We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
Cap. Flow
+$409M
Cap. Flow %
5.68%
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$17.5M
3
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$16.5M
4
ABUS icon
Arbutus Biopharma
ABUS
+$15.4M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$14.6M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$36M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$12.1M
3
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$11.1M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$6.94M
5
MSM icon
MSC Industrial Direct
MSM
+$6.76M

Sector Composition

Rank Sector Weight
1 Financials 6.29%
2 Industrials 5.37%
3 Technology 5.31%
4 Consumer Staples 5%
5 Healthcare 4.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VWTR
3426
DELISTED
Vidler Water Resouces, Inc. Common Stock
VWTR
$22K ﹤0.01%
1,442
– –
ANH
3427
DELISTED
Anworth Mortgage Asset Corporation
ANH
$22K ﹤0.01%
4,200
– –
TRQ
3428
DELISTED
Turquoise Hill Resources Ltd
TRQ
$22K ﹤0.01%
680
– –
GHS
3429
DELISTED
REX Gold Hedged S&P 500 ETF
GHS
$22K ﹤0.01%
860
– –
DSUM
3430
DELISTED
Invesco Chinese Yuan Dim Sum Bond ETF
DSUM
$22K ﹤0.01%
1,000
– –
JO
3431
DELISTED
iPath Bloomberg Coffee Subindex Total Return ETN due June 24, 2038
JO
$22K ﹤0.01%
1,100
-283
-20% -$6.3K
FBC
3432
DELISTED
Flagstar Bancorp, Inc. New
FBC
$22K ﹤0.01%
821
– –
NBO
3433
DELISTED
Neuberger Berman New York Municipal Fund Inc.
NBO
$22K ﹤0.01%
1,772
– –
CRK icon
3434
Comstock Resources
CRK
$3.99B
$21K ﹤0.01%
2,145
– –
DEW icon
3435
WisdomTree Global High Dividend Fund
DEW
$156M
$21K ﹤0.01%
480
+50
+12% +$2.13K
EWM icon
3436
iShares MSCI Malaysia ETF
EWM
$332M
$21K ﹤0.01%
740
+417
+129% +$12.7K
FMN
3437
Federated Hermes Premier Municipal Income Fund
FMN
$87M
$21K ﹤0.01%
1,478
– –
GLIN icon
3438
VanEck India Growth Leaders ETF
GLIN
$93.5M
$21K ﹤0.01%
521
– –
MVT
3439
DELISTED
BlackRock MuniVest Fund II
MVT
$21K ﹤0.01%
1,380
– –
NBB icon
3440
Nuveen Taxable Municipal Income Fund
NBB
$456M
$21K ﹤0.01%
1,000
-2,350
-70% -$49.1K
PBR.A icon
3441
Petrobras Class A
PBR.A
$104B
$21K ﹤0.01%
2,312
-562
-20% -$5.35K
PLAB icon
3442
Photronics
PLAB
$1.97B
$21K ﹤0.01%
1,846
– –
PRTA icon
3443
Prothena Corp
PRTA
$466M
$21K ﹤0.01%
438
+2
+0.5% +$110
RBBN icon
3444
Ribbon Communications
RBBN
$372M
$21K ﹤0.01%
3,270
-642
-16% -$4.22K
SGMO
3445
DELISTED
SANGAMO THERAPEUTICS INC
SGMO
$21K ﹤0.01%
6,800
+2,300
+51% +$8.38K
SPXU icon
3446
ProShares UltraPro Short S&P 500
SPXU
$378M
$21K ﹤0.01%
3
– –
TTSH
3447
DELISTED
Tile Shop Holdings
TTSH
$21K ﹤0.01%
1,177
+500
+74% +$9.33K
VLRS
3448
Controladora Vuela Compania de Aviacion
VLRS
$922M
$21K ﹤0.01%
1,401
+1,400
+140,000% +$23.3K
BSCO
3449
DELISTED
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
$21K ﹤0.01%
1,022
+890
+674% +$18.4K
SNP
3450
DELISTED
CHINA PETROLEUM & CHEMICAL CORPORATION ADS (REP 100 ORDINARY H SHARES)
SNP
$21K ﹤0.01%
296
+85
+40% +$6.17K
136 137
138
139 140

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.

By sector, the portfolio is most concentrated in Financials at 6.3% of assets, up from 5.4% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
  • Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.