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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.76%
2 Technology 5.43%
3 Industrials 5.06%
4 Consumer Staples 4.97%
5 Healthcare 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ENZ
3426
DELISTED
Enzo Biochem, Inc.
ENZ
$12K ﹤0.01%
3,750
– –
ENLC
3427
DELISTED
ENLINK MIDSTREAM, LLC
ENLC
$12K ﹤0.01%
664
+1
+0.2% +$25
BIG
3428
DELISTED
Big Lots, Inc.
BIG
$12K ﹤0.01%
251
-4,785
-95% -$213K
FMBI
3429
DELISTED
First Midwest Bancorp Inc/IL
FMBI
$12K ﹤0.01%
681
-1,087
-61% -$19.8K
BAF
3430
DELISTED
BLACKROCK MUNICIPAL INCOME INVESTMENT QUALITY TRUST
BAF
$12K ﹤0.01%
838
+12
+1% +$169
STML
3431
DELISTED
Stemline Therapeutics, Inc.
STML
$12K ﹤0.01%
1,394
– –
TOO
3432
DELISTED
Teekay Offshore Partners L.P.
TOO
$12K ﹤0.01%
863
+7
+0.8% +$120
JHDG
3433
DELISTED
WisdomTree Japan Hedged Quality Dividend Growth Fund
JHDG
$12K ﹤0.01%
550
-550
-50% -$13.7K
ESND
3434
DELISTED
Essendant Inc.
ESND
$12K ﹤0.01%
390
-13
-3% -$460
EVHC
3435
DELISTED
Envision Healthcare Holdings Inc
EVHC
$12K ﹤0.01%
110
-3,253
-97% -$403K
IPCC
3436
DELISTED
Infinity Property & Casualty C
IPCC
$12K ﹤0.01%
151
+69
+84% +$5.37K
RGC
3437
DELISTED
Regal Entertainment Group
RGC
$12K ﹤0.01%
639
+112
+21% +$2.16K
WAC
3438
DELISTED
Walter Investment Mgt Corp
WAC
$12K ﹤0.01%
728
– –
AMRI
3439
DELISTED
Albany Molecular Research Inc
AMRI
$12K ﹤0.01%
694
+354
+104% +$7.21K
DANG
3440
DELISTED
E-COMMERCE CHINA DANGDANG INC SPNSRD ADS REP COM CL A (CYM)
DANG
$12K ﹤0.01%
2,100
+1,100
+110% +$7.19K
WPG
3441
DELISTED
Washington Prime Group Inc.
WPG
$12K ﹤0.01%
118
-5
-4% -$581
DWA
3442
DELISTED
DREAMWORKS ANIMATION SKG INC CL-A
DWA
$12K ﹤0.01%
660
– –
POWR
3443
DELISTED
POWERSECURE INTL INC COM STK (DE)
POWR
$12K ﹤0.01%
1,000
-2,250
-69% -$30.2K
SYA
3444
DELISTED
SYMETRA FINANCIAL CORPORATION COMMON STOCK
SYA
$12K ﹤0.01%
375
-2,577
-87% -$73.7K
RCAP
3445
DELISTED
RCS CAPITAL CORPORATION CLASS A COM
RCAP
$12K ﹤0.01%
14,300
-15,845
-53% -$52.9K
FGL
3446
DELISTED
Fidelity & Guaranty Life
FGL
$12K ﹤0.01%
517
-51
-9% -$1.27K
ACV
3447
Virtus Diversified Income & Convertible Fund
ACV
$287M
$11K ﹤0.01%
+632
New +$12.7K
AFK icon
3448
VanEck Africa Index ETF
AFK
$104M
$11K ﹤0.01%
535
-935
-64% -$20.1K
BHE icon
3449
Benchmark Electronics
BHE
$2.94B
$11K ﹤0.01%
472
-29
-6% -$620
BOTJ icon
3450
Bank Of The James
BOTJ
$125M
$11K ﹤0.01%
1,100
– –
136 137
138
139 140

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.7% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.