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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.76%
2 Technology 5.43%
3 Industrials 5.06%
4 Consumer Staples 4.97%
5 Healthcare 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LFWD icon
3376
ReWalk Robotics
LFWD
$21.8M
$13K ﹤0.01%
1
– –
TBRG
3377
DELISTED
TruBridge
TBRG
$13K ﹤0.01%
299
+108
+57% +$5.21K
HTB
3378
HomeTrust Bancshares
HTB
$831M
$13K ﹤0.01%
700
– –
PDCE
3379
DELISTED
PDC Energy, Inc.
PDCE
$13K ﹤0.01%
257
-629
-71% -$32.2K
CYBE
3380
DELISTED
Cyberoptics Corp
CYBE
$13K ﹤0.01%
2,100
– –
VTA
3381
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$13K ﹤0.01%
1,300
-400
-24% -$4.51K
SYNC
3382
DELISTED
Synacor, Inc.
SYNC
$13K ﹤0.01%
9,308
– –
MNTA
3383
DELISTED
Momenta Pharmaceuticals, Inc.
MNTA
$13K ﹤0.01%
766
-39
-5% -$798
RDC
3384
DELISTED
Rowan Companies Plc
RDC
$13K ﹤0.01%
811
-172
-17% -$3K
TIS
3385
DELISTED
Orchids Paper Products, Inc.
TIS
$13K ﹤0.01%
504
+400
+385% +$10.1K
LHO
3386
DELISTED
LaSalle Hotel Properties
LHO
$13K ﹤0.01%
447
+205
+85% +$6.75K
KYO
3387
DELISTED
Kyocera Adr
KYO
$13K ﹤0.01%
288
+15
+5% +$748
SGG
3388
DELISTED
iPath Bloomberg Sugar Subindex Total Return ETN due June 24, 2038
SGG
$13K ﹤0.01%
436
– –
TIME
3389
DELISTED
Time Inc.
TIME
$13K ﹤0.01%
722
-417
-37% -$8.82K
GSOL
3390
DELISTED
Global Sources Ltd
GSOL
$13K ﹤0.01%
1,677
-372
-18% -$2.93K
QLGC
3391
DELISTED
QLOGIC CORP
QLGC
$13K ﹤0.01%
1,235
-51
-4% -$537
KBWI
3392
DELISTED
POWERSHARES KBW INS PORT
KBWI
$13K ﹤0.01%
+200
New +$14.1K
SWI
3393
DELISTED
SOLARWINDS INC COM STK (DE)
SWI
$13K ﹤0.01%
320
+42
+15% +$1.73K
RNDY
3394
DELISTED
ROUNDYS INC COM STK
RNDY
$13K ﹤0.01%
5,666
– –
KNL
3395
DELISTED
Knoll, Inc.
KNL
$13K ﹤0.01%
582
-341
-37% -$8.16K
GRES
3396
DELISTED
IQ ARB Global Resources
GRES
$13K ﹤0.01%
600
– –
GOLD
3397
DELISTED
Randgold Resources Ltd
GOLD
$13K ﹤0.01%
216
-488
-69% -$29.4K
CBA
3398
DELISTED
ClearBridge American Energy MLP
CBA
$13K ﹤0.01%
1,324
+14
+1% +$171
ACLS icon
3399
Axcelis
ACLS
$4.39B
$12K ﹤0.01%
1,181
-59
-5% -$719
ALGT icon
3400
Allegiant Air
ALGT
$2.36B
$12K ﹤0.01%
54
-6
-10% -$1.26K
134 135
136
137 138

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HAM
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CM
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TRAM
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Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.7% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.