We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.52B
AUM Growth
+$850M
Cap. Flow
+$765M
Cap. Flow %
16.93%
Top 10 Hldgs %
14%
Holding
4,636
New
555
Increased
2,421
Reduced
842
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60.7M
2
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$40.4M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$35.6M
4
AAPL icon
Apple
AAPL
+$29.4M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$27.9M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$49.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$49.5M
3
OEF icon
iShares S&P 100 ETF
OEF
+$39.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$26.2M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$24.6M

Sector Composition

Rank Sector Weight
1 Financials 5.33%
2 Technology 5.3%
3 Industrials 5.11%
4 Consumer Staples 4.67%
5 Healthcare 4.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CVBF icon
3351
CVB Financial
CVBF
$4.08B
$11K ﹤0.01%
682
– –
CWCO icon
3352
Consolidated Water Co
CWCO
$502M
$11K ﹤0.01%
1,056
+603
+133% +$6.92K
DXLG icon
3353
Destination XL Group
DXLG
$33.2M
$11K ﹤0.01%
1,924
+1,424
+285% +$7.18K
EIG icon
3354
Employers Holdings
EIG
$871M
$11K ﹤0.01%
513
+60
+13% +$1.25K
EIS icon
3355
iShares MSCI Israel ETF
EIS
$909M
$11K ﹤0.01%
242
+2
+0.8% +$97
JHI
3356
John Hancock Investors Trust
JHI
$118M
$11K ﹤0.01%
600
– –
LFVN icon
3357
LifeVantage
LFVN
$81.9M
$11K ﹤0.01%
1,242
– –
LZB icon
3358
La-Z-Boy
LZB
$1.67B
$11K ﹤0.01%
423
+63
+18% +$1.49K
MITT
3359
TPG Mortgage Investment Trust
MITT
$214M
$11K ﹤0.01%
200
– –
NNY icon
3360
Nuveen New York Municipal Value Fund
NNY
$158M
$11K ﹤0.01%
1,146
– –
PARAA
3361
DELISTED
Paramount Global Class A
PARAA
$11K ﹤0.01%
187
+17
+10% +$912
QUAL icon
3362
iShares MSCI USA Quality Factor ETF
QUAL
$48.4B
$11K ﹤0.01%
176
+92
+110% +$5.59K
SIM icon
3363
Grupo SIMEC
SIM
$4.68B
$11K ﹤0.01%
+1,150
New +$13.1K
SMOG icon
3364
VanEck Low Carbon Energy ETF
SMOG
$135M
$11K ﹤0.01%
200
-51
-20% -$2.82K
TBBK icon
3365
The Bancorp
TBBK
$2.82B
$11K ﹤0.01%
1,000
– –
VVX icon
3366
V2X
VVX
$2.55B
$11K ﹤0.01%
380
+198
+109% +$5.03K
WLY icon
3367
John Wiley & Sons Class A
WLY
$2.63B
$11K ﹤0.01%
190
+1
+0.5% +$58
UCB
3368
United Community Banks
UCB
$4.43B
$11K ﹤0.01%
590
+61
+12% +$1.07K
SJR
3369
DELISTED
Shaw Communications Inc.
SJR
$11K ﹤0.01%
430
+221
+106% +$5.74K
RJZ
3370
DELISTED
AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Metals Total Return
RJZ
$11K ﹤0.01%
1,350
– –
Y
3371
DELISTED
Alleghany Corp
Y
$11K ﹤0.01%
24
+5
+26% +$2.23K
MBII
3372
DELISTED
Marrone Bio Innovations, Inc.
MBII
$11K ﹤0.01%
2,960
+1,310
+79% +$3.47K
PFBI
3373
DELISTED
Premier Financial Bancorp
PFBI
$11K ﹤0.01%
963
– –
GMO
3374
DELISTED
General Moly, Inc.
GMO
$11K ﹤0.01%
19,250
+18,250
+1,825% +$10.3K
ASNA
3375
DELISTED
Ascena Retail Group, Inc.
ASNA
$11K ﹤0.01%
44
+1
+2% +$248
133 134
135
136 137

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q4 2014 Portfolio in Review

As of Q4 2014, Ladenburg Thalmann Financial Services held 4,636 positions worth $4.52B, up 23% from $3.67B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $765M of net new capital in Q4 2014, opening 555 new positions and adding to 2,421 existing holdings. Its largest new stake was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.

By sector, the portfolio is most concentrated in Financials at 5.3% of assets, up from 4.3% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $49.9M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2014 buy was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $60.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $49.9M.
  • Ladenburg Thalmann Financial Services fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.52B portfolio in Q4 2014.
  • Ladenburg Thalmann Financial Services opened 555 new positions and closed 135 in Q4 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 23% quarter-over-quarter to $4.52B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2014, filed 13 Feb 2015.