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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.59%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$2.95B
AUM Growth
+$147M
Cap. Flow
+$36.4M
Cap. Flow %
1.23%
Top 10 Hldgs %
18.66%
Holding
4,031
New
225
Increased
1,492
Reduced
1,087
Closed
151

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$68M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$30.7M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$29.2M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$21.5M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$15.8M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$50.1M
2
SSO icon
ProShares Ultra S&P500
SSO
+$33.5M
3
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$27.6M
4
GLD icon
SPDR Gold Trust
GLD
+$21.4M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.5M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Industrials 4.14%
3 Technology 3.92%
4 Consumer Staples 3.86%
5 Healthcare 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PES
3376
DELISTED
Pioneer Energy Services Corp.
PES
$3K ﹤0.01%
346
– –
IDTI
3377
DELISTED
Integrated Device Technology I
IDTI
$3K ﹤0.01%
269
– –
P
3378
DELISTED
Pandora Media Inc
P
$3K ﹤0.01%
100
– –
APB
3379
DELISTED
Asia Pacific Fund
APB
$3K ﹤0.01%
300
– –
KST
3380
DELISTED
Deutsche Strategic Income Trust
KST
$3K ﹤0.01%
235
– –
HSNI
3381
DELISTED
HSN, Inc.
HSNI
$3K ﹤0.01%
65
+1
+2% +$57
ELOS
3382
DELISTED
Syneron Medical Ltd
ELOS
$3K ﹤0.01%
300
– –
CYNO
3383
DELISTED
Cynosure, Inc. Class A
CYNO
$3K ﹤0.01%
112
– –
ISIL
3384
DELISTED
Intersil Corp
ISIL
$3K ﹤0.01%
300
– –
ESI
3385
DELISTED
ITT EDUCATIONAL SERVICES INC
ESI
$3K ﹤0.01%
102
-10
-9% -$282
MESG
3386
DELISTED
XURA INC COM (DE)
MESG
$3K ﹤0.01%
105
– –
QLGC
3387
DELISTED
QLOGIC CORP
QLGC
$3K ﹤0.01%
243
– –
GSIG
3388
DELISTED
GSI GROUP INC COM STK (CDA)
GSIG
$3K ﹤0.01%
332
– –
REDF
3389
DELISTED
REDIFF.COM INDIA LTD ADS
REDF
$3K ﹤0.01%
1,300
– –
RLD
3390
DELISTED
REALD INC COM STK
RLD
$3K ﹤0.01%
385
– –
STNR
3391
DELISTED
STEINER LEISURE LTD
STNR
$3K ﹤0.01%
50
– –
NHC.PRA
3392
DELISTED
NATIONAL HEALTHCARE CORP PFD CONV SER A (DE)
NHC.PRA
$3K ﹤0.01%
200
– –
PTRY
3393
DELISTED
PANTRY INC (THE)
PTRY
$3K ﹤0.01%
211
– –
WHX
3394
DELISTED
WHITING USA TRUST I UNITS OF BENE INT
WHX
$3K ﹤0.01%
600
-1,050
-64% -$4.76K
VITC
3395
DELISTED
VITACOST COM INC COM STK (DE)
VITC
$3K ﹤0.01%
381
– –
KHI
3396
DELISTED
Deutsche High Income Trust
KHI
$3K ﹤0.01%
289
– –
FURX
3397
DELISTED
FURIEX PHARMACEUTICALS INC COM STK (DE)
FURX
$3K ﹤0.01%
+78
New +$3.23K
DBLE
3398
DELISTED
DOUBLE EAGLE PETROLEUM CO
DBLE
$3K ﹤0.01%
1,000
– –
LEAP
3399
DELISTED
LEAP WIRELESS INTERNATIONAL INC NEW
LEAP
$3K ﹤0.01%
200
– –
AWC
3400
DELISTED
Alumina Ltd
AWC
$3K ﹤0.01%
924
– –
134 135
136
137 138

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HAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Ladenburg Thalmann Financial Services held 4,031 positions worth $2.95B, up 5.3% from $2.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2013 filing shows 225 new, 1,492 increased, 1,087 reduced and 151 closed positions. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M. The largest sale was iShares Core S&P 500 ETF, an estimated $50.1M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 4.7% a quarter earlier, followed by Industrials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M.
  • Ladenburg Thalmann Financial Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $68M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $50.1M.
  • Ladenburg Thalmann Financial Services fully exited Arrow Dow Jones Global Yield ETF in Q3 2013, selling an estimated $464K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 19% of its $2.95B portfolio in Q3 2013.
  • Ladenburg Thalmann Financial Services opened 225 new positions and closed 151 in Q3 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.3% quarter-over-quarter to $2.95B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2013, filed 14 Nov 2013.