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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Financials 5.41%
2 Consumer Staples 5.31%
3 Industrials 5.12%
4 Technology 5.11%
5 Healthcare 4.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UCB
3376
United Community Banks
UCB
$4.46B
$21K ﹤0.01%
976
-69
-7% -$1.37K
ENZ
3377
DELISTED
Enzo Biochem, Inc.
ENZ
$21K ﹤0.01%
4,136
– –
B
3378
DELISTED
Barnes Group Inc.
B
$21K ﹤0.01%
518
+1
+0.2% +$39
MN
3379
DELISTED
MANNING & NAPIER, INC.
MN
$21K ﹤0.01%
2,911
– –
MDP
3380
DELISTED
Meredith Corporation
MDP
$21K ﹤0.01%
411
-71
-15% -$3.79K
ANH
3381
DELISTED
Anworth Mortgage Asset Corporation
ANH
$21K ﹤0.01%
4,200
– –
PER
3382
DELISTED
SANDRIDGE PERMIAN TRUST
PER
$21K ﹤0.01%
7,673
+38
+0.5% +$100
UBNK
3383
DELISTED
United Financial Bancorp, Inc.
UBNK
$21K ﹤0.01%
1,526
– –
AKP
3384
DELISTED
Alliance Californa Muni Fd
AKP
$21K ﹤0.01%
1,358
+13
+1% +$200
LCM
3385
DELISTED
Advent/Claymore Enhanced Gth & F
LCM
$21K ﹤0.01%
2,550
-132
-5% -$1.11K
BIOA
3386
DELISTED
BioAmber Inc.
BIOA
$21K ﹤0.01%
5,000
+1,000
+25% +$3.69K
KNL
3387
DELISTED
Knoll, Inc.
KNL
$21K ﹤0.01%
910
+198
+28% +$4.94K
BYLD icon
3388
iShares Yield Optimized Bond ETF
BYLD
$442M
$20K ﹤0.01%
805
+407
+102% +$10.3K
COHR icon
3389
Coherent
COHR
$64.9B
$20K ﹤0.01%
840
+396
+89% +$8.37K
EZA icon
3390
iShares MSCI South Africa ETF
EZA
$561M
$20K ﹤0.01%
359
– –
FELE icon
3391
Franklin Electric
FELE
$4.63B
$20K ﹤0.01%
506
– –
FSM icon
3392
Fortuna Silver Mines
FSM
$3.17B
$20K ﹤0.01%
2,750
– –
FUND
3393
Sprott Focus Trust
FUND
$323M
$20K ﹤0.01%
2,858
+3
+0.1% +$21
GDOT icon
3394
Green Dot
GDOT
$765M
$20K ﹤0.01%
863
+93
+12% +$2.18K
HWKN icon
3395
Hawkins
HWKN
$2.68B
$20K ﹤0.01%
912
– –
IAG icon
3396
IAMGOLD
IAG
$10.4B
$20K ﹤0.01%
4,967
-14,158
-74% -$64.5K
ICLN icon
3397
iShares Global Clean Energy ETF
ICLN
$2.1B
$20K ﹤0.01%
2,198
-220
-9% -$2.02K
IPKW icon
3398
Invesco International BuyBack Achievers ETF
IPKW
$553M
$20K ﹤0.01%
685
– –
LBTYA icon
3399
Liberty Global Class A
LBTYA
$3.6B
$20K ﹤0.01%
590
-1,132
-66% -$35.9K
LYV icon
3400
Live Nation Entertainment
LYV
$43.6B
$20K ﹤0.01%
713
+426
+148% +$11.1K
134 135
136
137 138

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AG
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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Financials at 5.4% of assets, up from 5.4% a quarter earlier, followed by Consumer Staples and Industrials.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.