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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+6.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.24B
AUM Growth
+$294M
Cap. Flow
+$124M
Cap. Flow %
3.84%
Top 10 Hldgs %
18.07%
Holding
4,077
New
197
Increased
1,450
Reduced
1,165
Closed
217

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$71.2M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$68.7M
3
SSO icon
ProShares Ultra S&P500
SSO
+$38.6M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$37.6M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$19.2M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$59.3M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$38.1M
4
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$32.9M
5
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$22.1M

Sector Composition

Rank Sector Weight
1 Energy 4.75%
2 Industrials 4.34%
3 Technology 4.01%
4 Consumer Staples 3.87%
5 Healthcare 3.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HIW icon
3401
Highwoods Properties
HIW
$3.4B
$3K ﹤0.01%
81
-100
-55% -$3.65K
HPP
3402
Hudson Pacific Properties
HPP
$724M
$3K ﹤0.01%
23
-5
-18% -$722
ICLR icon
3403
Icon
ICLR
$12.8B
$3K ﹤0.01%
81
– –
IMNN icon
3404
Imunon
IMNN
$6.77M
– –
0
– –
IX icon
3405
ORIX
IX
$43.1B
$3K ﹤0.01%
140
-275
-66% -$4.71K
KB icon
3406
KB Financial Group
KB
$41.3B
$3K ﹤0.01%
64
– –
LCTX icon
3407
Lineage Cell Therapeutics
LCTX
$283M
$3K ﹤0.01%
991
– –
MBOT icon
3408
Microbot Medical
MBOT
$113M
$3K ﹤0.01%
1
– –
MGF
3409
Aberdeen Government Markets Income Fund
MGF
$92.6M
$3K ﹤0.01%
500
– –
MHD icon
3410
BlackRock MuniHoldings Fund
MHD
$605M
$3K ﹤0.01%
200
-2,200
-92% -$32.6K
MSTR icon
3411
Strategy Inc
MSTR
$37.8B
$3K ﹤0.01%
+260
New +$3.06K
NOW icon
3412
ServiceNow
NOW
$132B
$3K ﹤0.01%
270
– –
OIH icon
3413
VanEck Oil Services ETF
OIH
$1.97B
$3K ﹤0.01%
4
-60
-94% -$58.4K
OSPN icon
3414
OneSpan
OSPN
$601M
$3K ﹤0.01%
400
– –
PCRX icon
3415
Pacira BioSciences
PCRX
$972M
$3K ﹤0.01%
50
– –
PENN icon
3416
PENN Entertainment
PENN
$2.57B
$3K ﹤0.01%
202
-1,373
-87% -$18.9K
POST icon
3417
Post Holdings
POST
$3.56B
$3K ﹤0.01%
108
– –
RGEN icon
3418
Repligen
RGEN
$9.3B
$3K ﹤0.01%
200
– –
SBSI icon
3419
Southside Bancshares
SBSI
$965M
$3K ﹤0.01%
138
+75
+119% +$1.72K
SHO icon
3420
Sunstone Hotel Investors
SHO
$1.98B
$3K ﹤0.01%
191
-41
-18% -$540
SPOK icon
3421
Spok Holdings
SPOK
$239M
$3K ﹤0.01%
200
– –
TRS icon
3422
TriMas Corp
TRS
$1.43B
$3K ﹤0.01%
110
-54
-33% -$1.64K
VGM icon
3423
Invesco Trust Investment Grade Municipals
VGM
$565M
$3K ﹤0.01%
274
-3,758
-93% -$45.4K
VWOB icon
3424
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.22B
$3K ﹤0.01%
39
– –
WDFC icon
3425
WD-40
WDFC
$3.13B
$3K ﹤0.01%
44
+15
+52% +$1.07K
135 136
137
138 139

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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2013 Portfolio in Review

As of Q4 2013, Ladenburg Thalmann Financial Services held 4,077 positions worth $3.24B, up 10% from $2.95B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $124M of net new capital in Q4 2013, opening 197 new positions and adding to 1,450 existing holdings. Its largest new stake was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.

By sector, the portfolio is most concentrated in Energy at 4.8% of assets, up from 4.7% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $63M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2013 buy was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2013, an estimated $71.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $63M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra 7-10 Year Treasury in Q4 2013, selling an estimated $22.1M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.24B portfolio in Q4 2013.
  • Ladenburg Thalmann Financial Services opened 197 new positions and closed 217 in Q4 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 10% quarter-over-quarter to $3.24B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2013, filed 14 Feb 2014.