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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AIRG icon
3401
Airgain
AIRG
$70M
$31K ﹤0.01%
3,375
-487
-13% -$5.48K
AMRN
3402
Amarin Corp
AMRN
$296M
$31K ﹤0.01%
438
-25
-5% -$1.77K
CTRE icon
3403
CareTrust REIT
CTRE
$9.14B
$31K ﹤0.01%
1,642
– –
EP.PRC icon
3404
El Paso Energy Capital Trust I
EP.PRC
$222M
$31K ﹤0.01%
623
– –
ESGR
3405
DELISTED
Enstar Group
ESGR
$31K ﹤0.01%
140
+3
+2% +$613
FPXI icon
3406
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
$295M
$31K ﹤0.01%
+900
New +$30.4K
GTN icon
3407
Gray Television
GTN
$490M
$31K ﹤0.01%
1,973
+1,773
+887% +$25.4K
HUBB icon
3408
Hubbell
HUBB
$27.5B
$31K ﹤0.01%
269
-15
-5% -$1.72K
JHMD icon
3409
John Hancock Multifactor Developed International ETF
JHMD
$985M
$31K ﹤0.01%
+1,046
New +$30.1K
JMM icon
3410
Nuveen Multi-Market Income Fund
JMM
$55.2M
$31K ﹤0.01%
4,050
+2,035
+101% +$15.3K
MOH icon
3411
Molina Healthcare
MOH
$10.2B
$31K ﹤0.01%
454
+53
+13% +$3.45K
MUC icon
3412
BlackRock MuniHoldings California Quality Fund
MUC
$1.02B
$31K ﹤0.01%
2,097
+804
+62% +$11.9K
MVIS icon
3413
Microvision
MVIS
$86.6M
$31K ﹤0.01%
753
– –
NNBR icon
3414
NN Inc
NNBR
$301M
$31K ﹤0.01%
1,064
+3
+0.3% +$81
NX icon
3415
Quanex
NX
$1.01B
$31K ﹤0.01%
1,344
– –
OUNZ icon
3416
VanEck Merk Gold Trust
OUNZ
$2.71B
$31K ﹤0.01%
2,442
– –
RDN icon
3417
Radian Group
RDN
$4.86B
$31K ﹤0.01%
1,612
+654
+68% +$11.3K
ZUMZ icon
3418
Zumiez
ZUMZ
$322M
$31K ﹤0.01%
1,700
+1,000
+143% +$13.6K
SMC
3419
Summit Midstream
SMC
$479M
$31K ﹤0.01%
103
+20
+24% +$6.53K
DDF
3420
DELISTED
Delaware Investments Dividend & Income Fund, Inc.
DDF
$31K ﹤0.01%
2,916
– –
SAFM
3421
DELISTED
Sanderson Farms Inc
SAFM
$31K ﹤0.01%
194
+134
+223% +$18.6K
MIME
3422
DELISTED
Mimecast Limited
MIME
$31K ﹤0.01%
1,100
+800
+267% +$22K
MGLN
3423
DELISTED
Magellan Health Services, Inc.
MGLN
$31K ﹤0.01%
359
+15
+4% +$1.18K
DNR
3424
DELISTED
Denbury Resources, Inc.
DNR
$31K ﹤0.01%
23,100
– –
BGG
3425
DELISTED
Briggs & Stratton Corp.
BGG
$31K ﹤0.01%
1,319
-250
-16% -$5.68K
135 136
137
138 139

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HAM
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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.