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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.52B
AUM Growth
+$850M
Cap. Flow
+$765M
Cap. Flow %
16.93%
Top 10 Hldgs %
14%
Holding
4,636
New
555
Increased
2,421
Reduced
842
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60.7M
2
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$40.4M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$35.6M
4
AAPL icon
Apple
AAPL
+$29.4M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$27.9M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$49.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$49.5M
3
OEF icon
iShares S&P 100 ETF
OEF
+$39.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$26.2M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$24.6M

Sector Composition

Rank Sector Weight
1 Financials 5.33%
2 Technology 5.3%
3 Industrials 5.11%
4 Consumer Staples 4.67%
5 Healthcare 4.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SUNE
3426
SUNation Energy
SUNE
$10.9M
– –
0
– –
BFX
3427
DELISTED
BowFlex Inc.
BFX
$10K ﹤0.01%
675
– –
CTG
3428
DELISTED
Computer Task Group, Inc.
CTG
$10K ﹤0.01%
1,048
+455
+77% +$4.3K
BNFT
3429
DELISTED
Benefitfocus, Inc.
BNFT
$10K ﹤0.01%
300
– –
OCSI
3430
DELISTED
Oaktree Strategic Income Corporation
OCSI
$10K ﹤0.01%
1,000
– –
KOL
3431
DELISTED
VanEck Vectors Coal ETF
KOL
$10K ﹤0.01%
68
-3,981
-98% -$638K
ESND
3432
DELISTED
Essendant Inc.
ESND
$10K ﹤0.01%
248
+81
+49% +$3.3K
DWCH
3433
DELISTED
Datawatch Corp
DWCH
$10K ﹤0.01%
1,100
– –
ZOES
3434
DELISTED
Zoe's Kitchen, Inc.
ZOES
$10K ﹤0.01%
318
+18
+6% +$583
GPT
3435
DELISTED
Gramercy Property Trust
GPT
$10K ﹤0.01%
468
+389
+492% +$7.13K
TEP
3436
DELISTED
Tallgrass Energy Partners, LP
TEP
$10K ﹤0.01%
+225
New +$9.47K
GCH
3437
DELISTED
Aberdeen Greater China Fund
GCH
$10K ﹤0.01%
997
– –
RGC
3438
DELISTED
Regal Entertainment Group
RGC
$10K ﹤0.01%
470
+213
+83% +$4.49K
RICE
3439
DELISTED
Rice Energy Inc.
RICE
$10K ﹤0.01%
500
– –
BONT
3440
DELISTED
Bon-Ton Stores Inc/The
BONT
$10K ﹤0.01%
1,300
+700
+117% +$5.75K
LBF
3441
DELISTED
Deutsche Global High Incm Fund
LBF
$10K ﹤0.01%
1,324
+22
+2% +$178
AFFX
3442
DELISTED
Affymetrix Inc
AFFX
$10K ﹤0.01%
1,027
+27
+3% +$236
AMPS
3443
DELISTED
ISHARES TR UTILITIES SECTOR BD ETF
AMPS
$10K ﹤0.01%
+200
New +$10.3K
RBS.PRP
3444
DELISTED
Royal Bank of Scotland Group Plc (The) ADR representing Pref
RBS.PRP
$10K ﹤0.01%
400
– –
MNE
3445
DELISTED
Blackrock MUNI New York Intermediate Duration Fund, Inc.
MNE
$10K ﹤0.01%
725
– –
IIP
3446
DELISTED
INTERNAP NETWORK SERVICES CORPORATION
IIP
$10K ﹤0.01%
1,305
+130
+11% +$996
ORBC
3447
DELISTED
ORBCOMM, Inc.
ORBC
$10K ﹤0.01%
+1,600
New +$10.1K
FPT
3448
DELISTED
Federated Premier Intermediate M
FPT
$10K ﹤0.01%
+800
New +$10.2K
CFNL
3449
DELISTED
Cardinal Financial Corp
CFNL
$10K ﹤0.01%
502
+42
+9% +$776
NQS
3450
DELISTED
NUVEEN SELECT QUALITY MUNI FD
NQS
$10K ﹤0.01%
736
+360
+96% +$4.98K
136 137
138
139 140

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HAM
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Ladenburg Thalmann Financial Services's Q4 2014 Portfolio in Review

As of Q4 2014, Ladenburg Thalmann Financial Services held 4,636 positions worth $4.52B, up 23% from $3.67B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $765M of net new capital in Q4 2014, opening 555 new positions and adding to 2,421 existing holdings. Its largest new stake was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.

By sector, the portfolio is most concentrated in Financials at 5.3% of assets, up from 4.3% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $49.9M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2014 buy was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $60.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $49.9M.
  • Ladenburg Thalmann Financial Services fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.52B portfolio in Q4 2014.
  • Ladenburg Thalmann Financial Services opened 555 new positions and closed 135 in Q4 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 23% quarter-over-quarter to $4.52B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2014, filed 13 Feb 2015.