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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Financials 5.41%
2 Consumer Staples 5.31%
3 Industrials 5.12%
4 Technology 5.11%
5 Healthcare 4.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MLPG
3351
DELISTED
UBS AG Exchange Traded Access Securities (E-TRACS) Linked to the Alerian Natural Gas MLP Index due J
MLPG
$22K ﹤0.01%
877
+195
+29% +$4.72K
FPO
3352
DELISTED
First Potomac Realty Trust
FPO
$22K ﹤0.01%
2,314
+253
+12% +$2.45K
FNSR
3353
DELISTED
Finisar Corp
FNSR
$22K ﹤0.01%
761
+282
+59% +$6.17K
ADC icon
3354
Agree Realty
ADC
$9.36B
$21K ﹤0.01%
430
+56
+15% +$2.73K
AIRR icon
3355
First Trust RBA American Industrial Renaissance ETF
AIRR
$10.7B
$21K ﹤0.01%
1,000
– –
CAL icon
3356
Caleres
CAL
$444M
$21K ﹤0.01%
832
+84
+11% +$2.14K
CIG icon
3357
CEMIG Preferred Shares
CIG
$5.64B
$21K ﹤0.01%
16,081
+3,943
+32% +$5.43K
CVE icon
3358
Cenovus Energy
CVE
$57.6B
$21K ﹤0.01%
1,403
+324
+30% +$4.63K
CVGW
3359
DELISTED
Calavo Growers
CVGW
$21K ﹤0.01%
319
– –
CVI icon
3360
CVR Energy
CVI
$3.54B
$21K ﹤0.01%
1,465
+1,425
+3,563% +$20.5K
DCO icon
3361
Ducommun
DCO
$3.04B
$21K ﹤0.01%
+900
New +$19.3K
DIEM icon
3362
Franklin Emerging Market Core Dividend Tilt Index ETF
DIEM
$84.5M
$21K ﹤0.01%
+733
New +$20.5K
DRRX
3363
DELISTED
DURECT Corp
DRRX
$21K ﹤0.01%
1,500
– –
EDIT icon
3364
Editas Medicine
EDIT
$419M
$21K ﹤0.01%
1,630
+1,100
+208% +$22.5K
ENSG icon
3365
The Ensign Group
ENSG
$10.6B
$21K ﹤0.01%
1,118
+49
+5% +$930
ENX
3366
DELISTED
Eaton Vance New York Municipal Bond Fund
ENX
$21K ﹤0.01%
1,500
– –
GKOS icon
3367
Glaukos
GKOS
$11.1B
$21K ﹤0.01%
+550
New +$18.2K
HTHT icon
3368
Huazhu Hotels Group
HTHT
$12.7B
$21K ﹤0.01%
1,848
+260
+16% +$2.72K
KNOP icon
3369
KNOT Offshore Partners
KNOP
$365M
$21K ﹤0.01%
+1,000
New +$19K
MBUU icon
3370
Malibu Boats
MBUU
$569M
$21K ﹤0.01%
1,400
– –
MRVL icon
3371
Marvell Technology
MRVL
$200B
$21K ﹤0.01%
1,582
+976
+161% +$11.5K
SGMO
3372
DELISTED
SANGAMO THERAPEUTICS INC
SGMO
$21K ﹤0.01%
4,500
– –
SPTN
3373
DELISTED
SpartanNash
SPTN
$21K ﹤0.01%
722
-22
-3% -$677
STKL
3374
DELISTED
SunOpta
STKL
$21K ﹤0.01%
3,000
-5,500
-65% -$33.4K
VGM icon
3375
Invesco Trust Investment Grade Municipals
VGM
$568M
$21K ﹤0.01%
1,479
+20
+1% +$287
133 134
135
136 137

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HAM
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CM
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TRAM
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CONA
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Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Financials at 5.4% of assets, up from 5.4% a quarter earlier, followed by Consumer Staples and Industrials.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.