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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Financials 5.41%
2 Consumer Staples 5.31%
3 Industrials 5.12%
4 Technology 5.11%
5 Healthcare 4.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MAC icon
3401
Macerich
MAC
$6.99B
$20K ﹤0.01%
247
-3
-1% -$254
MERC icon
3402
Mercer International
MERC
$32.3M
$20K ﹤0.01%
2,311
+135
+6% +$1.12K
MXF
3403
Mexico Fund
MXF
$309M
$20K ﹤0.01%
1,276
+22
+2% +$362
PSMT icon
3404
Pricesmart
PSMT
$5.49B
$20K ﹤0.01%
233
– –
SEB icon
3405
Seaboard Corp
SEB
$4.02B
$20K ﹤0.01%
6
-5
-45% -$15.5K
TGTX icon
3406
TG Therapeutics
TGTX
$7.34B
$20K ﹤0.01%
2,539
– –
TNC icon
3407
Tennant Co
TNC
$1.15B
$20K ﹤0.01%
310
-112
-27% -$6.94K
VPV icon
3408
Invesco Pennsylvania Value Municipal Income Trust
VPV
$200M
$20K ﹤0.01%
1,500
– –
HEWU
3409
DELISTED
iShares Currency Hedged MSCI United Kingdom ETF
HEWU
$20K ﹤0.01%
+756
New +$18.7K
QUOT
3410
DELISTED
Quotient Technology Inc
QUOT
$20K ﹤0.01%
1,521
-1,954
-56% -$26K
CFMS
3411
DELISTED
Conformis, Inc. Common Stock
CFMS
$20K ﹤0.01%
80
+8
+11% +$1.61K
TRQ
3412
DELISTED
Turquoise Hill Resources Ltd
TRQ
$20K ﹤0.01%
680
– –
VALE.P
3413
DELISTED
Vale S A
VALE.P
$20K ﹤0.01%
4,377
+4,325
+8,317% +$19.6K
PVCT
3414
DELISTED
PROVECTUS BIOPHARMACEUTICALS, INC. (DE)
PVCT
$20K ﹤0.01%
214,917
+212,592
+9,144% +$46.4K
MYF
3415
DELISTED
Blackrock Muni Yield Investment Fund, Inc.
MYF
$20K ﹤0.01%
1,200
– –
MNTX
3416
DELISTED
Manitex International, Inc.
MNTX
$20K ﹤0.01%
3,680
– –
AMU
3417
DELISTED
ETRACS Alerian MLP Index ETN
AMU
$20K ﹤0.01%
1,000
– –
AMCC
3418
DELISTED
Applied Micro Circuits Corporation New
AMCC
$20K ﹤0.01%
2,941
– –
AGO icon
3419
Assured Guaranty
AGO
$3.29B
$19K ﹤0.01%
692
+323
+88% +$8.71K
BANX
3420
ArrowMark Financial
BANX
$200M
$19K ﹤0.01%
1,000
– –
BHV icon
3421
BlackRock Virginia Muni Bond Trust
BHV
$20.2M
$19K ﹤0.01%
1,000
-5,100
-84% -$98.9K
BLMN icon
3422
Bloomin' Brands
BLMN
$924M
$19K ﹤0.01%
1,118
+474
+74% +$8.79K
CFA icon
3423
VictoryShares US 500 Volatility Wtd ETF
CFA
$556M
$19K ﹤0.01%
479
-66
-12% -$2.54K
CWI icon
3424
State Street SPDR MSCI ACWI ex-US ETF
CWI
$2.88B
$19K ﹤0.01%
879
-969
-52% -$20.6K
DHT icon
3425
DHT Holdings
DHT
$3.09B
$19K ﹤0.01%
4,661
+2,043
+78% +$9.5K
135 136
137
138 139

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HAM
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CM
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TRAM
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Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Financials at 5.4% of assets, up from 5.4% a quarter earlier, followed by Consumer Staples and Industrials.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.