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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+6.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.24B
AUM Growth
+$294M
Cap. Flow
+$124M
Cap. Flow %
3.84%
Top 10 Hldgs %
18.07%
Holding
4,077
New
197
Increased
1,450
Reduced
1,165
Closed
217

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$71.2M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$68.7M
3
SSO icon
ProShares Ultra S&P500
SSO
+$38.6M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$37.6M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$19.2M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$59.3M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$38.1M
4
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$32.9M
5
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$22.1M

Sector Composition

Rank Sector Weight
1 Energy 4.75%
2 Industrials 4.34%
3 Technology 4.01%
4 Consumer Staples 3.87%
5 Healthcare 3.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AZTA icon
3376
Azenta
AZTA
$1.46B
$3K ﹤0.01%
265
– –
BAH icon
3377
Booz Allen Hamilton
BAH
$9.45B
$3K ﹤0.01%
182
-55
-23% -$1.01K
BJRI icon
3378
BJ's Restaurants
BJRI
$1.44B
$3K ﹤0.01%
108
– –
BXMT icon
3379
Blackstone Mortgage Trust
BXMT
$2.47B
$3K ﹤0.01%
124
+3
+2% +$77
CIB icon
3380
Grupo Cibest SA
CIB
$23.1B
$3K ﹤0.01%
66
– –
CMC icon
3381
Commercial Metals
CMC
$7.97B
$3K ﹤0.01%
128
– –
CMCO icon
3382
Columbus McKinnon
CMCO
$564M
$3K ﹤0.01%
104
– –
CMTL icon
3383
Comtech Telecommunications
CMTL
$51.8M
$3K ﹤0.01%
93
– –
CSTM icon
3384
Constellium
CSTM
$4.05B
$3K ﹤0.01%
123
– –
CUZ icon
3385
Cousins Properties
CUZ
$4.83B
$3K ﹤0.01%
100
-41
-29% -$1.24K
DGP icon
3386
DB Gold Double Long ETN due February 15, 2038
DGP
$251M
$3K ﹤0.01%
100
– –
DNN icon
3387
Denison Mines
DNN
$3B
$3K ﹤0.01%
2,709
– –
DXLG icon
3388
Destination XL Group
DXLG
$32.2M
$3K ﹤0.01%
500
– –
EEMA icon
3389
iShares MSCI Emerging Markets Asia ETF
EEMA
$859M
$3K ﹤0.01%
56
+1
+2% +$57
ESE icon
3390
ESCO Technologies
ESE
$7.65B
$3K ﹤0.01%
100
– –
EVRI
3391
DELISTED
Everi Holdings
EVRI
$3K ﹤0.01%
316
– –
EXTR icon
3392
Extreme Networks
EXTR
$3.14B
$3K ﹤0.01%
500
-1,300
-72% -$8.07K
EZPW icon
3393
Ezcorp Inc
EZPW
$1.66B
$3K ﹤0.01%
250
– –
FCEL icon
3394
FuelCell Energy
FCEL
$1.54B
– –
0
– –
FCT
3395
DELISTED
First Trust Senior Floating Rate Income Fund II
FCT
$3K ﹤0.01%
175
-579
-77% -$8.33K
FIX icon
3396
Comfort Systems
FIX
$59.4B
$3K ﹤0.01%
+150
New +$2.84K
FXR icon
3397
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$765M
$3K ﹤0.01%
90
– –
GES
3398
DELISTED
Guess Inc
GES
$3K ﹤0.01%
96
– –
GIB icon
3399
CGI
GIB
$15.5B
$3K ﹤0.01%
75
-25
-25% -$884
GNR icon
3400
State Street SPDR S&P Global Natural Resources ETF
GNR
$4.95B
$3K ﹤0.01%
55
– –
134 135
136
137 138

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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2013 Portfolio in Review

As of Q4 2013, Ladenburg Thalmann Financial Services held 4,077 positions worth $3.24B, up 10% from $2.95B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $124M of net new capital in Q4 2013, opening 197 new positions and adding to 1,450 existing holdings. Its largest new stake was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.

By sector, the portfolio is most concentrated in Energy at 4.8% of assets, up from 4.7% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $63M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2013 buy was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2013, an estimated $71.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $63M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra 7-10 Year Treasury in Q4 2013, selling an estimated $22.1M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.24B portfolio in Q4 2013.
  • Ladenburg Thalmann Financial Services opened 197 new positions and closed 217 in Q4 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 10% quarter-over-quarter to $3.24B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2013, filed 14 Feb 2014.