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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Financials 5.41%
2 Consumer Staples 5.31%
3 Industrials 5.12%
4 Technology 5.11%
5 Healthcare 4.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GATX icon
3426
GATX Corp
GATX
$6.34B
$19K ﹤0.01%
414
+1
+0.2% +$44
HLI icon
3427
Houlihan Lokey
HLI
$9.24B
$19K ﹤0.01%
742
+146
+24% +$3.52K
IGOV icon
3428
iShares International Treasury Bond ETF
IGOV
$1.54B
$19K ﹤0.01%
388
-5,480
-93% -$274K
ITRI icon
3429
Itron
ITRI
$4.5B
$19K ﹤0.01%
325
+225
+225% +$10.8K
MZTI
3430
The Marzetti Company
MZTI
$3.22B
$19K ﹤0.01%
144
-17
-11% -$2.22K
MTRX icon
3431
Matrix Service
MTRX
$330M
$19K ﹤0.01%
1,023
-157
-13% -$2.75K
NNBR icon
3432
NN Inc
NNBR
$298M
$19K ﹤0.01%
1,051
+4
+0.4% +$67
PLAB icon
3433
Photronics
PLAB
$1.97B
$19K ﹤0.01%
1,846
+346
+23% +$3.34K
TLPH icon
3434
Talphera
TLPH
$72.7M
$19K ﹤0.01%
250
– –
UBT icon
3435
ProShares Ultra 20+ Year Treasury
UBT
$58.2M
$19K ﹤0.01%
+384
New +$18.9K
VBF icon
3436
Invesco Bond Fund
VBF
$169M
$19K ﹤0.01%
962
– –
WKC icon
3437
World Kinect Corp
WKC
$1.89B
$19K ﹤0.01%
419
-188
-31% -$8.67K
ZTR
3438
Virtus Total Return Fund
ZTR
$341M
$19K ﹤0.01%
1,567
+43
+3% +$527
AJRD
3439
DELISTED
Aerojet Rocketdyne Holdings
AJRD
$19K ﹤0.01%
1,049
+199
+23% +$3.6K
WIL
3440
DELISTED
iPath Women in Leadership ETN
WIL
$19K ﹤0.01%
336
– –
FCCY
3441
DELISTED
1st Constitution Bancorp
FCCY
$19K ﹤0.01%
1,365
– –
RAVN
3442
DELISTED
Raven Industries Inc
RAVN
$19K ﹤0.01%
834
-746
-47% -$16.1K
AT
3443
DELISTED
Atlantic Power Corporation
AT
$19K ﹤0.01%
7,773
-3,817
-33% -$9.61K
UNT
3444
DELISTED
UNIT Corporation
UNT
$19K ﹤0.01%
1,000
– –
HFBC
3445
DELISTED
HopFed Bancorp Inc
HFBC
$19K ﹤0.01%
1,730
– –
WBMD
3446
DELISTED
WebMD Health Corp.
WBMD
$19K ﹤0.01%
373
-12
-3% -$662
SFR
3447
DELISTED
Starwood Waypoint Homes
SFR
$19K ﹤0.01%
660
+44
+7% +$1.38K
JOY
3448
DELISTED
Joy Global Inc
JOY
$19K ﹤0.01%
702
-100
-12% -$2.65K
ORBC
3449
DELISTED
ORBCOMM, Inc.
ORBC
$19K ﹤0.01%
1,879
-1,835
-49% -$18.7K
FDC
3450
DELISTED
First Data Corporation
FDC
$19K ﹤0.01%
1,386
+96
+7% +$1.24K
136 137
138
139 140

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HAM
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Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Financials at 5.4% of assets, up from 5.4% a quarter earlier, followed by Consumer Staples and Industrials.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.