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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-0.97%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$10.7B
AUM Growth
+$256M
Cap. Flow
+$449M
Cap. Flow %
4.19%
Top 10 Hldgs %
13.12%
Holding
5,409
New
248
Increased
2,455
Reduced
1,673
Closed
156

Top Buys

Rank Stock Value
1
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$66.6M
2
BOND icon
PIMCO Active Bond Exchange-Traded Fund
BOND
+$25.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.2M
4
FBND icon
Fidelity Total Bond ETF
FBND
+$22.8M
5
TOTL icon
State Street DoubleLine Total Return Tactical ETF
TOTL
+$18.9M

Top Sells

Rank Stock Value
1
IVOG icon
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
+$40.9M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$40.9M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$36.6M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$35.5M
5
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$28M

Sector Composition

Rank Sector Weight
1 Technology 6.27%
2 Financials 6.19%
3 Industrials 4.75%
4 Healthcare 3.66%
5 Consumer Staples 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PALI icon
3376
Palisade Bio
PALI
$373M
– –
0
– –
PGC icon
3377
Peapack-Gladstone Financial
PGC
$828M
$42K ﹤0.01%
1,276
– –
VIAV icon
3378
Viavi Solutions
VIAV
$10.7B
$42K ﹤0.01%
4,211
+134
+3% +$1.28K
ONIT
3379
Onity Group
ONIT
$328M
$42K ﹤0.01%
687
-43
-6% -$2.31K
RESE
3380
DELISTED
WisdomTree Emerging Markets ESG Fund
RESE
$42K ﹤0.01%
1,223
+1,014
+485% +$35.4K
AQUA
3381
DELISTED
Evoqua Water Technologies Corp. Common Stock
AQUA
$42K ﹤0.01%
1,953
-47,747
-96% -$1.1M
AXU
3382
DELISTED
Alexco Resource Corp
AXU
$42K ﹤0.01%
31,000
+30,000
+3,000% +$43.4K
CIZ
3383
DELISTED
VictoryShares Developed Enhanced Volatility Wtd ETF
CIZ
$42K ﹤0.01%
1,217
-64
-5% -$2.28K
MNP
3384
DELISTED
Western Asset Municipal Partners Fund, Inc.
MNP
$42K ﹤0.01%
2,951
+1
+0% +$15
MNTX
3385
DELISTED
Manitex International, Inc.
MNTX
$42K ﹤0.01%
3,680
-200
-5% -$2.12K
NUO
3386
DELISTED
Nuveen Ohio Quality Municipal Income Fund
NUO
$42K ﹤0.01%
3,115
-2,642
-46% -$37.4K
BHB icon
3387
Bar Harbor Bankshares
BHB
$681M
$41K ﹤0.01%
1,491
– –
FMY
3388
First Trust Mortgage Income Fund
FMY
$49.3M
$41K ﹤0.01%
2,951
-24
-0.8% -$338
TDAY
3389
USA Today Co
TDAY
$1.03B
$41K ﹤0.01%
2,396
-116
-5% -$1.94K
JMM icon
3390
Nuveen Multi-Market Income Fund
JMM
$54.7M
$41K ﹤0.01%
5,715
-1,078
-16% -$8.03K
MCN
3391
Madison Covered Call & Equity Strategy Fund
MCN
$119M
$41K ﹤0.01%
5,625
+1,300
+30% +$9.85K
RRX icon
3392
Regal Rexnord
RRX
$11.7B
$41K ﹤0.01%
555
+14
+3% +$1.05K
SFIX
3393
Stitch Fix
SFIX
$479M
$41K ﹤0.01%
2,050
+1,000
+95% +$21.7K
BPTH
3394
DELISTED
Bio-Path Holdings Inc
BPTH
$41K ﹤0.01%
51
– –
GPL
3395
DELISTED
Great Panther Mining Limited
GPL
$41K ﹤0.01%
3,500
– –
FINU
3396
DELISTED
ProShares UltraPro Financial Select Sector
FINU
$41K ﹤0.01%
+418
New +$47.5K
BID
3397
DELISTED
Sotheby's
BID
$41K ﹤0.01%
799
-83
-9% -$4.23K
AKP
3398
DELISTED
Alliance Californa Muni Fd
AKP
$41K ﹤0.01%
3,247
-986
-23% -$12.9K
ISL
3399
DELISTED
Aberdeen Israel Fund
ISL
$41K ﹤0.01%
2,096
-444
-17% -$9.08K
ASX icon
3400
ASE Group
ASX
$103B
$40K ﹤0.01%
5,454
-270
-5% -$1.89K
134 135
136
137 138

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EM
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HAM
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CM
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TRAM
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CONA
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Ladenburg Thalmann Financial Services's Q1 2018 Portfolio in Review

As of Q1 2018, Ladenburg Thalmann Financial Services held 5,409 positions worth $10.7B, up 2.4% from $10.5B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $449M of net new capital in Q1 2018, opening 248 new positions and adding to 2,455 existing holdings. Its largest new stake was BrightSpire Capital: 507,629 shares worth $9.62M.

By sector, the portfolio is most concentrated in Technology at 6.3% of assets, up from 5.8% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was Vanguard S&P Mid-Cap 400 Growth ETF, an estimated $40.9M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2018 buy was BrightSpire Capital: 507,629 shares worth $9.62M.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 Growth ETF in Q1 2018, an estimated $66.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2018 reduction was Vanguard S&P Mid-Cap 400 Growth ETF, cutting an estimated $40.9M.
  • Ladenburg Thalmann Financial Services fully exited VelocityShares Daily Inverse VIX Short Term ETN in Q1 2018, selling an estimated $7.59M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $10.7B portfolio in Q1 2018.
  • Ladenburg Thalmann Financial Services opened 248 new positions and closed 156 in Q1 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 2.4% quarter-over-quarter to $10.7B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2018, filed 15 May 2018.