Share (each representing forty-five (45) Class A Ordinary Shares)
MTBL
$2K ﹤0.01%
333
-1,000
-75% -$5.14K
GBL
3473
DELISTED
GAMCO Investors, Inc.
GBL
$2K ﹤0.01%
41
– –
ANAT
3474
DELISTED
American National Group, Inc. Common Stock
ANAT
$2K ﹤0.01%
19
– –
ATRS
3475
DELISTED
Antares Pharma, Inc.
ATRS
$2K ﹤0.01%
500
– –
137 138
139
140 141

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Ladenburg Thalmann Financial Services held 4,031 positions worth $2.95B, up 5.3% from $2.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2013 filing shows 225 new, 1,492 increased, 1,087 reduced and 151 closed positions. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M. The largest sale was iShares Core S&P 500 ETF, an estimated $50.1M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 4.7% a quarter earlier, followed by Industrials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M.
  • Ladenburg Thalmann Financial Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $68M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $50.1M.
  • Ladenburg Thalmann Financial Services fully exited Arrow Dow Jones Global Yield ETF in Q3 2013, selling an estimated $464K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 19% of its $2.95B portfolio in Q3 2013.
  • Ladenburg Thalmann Financial Services opened 225 new positions and closed 151 in Q3 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.3% quarter-over-quarter to $2.95B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2013, filed 14 Nov 2013.