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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ISCA
3426
DELISTED
International Speedway Corp
ISCA
$31K ﹤0.01%
849
-52
-6% -$1.82K
ALR
3427
DELISTED
Alere Inc
ALR
$31K ﹤0.01%
597
– –
ORBC
3428
DELISTED
ORBCOMM, Inc.
ORBC
$31K ﹤0.01%
2,970
+991
+50% +$11K
AMH icon
3429
American Homes 4 Rent
AMH
$12.2B
$30K ﹤0.01%
1,357
-4
-0.3% -$90
VISN
3430
Vistance Networks Inc
VISN
$2.7B
$30K ﹤0.01%
900
+364
+68% +$12.4K
DHY
3431
Credit Suisse High Yield Credit Fund
DHY
$242M
$30K ﹤0.01%
10,268
+6,303
+159% +$18K
EDIT icon
3432
Editas Medicine
EDIT
$453M
$30K ﹤0.01%
1,275
+75
+6% +$1.43K
FFIN icon
3433
First Financial Bankshares
FFIN
$4.99B
$30K ﹤0.01%
1,340
-1,660
-55% -$34.8K
GAM
3434
General American Investors Company
GAM
$1.61B
$30K ﹤0.01%
827
+560
+210% +$19.5K
GPMT
3435
Granite Point Mortgage Trust
GPMT
$60.2M
$30K ﹤0.01%
+1,600
New +$30.5K
GURU icon
3436
Global X Guru Index ETF
GURU
$63.4M
$30K ﹤0.01%
1,052
– –
HWC icon
3437
Hancock Whitney
HWC
$6.28B
$30K ﹤0.01%
621
-239
-28% -$10.9K
IMTM icon
3438
iShares MSCI Intl Momentum Factor ETF
IMTM
$4.28B
$30K ﹤0.01%
+1,000
New +$29.1K
LXU icon
3439
LSB Industries
LXU
$719M
$30K ﹤0.01%
4,852
-3,335
-41% -$19.9K
RDFN
3440
DELISTED
Redfin
RDFN
$30K ﹤0.01%
+1,186
New +$30.5K
RETL icon
3441
Direxion Daily Retail Bull 3X ETF
RETL
$28.1M
$30K ﹤0.01%
2,550
– –
SHE icon
3442
State Street SPDR MSCI USA Gender Diversity ETF
SHE
$336M
$30K ﹤0.01%
434
-11
-2% -$748
SPB icon
3443
Spectrum Brands
SPB
$2.02B
$30K ﹤0.01%
282
-279
-50% -$31.4K
VIAV icon
3444
Viavi Solutions
VIAV
$9.47B
$30K ﹤0.01%
3,157
-189
-6% -$1.97K
WKHS icon
3445
Workhorse Group
WKHS
$34.1M
$30K ﹤0.01%
+4
New +$35.7K
WOR icon
3446
Worthington Enterprises
WOR
$2.79B
$30K ﹤0.01%
1,064
+707
+198% +$22K
DWTR
3447
DELISTED
Invesco DWA Tactical Sector Rotation ETF
DWTR
$30K ﹤0.01%
1,100
– –
HOS
3448
DELISTED
Hornbeck Offshore Services, Inc.
HOS
$30K ﹤0.01%
7,250
+150
+2% +$433
DGL
3449
DELISTED
Invesco DB Gold Fund
DGL
$30K ﹤0.01%
726
– –
SFR
3450
DELISTED
Starwood Waypoint Homes
SFR
$30K ﹤0.01%
846
+100
+13% +$3.57K
136 137
138
139 140

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.