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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.59%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$2.95B
AUM Growth
+$147M
Cap. Flow
+$36.4M
Cap. Flow %
1.23%
Top 10 Hldgs %
18.66%
Holding
4,031
New
225
Increased
1,492
Reduced
1,087
Closed
151

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$68M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$30.7M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$29.2M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$21.5M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$15.8M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$50.1M
2
SSO icon
ProShares Ultra S&P500
SSO
+$33.5M
3
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$27.6M
4
GLD icon
SPDR Gold Trust
GLD
+$21.4M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.5M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Industrials 4.14%
3 Technology 3.92%
4 Consumer Staples 3.86%
5 Healthcare 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SHO icon
3351
Sunstone Hotel Investors
SHO
$1.99B
$3K ﹤0.01%
232
+42
+22% +$536
SPAB icon
3352
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$9.92B
$3K ﹤0.01%
126
-36,398
-100% -$1.03M
SPOK icon
3353
Spok Holdings
SPOK
$239M
$3K ﹤0.01%
200
– –
TMV icon
3354
Direxion Daily 20+ Year Treasury Bear 3X ETF
TMV
$194M
$3K ﹤0.01%
20
– –
UIS icon
3355
Unisys
UIS
$206M
$3K ﹤0.01%
137
– –
UI icon
3356
Ubiquiti
UI
$34.8B
$3K ﹤0.01%
62
– –
VWOB icon
3357
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.22B
$3K ﹤0.01%
+39
New +$2.97K
SUNE
3358
SUNation Energy
SUNE
$10.6M
– –
0
– –
B
3359
DELISTED
Barnes Group Inc.
B
$3K ﹤0.01%
82
– –
CNSL
3360
DELISTED
Consolidated Communications Holdings, Inc.
CNSL
$3K ﹤0.01%
200
-204
-50% -$3.54K
RPT
3361
DELISTED
RPT Realty Common Shares of Beneficial Interest (MD)
RPT
$3K ﹤0.01%
173
+31
+22% +$476
HT
3362
DELISTED
Hersha Hospitality Trust Priority Class A Common Shares of Beneficial Interest
HT
$3K ﹤0.01%
116
-47
-29% -$1.05K
AVTA
3363
DELISTED
Avantax, Inc. Common Stock
AVTA
$3K ﹤0.01%
132
+2
+2% +$42
ACOR
3364
DELISTED
Acorda Therapeutics
ACOR
$3K ﹤0.01%
1
– –
ALBO
3365
DELISTED
Albireo Pharma Inc
ALBO
$3K ﹤0.01%
33
– –
CYRN
3366
DELISTED
CYREN Ltd.
CYRN
$3K ﹤0.01%
50
– –
SNP
3367
DELISTED
CHINA PETROLEUM & CHEMICAL CORPORATION ADS (REP 100 ORDINARY H SHARES)
SNP
$3K ﹤0.01%
+39
New +$2.92K
PSB
3368
DELISTED
PS Business Parks, Inc.
PSB
$3K ﹤0.01%
37
+4
+12% +$295
HNP
3369
DELISTED
Huaneng Power Intl, Inc.
HNP
$3K ﹤0.01%
74
-100
-57% -$4.04K
MDP
3370
DELISTED
Meredith Corporation
MDP
$3K ﹤0.01%
50
– –
CEL
3371
DELISTED
Cellcom Israel, Ltd.
CEL
$3K ﹤0.01%
250
-133
-35% -$1.43K
ZN
3372
DELISTED
Zion Oil & Gas, Inc.
ZN
$3K ﹤0.01%
2,075
– –
UCFC
3373
DELISTED
United Community Financial Corp
UCFC
$3K ﹤0.01%
780
– –
NCI
3374
DELISTED
Navigant Consulting, Inc.
NCI
$3K ﹤0.01%
191
– –
ROX
3375
DELISTED
Castle Brands, Inc.
ROX
$3K ﹤0.01%
+4,000
New +$1.81K
133 134
135
136 137

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Ladenburg Thalmann Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Ladenburg Thalmann Financial Services held 4,031 positions worth $2.95B, up 5.3% from $2.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2013 filing shows 225 new, 1,492 increased, 1,087 reduced and 151 closed positions. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M. The largest sale was iShares Core S&P 500 ETF, an estimated $50.1M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 4.7% a quarter earlier, followed by Industrials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M.
  • Ladenburg Thalmann Financial Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $68M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $50.1M.
  • Ladenburg Thalmann Financial Services fully exited Arrow Dow Jones Global Yield ETF in Q3 2013, selling an estimated $464K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 19% of its $2.95B portfolio in Q3 2013.
  • Ladenburg Thalmann Financial Services opened 225 new positions and closed 151 in Q3 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.3% quarter-over-quarter to $2.95B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2013, filed 14 Nov 2013.