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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALDR
3376
DELISTED
Alder Biopharmaceuticals
ALDR
$33K ﹤0.01%
2,778
+855
+44% +$8.91K
LVNTA
3377
DELISTED
Liberty Interactive Corporation Series A Liberty Ventures
LVNTA
$33K ﹤0.01%
591
-152
-20% -$8.8K
BRCD
3378
DELISTED
Brocade Communications Systems, Inc. NEW
BRCD
$33K ﹤0.01%
2,747
-1,989
-42% -$24.6K
NMRX
3379
DELISTED
Numerex Corp
NMRX
$33K ﹤0.01%
8,600
– –
INDF
3380
DELISTED
iShares Edge MSCI Multifactor Industrials ETF
INDF
$33K ﹤0.01%
1,080
-600
-36% -$18K
ACNB icon
3381
ACNB Corp
ACNB
$655M
$32K ﹤0.01%
1,135
-3,956
-78% -$110K
CRAK icon
3382
VanEck Oil Refiners ETF
CRAK
$266M
$32K ﹤0.01%
1,189
– –
IMTB icon
3383
iShares Core 5-10 Year USD Bond ETF
IMTB
$275M
$32K ﹤0.01%
652
+428
+191% +$21.3K
JOE icon
3384
St. Joe Company
JOE
$3.84B
$32K ﹤0.01%
1,666
– –
MHF
3385
Western Asset Municipal High Income Fund
MHF
$154M
$32K ﹤0.01%
4,181
+1,181
+39% +$8.94K
MMI icon
3386
Marcus & Millichap
MMI
$1.17B
$32K ﹤0.01%
1,206
-22
-2% -$572
OII icon
3387
Oceaneering
OII
$5.01B
$32K ﹤0.01%
1,229
-566
-32% -$13.7K
PST icon
3388
ProShares Trust UltraShort Lehman 7-10 Year Treasury
PST
$10.6M
$32K ﹤0.01%
1,518
-170
-10% -$3.6K
RDOG icon
3389
ALPS REIT Dividend Dogs ETF
RDOG
$11.1M
$32K ﹤0.01%
728
+3
+0.4% +$134
ROAM icon
3390
Hartford Multifactor Emerging Markets ETF
ROAM
$111M
$32K ﹤0.01%
1,304
-75
-5% -$1.82K
SMTC icon
3391
Semtech
SMTC
$13B
$32K ﹤0.01%
840
+20
+2% +$746
STRR
3392
DELISTED
Star Equity Holdings
STRR
$32K ﹤0.01%
185
– –
KAMN
3393
DELISTED
Kaman Corp
KAMN
$32K ﹤0.01%
582
+349
+150% +$17.6K
PVG
3394
DELISTED
PRETIUM RESOURCES INC.
PVG
$32K ﹤0.01%
3,500
-900
-20% -$8.07K
IPHI
3395
DELISTED
INPHI CORPORATION
IPHI
$32K ﹤0.01%
800
– –
IBKC
3396
DELISTED
IBERIABANK Corp
IBKC
$32K ﹤0.01%
390
-21
-5% -$1.65K
KERX
3397
DELISTED
Keryx Biopharmaceuticals Inc
KERX
$32K ﹤0.01%
4,405
-1,000
-19% -$7.19K
FMI
3398
DELISTED
Foundation Medicine, Inc.
FMI
$32K ﹤0.01%
805
+350
+77% +$13.5K
CCC
3399
DELISTED
Calgon Carbon Corp
CCC
$32K ﹤0.01%
1,491
-88
-6% -$1.33K
BBRC
3400
DELISTED
Columbia Beyond BRICs ETF
BBRC
$32K ﹤0.01%
1,814
– –
134 135
136
137 138

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HAM
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TRAM
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CONA
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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.