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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.05%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$5.41B
AUM Growth
+$561M
Cap. Flow
+$408M
Cap. Flow %
7.54%
Top 10 Hldgs %
14.8%
Holding
5,036
New
264
Increased
2,184
Reduced
1,438
Closed
181

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$62.5M
2
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$24.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$23.4M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$23.3M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$16.2M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$14.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$14M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$13.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$10.5M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$8.07M

Sector Composition

Rank Sector Weight
1 Financials 5.96%
2 Technology 5.22%
3 Consumer Staples 5.2%
4 Industrials 5.16%
5 Healthcare 4.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BIG
3376
DELISTED
Big Lots, Inc.
BIG
$16K ﹤0.01%
420
+169
+67% +$7.5K
CIR
3377
DELISTED
CIRCOR International, Inc
CIR
$16K ﹤0.01%
370
+250
+208% +$11K
ALR
3378
DELISTED
AlerisLife Inc
ALR
$16K ﹤0.01%
487
+226
+87% +$7.61K
CYBE
3379
DELISTED
Cyberoptics Corp
CYBE
$16K ﹤0.01%
2,100
– –
MN
3380
DELISTED
MANNING & NAPIER, INC.
MN
$16K ﹤0.01%
1,911
– –
PFBI
3381
DELISTED
Premier Financial Bancorp
PFBI
$16K ﹤0.01%
1,375
+412
+43% +$4.49K
CATM
3382
DELISTED
Cardtronics plc Class A Ordinary Shares (UK)
CATM
$16K ﹤0.01%
473
-100
-17% -$3.47K
GLOG
3383
DELISTED
GASLOG LTD
GLOG
$16K ﹤0.01%
1,930
-1,492
-44% -$16K
CMD
3384
DELISTED
Cantel Medical Corporation
CMD
$16K ﹤0.01%
258
-57
-18% -$3.48K
SYNC
3385
DELISTED
Synacor, Inc.
SYNC
$16K ﹤0.01%
9,308
– –
QEP
3386
DELISTED
QEP RESOURCES, INC.
QEP
$16K ﹤0.01%
1,205
-880
-42% -$12.8K
IBDC
3387
DELISTED
iShares iBonds Mar 2020 Term Corporate ETF
IBDC
$16K ﹤0.01%
612
+4
+0.7% +$104
ADRA
3388
DELISTED
Invesco BLDRS Asia 50 ADR Index Fund
ADRA
$16K ﹤0.01%
600
– –
DF
3389
DELISTED
Dean Foods Company
DF
$16K ﹤0.01%
918
+500
+120% +$9.01K
ROX
3390
DELISTED
Castle Brands, Inc.
ROX
$16K ﹤0.01%
13,000
– –
HDP
3391
DELISTED
Hortonworks, Inc.
HDP
$16K ﹤0.01%
725
+490
+209% +$9.62K
ALOG
3392
DELISTED
Analogic Corp
ALOG
$16K ﹤0.01%
191
-23
-11% -$1.96K
ERN
3393
DELISTED
Erin Energy Corp
ERN
$16K ﹤0.01%
4,952
-259
-5% -$1.01K
CIE
3394
DELISTED
Cobalt International Energy, Inc
CIE
$16K ﹤0.01%
201
-6
-3% -$660
ACAT
3395
DELISTED
Arctic Cat Inc
ACAT
$16K ﹤0.01%
1,015
– –
USMD
3396
DELISTED
USMD HLDGS INC COM STK (DE)
USMD
$16K ﹤0.01%
2,082
– –
CSCD
3397
DELISTED
CASCADE MICROTECH, INC.
CSCD
$16K ﹤0.01%
+1,000
New +$15.8K
CNL
3398
DELISTED
CLECO CRP (HOLDING CO)
CNL
$16K ﹤0.01%
299
+1
+0.3% +$52
SWI
3399
DELISTED
SOLARWINDS INC COM STK (DE)
SWI
$16K ﹤0.01%
278
-42
-13% -$2.33K
RENT
3400
DELISTED
RENTRAK CORP
RENT
$16K ﹤0.01%
340
+207
+156% +$10.7K
134 135
136
137 138

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Ladenburg Thalmann Financial Services's Q4 2015 Portfolio in Review

As of Q4 2015, Ladenburg Thalmann Financial Services held 5,036 positions worth $5.41B, up 12% from $4.85B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $408M of net new capital in Q4 2015, opening 264 new positions and adding to 2,184 existing holdings. Its largest new stake was Alphabet (Google) Class A: 357,940 shares worth $13.9M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 6% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $14.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2015 buy was Alphabet (Google) Class A: 357,940 shares worth $13.9M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2015, an estimated $62.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2015 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $14.4M.
  • Ladenburg Thalmann Financial Services fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $2.23M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $5.41B portfolio in Q4 2015.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 181 in Q4 2015.
  • Ladenburg Thalmann Financial Services's portfolio value rose 12% quarter-over-quarter to $5.41B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2015, filed 16 Feb 2016.