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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+6.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.24B
AUM Growth
+$294M
Cap. Flow
+$124M
Cap. Flow %
3.84%
Top 10 Hldgs %
18.07%
Holding
4,077
New
197
Increased
1,450
Reduced
1,165
Closed
217

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$71.2M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$68.7M
3
SSO icon
ProShares Ultra S&P500
SSO
+$38.6M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$37.6M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$19.2M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$59.3M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$38.1M
4
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$32.9M
5
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$22.1M

Sector Composition

Rank Sector Weight
1 Energy 4.75%
2 Industrials 4.34%
3 Technology 4.01%
4 Consumer Staples 3.87%
5 Healthcare 3.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EGI
3351
DELISTED
Entre Resources Ltd. Common Shares
EGI
$4K ﹤0.01%
14,200
– –
ELON
3352
DELISTED
Echelon Corp
ELON
$4K ﹤0.01%
200
– –
MSCC
3353
DELISTED
Microsemi Corp
MSCC
$4K ﹤0.01%
150
+66
+79% +$1.6K
JJC
3354
DELISTED
iPath Bloomberg Copper Subindex Total Return ETN due October 22, 2037
JJC
$4K ﹤0.01%
100
-925
-90% -$37K
HSNI
3355
DELISTED
HSN, Inc.
HSNI
$4K ﹤0.01%
65
– –
PPP
3356
DELISTED
Primero Mining Corp
PPP
$4K ﹤0.01%
1,000
– –
ELOS
3357
DELISTED
Syneron Medical Ltd
ELOS
$4K ﹤0.01%
300
– –
EXAM
3358
DELISTED
EXAMWORKS GROUP INC COM STK (DE)
EXAM
$4K ﹤0.01%
148
– –
GSIG
3359
DELISTED
GSI GROUP INC COM STK (CDA)
GSIG
$4K ﹤0.01%
332
– –
STNR
3360
DELISTED
STEINER LEISURE LTD
STNR
$4K ﹤0.01%
89
+39
+78% +$2.21K
CNW
3361
DELISTED
CON-WAY INC.
CNW
$4K ﹤0.01%
115
+1
+0.9% +$42
TLM
3362
DELISTED
TALISMAN ENERGY INC
TLM
$4K ﹤0.01%
332
– –
WTSL
3363
DELISTED
WET SEAL INC CL-A
WTSL
$4K ﹤0.01%
1,500
– –
BNA
3364
DELISTED
BLACKROCK INCOME OPPORTUNITY TRUST INC
BNA
$4K ﹤0.01%
367
– –
JRCC
3365
DELISTED
JAMES RIVER COAL NEW
JRCC
$4K ﹤0.01%
2,650
– –
AWC
3366
DELISTED
Alumina Ltd
AWC
$4K ﹤0.01%
924
– –
QMM
3367
DELISTED
QUATERRA RESOURCES INC LTD
QMM
$4K ﹤0.01%
40,185
-5,000
-11% -$489
TRQ.RT
3368
DELISTED
TURQUOISE HILL RES LTD RTS EXP 01/07/2014 (DE)
TRQ.RT
$4K ﹤0.01%
+3,900
New +$3.41K
STSA
3369
DELISTED
STERLING FINL CORP (WA) COM NEW
STSA
$4K ﹤0.01%
+123
New +$3.81K
VEDL
3370
DELISTED
Vedanta Limited American Depostary Shares (Each representing four equity shares)
VEDL
$4K ﹤0.01%
318
-120
-27% -$1.47K
MTSC
3371
DELISTED
MTS Systems Corp
MTSC
$4K ﹤0.01%
51
+25
+96% +$1.65K
RTK
3372
DELISTED
Rentech, Inc.
RTK
$4K ﹤0.01%
200
-200
-50% -$3.67K
NQS
3373
DELISTED
NUVEEN SELECT QUALITY MUNI FD
NQS
$4K ﹤0.01%
362
+8
+2% +$99
NMO
3374
DELISTED
NUVEEN MUNI MARKET OPPORT FUND
NMO
$4K ﹤0.01%
361
+7
+2% +$83
ATRC icon
3375
AtriCure
ATRC
$2.18B
$3K ﹤0.01%
+160
New +$2.33K
133 134
135
136 137

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HAM
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Ladenburg Thalmann Financial Services's Q4 2013 Portfolio in Review

As of Q4 2013, Ladenburg Thalmann Financial Services held 4,077 positions worth $3.24B, up 10% from $2.95B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $124M of net new capital in Q4 2013, opening 197 new positions and adding to 1,450 existing holdings. Its largest new stake was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.

By sector, the portfolio is most concentrated in Energy at 4.8% of assets, up from 4.7% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $63M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2013 buy was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2013, an estimated $71.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $63M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra 7-10 Year Treasury in Q4 2013, selling an estimated $22.1M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.24B portfolio in Q4 2013.
  • Ladenburg Thalmann Financial Services opened 197 new positions and closed 217 in Q4 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 10% quarter-over-quarter to $3.24B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2013, filed 14 Feb 2014.