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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+6.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.24B
AUM Growth
+$294M
Cap. Flow
+$124M
Cap. Flow %
3.84%
Top 10 Hldgs %
18.07%
Holding
4,077
New
197
Increased
1,450
Reduced
1,165
Closed
217

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$71.2M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$68.7M
3
SSO icon
ProShares Ultra S&P500
SSO
+$38.6M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$37.6M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$19.2M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$59.3M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$38.1M
4
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$32.9M
5
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$22.1M

Sector Composition

Rank Sector Weight
1 Energy 4.75%
2 Industrials 4.34%
3 Technology 4.01%
4 Consumer Staples 3.87%
5 Healthcare 3.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WTI icon
3426
W&T Offshore
WTI
$575M
$3K ﹤0.01%
218
-7
-3% -$125
WTMF icon
3427
WisdomTree Managed Futures Strategy Fund
WTMF
$248M
$3K ﹤0.01%
+84
New +$3.47K
WWR icon
3428
Westwater Resources
WWR
$77.2M
$3K ﹤0.01%
2
-2
-50% -$3.31K
SUNE
3429
SUNation Energy
SUNE
$10.6M
– –
0
– –
VIVS
3430
VivoSim Labs
VIVS
$1.23M
$3K ﹤0.01%
+1
New +$1.96K
BIG
3431
DELISTED
Big Lots, Inc.
BIG
$3K ﹤0.01%
109
-32
-23% -$1.14K
CTHR
3432
DELISTED
Charles & Colvard Ltd
CTHR
$3K ﹤0.01%
53
– –
RPT
3433
DELISTED
RPT Realty Common Shares of Beneficial Interest (MD)
RPT
$3K ﹤0.01%
166
-7
-4% -$110
ACOR
3434
DELISTED
Acorda Therapeutics
ACOR
$3K ﹤0.01%
1
– –
CYRN
3435
DELISTED
CYREN Ltd.
CYRN
$3K ﹤0.01%
50
– –
HNP
3436
DELISTED
Huaneng Power Intl, Inc.
HNP
$3K ﹤0.01%
74
– –
ENIA
3437
DELISTED
Enel Amricas S.A. American Depositary Shares (Each representing 50 shares of Common Stock)
ENIA
$3K ﹤0.01%
352
-556
-61% -$4.75K
MDP
3438
DELISTED
Meredith Corporation
MDP
$3K ﹤0.01%
50
– –
QTS
3439
DELISTED
QTS REALTY TRUST, INC.
QTS
$3K ﹤0.01%
+119
New +$2.53K
CEL
3440
DELISTED
Cellcom Israel, Ltd.
CEL
$3K ﹤0.01%
250
– –
ZN
3441
DELISTED
Zion Oil & Gas, Inc.
ZN
$3K ﹤0.01%
2,075
– –
UCFC
3442
DELISTED
United Community Financial Corp
UCFC
$3K ﹤0.01%
780
– –
ROX
3443
DELISTED
Castle Brands, Inc.
ROX
$3K ﹤0.01%
4,000
– –
WAGE
3444
DELISTED
WageWorks, Inc.
WAGE
$3K ﹤0.01%
42
– –
PES
3445
DELISTED
Pioneer Energy Services Corp.
PES
$3K ﹤0.01%
346
– –
IDTI
3446
DELISTED
Integrated Device Technology I
IDTI
$3K ﹤0.01%
258
-11
-4% -$109
APB
3447
DELISTED
Asia Pacific Fund
APB
$3K ﹤0.01%
300
– –
KST
3448
DELISTED
Deutsche Strategic Income Trust
KST
$3K ﹤0.01%
235
– –
IPXL
3449
DELISTED
Impax Laboratories, Inc.
IPXL
$3K ﹤0.01%
110
– –
JJP
3450
DELISTED
iPath Bloomberg Precious Metals Subindex Total Return ETN due June 24, 2038
JJP
$3K ﹤0.01%
51
– –
136 137
138
139 140

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Ladenburg Thalmann Financial Services's Q4 2013 Portfolio in Review

As of Q4 2013, Ladenburg Thalmann Financial Services held 4,077 positions worth $3.24B, up 10% from $2.95B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $124M of net new capital in Q4 2013, opening 197 new positions and adding to 1,450 existing holdings. Its largest new stake was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.

By sector, the portfolio is most concentrated in Energy at 4.8% of assets, up from 4.7% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $63M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2013 buy was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2013, an estimated $71.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $63M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra 7-10 Year Treasury in Q4 2013, selling an estimated $22.1M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.24B portfolio in Q4 2013.
  • Ladenburg Thalmann Financial Services opened 197 new positions and closed 217 in Q4 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 10% quarter-over-quarter to $3.24B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2013, filed 14 Feb 2014.